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INTERNET-DRAFT John Kohl
B. Clifford Neuman
1 September 1992
The Kerberos Network Authentication Service (V5)
_S_T_A_T_U_S _O_F _T_H_I_S _M_E_M_O
This document is an Internet Draft. Internet Drafts
are working documents of the Internet Engineering Task Force
(IETF), its Areas, and its Working Groups. Note that other
groups may also distribute working documents as Internet
Drafts.
Internet Drafts are draft documents valid for a maximum
of six months. Internet Drafts may be updated, replaced,
or obsoleted by other documents at any time. It is not
appropriate to use Internet Drafts as reference material or
to cite them other than as a "working draft" or "work in
progress."
Please check the I-D abstract listing contained in each
Internet Draft directory to learn the current status of this
or any other Internet Draft. Distribution of this memo is
unlimited. Please send comments to "krb-protocol@MIT.EDU."
_A_B_S_T_R_A_C_T
This document gives an overview and specification of
Version 5 of the protocol for the Kerberos network authenti-
cation system. Version 4, described elsewhere [1,2], is
presently in production use at MIT's Project Athena, and at
other Internet sites.
_O_V_E_R_V_I_E_W
This INTERNET-DRAFT describes the concepts and model
upon which the Kerberos network authentication system is
based. It also specifies Version 5 of the Kerberos proto-
col.
The motivations, goals, assumptions, and rationale
behind most design decisions are treated cursorily; for Ver-
sion 4 they are fully described in the Kerberos portion of
__________________________
Project Athena, Athena, Athena MUSE, Discuss, Hesiod,
Kerberos, Moira, and Zephyr are trademarks of the Mas-
sachusetts Institute of Technology (MIT). No commer-
cial use of these trademarks may be made without prior
written permission of MIT.
Overview - 1 - Expires 28 February 1993
Version 5 - Revision 5.1
the Athena Technical Plan [1]. The protocols are under
review, and are not being submitted for consideration as an
Internet standard at this time. Comments are encouraged.
Requests for addition to an electronic mailing list for dis-
cussion of Kerberos, kerberos@MIT.EDU, may be addressed to
kerberos-request@MIT.EDU. This mailing list is gatewayed
onto the Usenet as the group comp.protocols.kerberos.
Requests for further information, including documents and
code availability, may be sent to info-kerberos@MIT.EDU.
_B_A_C_K_G_R_O_U_N_D
The Kerberos model is based in part on Needham and
Schroeder's trusted third-party authentication protocol [3]
and on modifications suggested by Denning and Sacco [4].
The original design and implementation of Kerberos Versions
1 through 4 was the work of two former Project Athena staff
members, Steve Miller of Digital Equipment Corporation and
Clifford Neuman (now at the Information Sciences Institute
of the University of Southern California), along with Jerome
Saltzer, Technical Director of Project Athena, and Jeffrey
Schiller, MIT Campus Network Manager. Many other members of
Project Athena have also contributed to the work on Ker-
beros. Version 4 is publicly available, and has seen wide
use across the Internet.
Version 5 (described in this document) has evolved from
Version 4 based on new requirements and desires for features
not available in Version 4. Details on the differences
between Kerberos Versions 4 and 5 can be found in [5].
_1. _I_n_t_r_o_d_u_c_t_i_o_n
Kerberos provides a means of verifying the identities
of principals, (e.g. a workstation user or a network server)
on an open (unprotected) network. This is accomplished
without relying on authentication by the host operating sys-
tem, without basing trust on host addresses, without requir-
ing physical security of all the hosts on the network, and
under the assumption that packets traveling along the net-
work can be read, modified, and inserted at will[1]. Ker-
beros performs authentication under these conditions as a
trusted third-party authentication service by using conven-
tional (shared secret key[2]) cryptography.
__________________________
[1] Note, however, that many applications use Kerberos'
functions only upon the initiation of a stream-based
network connection, and assume the absence of any ``hi-
jackers'' who might subvert such a connection. Such
use implicitly trusts the host addresses involved.
[2] _S_e_c_r_e_t and _p_r_i_v_a_t_e are often used interchangeably
in the literature. In our usage, it takes two (or
more) to share a secret, thus a shared DES key is a
_s_e_c_r_e_t key. Something is only private when no one but
Section 1. - 2 - Expires 28 February 1993
Version 5 - Revision 5.1
The authentication process proceeds as follows: A
client sends a request to the authentication server (AS)
requesting "credentials" for a given server. The AS
responds with these credentials, encrypted in the client's
key. The credentials consist of 1) a "ticket" for the
server and 2) a temporary encryption key (often called a
"session key"). The client transmits the ticket (which con-
tains the client's identity and a copy of the session key,
all encrypted in the server's key) to the server. The ses-
sion key (now shared by the client and server) is used to
authenticate the client, and may optionally be used to
authenticate the server. It may also be used to encrypt
further communication between the two parties or to exchange
a separate sub-session key to be used to encrypt further
communication.
The implementation consists of one or more authentica-
tion servers running on physically secure hosts. The
authentication servers maintain a database of principals
(i.e., users and servers) and their secret keys. Code
libraries provide encryption and implement the Kerberos pro-
tocol. In order to add authentication to its transactions,
a typical network application adds one or two calls to the
Kerberos library, which results in the transmission of the
necessary messages to achieve authentication.
The Kerberos protocol consists of several sub-protocols
(or exchanges). There are two methods by which a client can
ask a Kerberos server for credentials. In the first
approach, the client sends a cleartext request for a ticket
for the desired server to the AS. The reply is sent
encrypted in the client's secret key. Usually this request
is for a ticket-granting ticket (TGT) which can later be
used with the ticket-granting server (TGS). In the second
method, the client sends a request to the TGS. The client
sends the TGT to the TGS in the same manner as if it were
contacting any other application server which requires Ker-
beros credentials. The reply is encrypted in the session
key from the TGT.
Once obtained, credentials may be used to verify the
identity of the principals in a transaction, to ensure the
integrity of messages exchanged between them, or to preserve
privacy of the messages. The application is free to choose
whatever protection may be necessary.
To verify the identities of the principals in a tran-
saction, the client transmits the ticket to the server.
Since the ticket is sent "in the clear" (parts of it are
encrypted, but this encryption doesn't thwart replay) and
__________________________
its owner knows it. Thus, in public key cryptosystems,
one has a public and a _p_r_i_v_a_t_e key.
Section 1. - 3 - Expires 28 February 1993
Version 5 - Revision 5.1
might be intercepted and reused by an attacker, additional
information is sent to prove that the message was originated
by the principal to whom the ticket was issued. This infor-
mation (called the _a_u_t_h_e_n_t_i_c_a_t_o_r) is encrypted
in the session key, and includes a timestamp. The timestamp
proves that the message was recently generated and is not a
replay. Encrypting the authenticator in the session key proves
that it was generated by a party possessing the session key.
Since no one except the requesting principal and the server
know the session key (it is never sent over the network in
the clear) this guarantees the identity of the client.
The integrity of the messages exchanged between princi-
pals can also be guaranteed using the session key (passed in
the ticket and contained in the credentials). This approach
provides detection of both replay attacks and message stream
modification attacks. It is accomplished by generating and
transmitting a collision-proof checksum (elsewhere called a
hash or digest function) of the client's message, keyed with
the session key. Privacy and integrity of the messages
exchanged between principals can be secured by encrypting
the data to be passed using the session key passed in the
ticket, and contained in the credentials.
The authentication exchanges mentioned above require
read-only access to the Kerberos database. Sometimes, how-
ever, the entries in the database must be modified, such as
when adding new principals or changing a principal's key.
This is done using a protocol between a client and a third
Kerberos server, the Kerberos Administration Server (KADM).
The administration protocol is not described in this docu-
ment. There is also a protocol for maintaining multiple
copies of the Kerberos database, but this can be considered
an implementation detail and may vary to support different
database technologies.
_1._1. _C_r_o_s_s-_R_e_a_l_m _O_p_e_r_a_t_i_o_n
The Kerberos protocol is designed to operate across
organizational boundaries. A client in one organization can
be authenticated to a server in another. Each organization
wishing to run a Kerberos server establishes its own
"realm". The name of the realm in which a client is
registered is part of the client's name, and can be used by
the end-service to decide whether to honor a request.
By establishing "inter-realm" keys, the administrators
of two realms can allow a client authenticated in the local
realm to use its authentication remotely[3]. The exchange
__________________________
[3] Of course, with appropriate permission the client
could arrange registration of a separately-named prin-
cipal in a remote realm, and engage in normal exchanges
with that realm's services. However, for even small
Section 1.1. - 4 - Expires 28 February 1993
Version 5 - Revision 5.1
of inter-realm keys (a separate key may be used for each
direction) registers the ticket-granting service of each
realm as a principal in the other realm. A client is then
able to obtain a ticket-granting ticket for the remote
realm's ticket-granting service from its local realm. When
that ticket-granting ticket is used, the remote ticket-
granting service uses the inter-realm key (which usually
differs from its own normal TGS key) to decrypt the ticket-
granting ticket, and is thus certain that it was issued by
the client's own TGS. Tickets issued by the remote ticket-
granting service will indicate to the end-service that the
client was authenticated from another realm.
A realm is said to _c_o_m_m_u_n_i_c_a_t_e with another realm if
the two realms share an inter-realm key, or if the local
realm shares an inter-realm key with an intermediate realm
that communicates with the remote realm. An _a_u_t_h_e_n_t_i_c_a_t_i_o_n
_p_a_t_h is the sequence of intermediate realms that are tran-
sited in communicating from one realm to another.
Realms are typically organized hierarchically. Each
realm shares a key with its parent and a different key with
each child. If an inter-realm key is not directly shared by
two realms, the hierarchical organization allows an authen-
tication path to be easily constructed. If a hierarchical
organization is not used, it may be necessary to consult
some database in order to construct an authentication path
between realms.
Although realms are typically hierarchical, intermedi-
ate realms may be bypassed to achieve cross-realm authenti-
cation through alternate authentication paths (these might
be established to make communication between two realms more
efficient). It is important for the end-service to know
which realms were transited when deciding how much faith to
place in the authentication process. To facilitate this
decision, a field in each ticket contains the names of the
realms that were involved in authenticating the client.
_1._2. _E_n_v_i_r_o_n_m_e_n_t_a_l _a_s_s_u_m_p_t_i_o_n_s
Kerberos imposes a few assumptions on the environment in
which it can properly function:
o+ "Denial of service" attacks are not solved with Ker-
beros. There are places in these protocols where an
intruder can prevent an application from participating
in the proper authentication steps. Detection and
solution of such attacks (some of which can appear to
be not-uncommon "normal" failure modes for the system)
is usually best left to the human administrators and
__________________________
numbers of clients this becomes cumbersome, and more
automatic methods as described here are necessary.
Section 1.2. - 5 - Expires 28 February 1993
Version 5 - Revision 5.1
users.
o+ Principals must keep their secret keys secret. If an
intruder somehow steals a principal's key, it will be
able to masquerade as that principal or impersonate any
server to the legitimate principal.
o+ Each host on the network must have a clock which is
"loosely synchronized" to the time of the other hosts;
this synchronization is used to reduce the bookkeeping
needs of application servers when they do replay detec-
tion. The degree of "looseness" can be configured on a
per-server basis. If the clocks are synchronized over
the network, the clock synchronization protocol must
itself be secured from network attackers.
o+ Principal identifiers are not recycled on a short-term
basis. A typical mode of access control will use
access control lists (ACLs) to grant permissions to
particular principals. If a stale ACL entry remains
for a deleted principal and the principal identifier is
reused, the new principal will inherit rights specified
in the stale ACL entry. By not re-using principal
identifiers, the danger of inadvertent access is
removed.
_1._3. _G_l_o_s_s_a_r_y _o_f _t_e_r_m_s
Below is a list of terms used throughout this document.
Authentication Verifying the claimed identity of a
principal.
Authentication headerA record containing a Ticket and an
Authenticator to be presented to a
server as part of the authentication
process.
Authentication path A sequence of intermediate realms tran-
sited in the authentication process when
communicating from one realm to another.
Authenticator A record containing information that can
be shown to have been recently generated
using the session key known only by the
client and server.
Authorization The process of determining whether a
client may use a service, which objects
Section 1.3. - 6 - Expires 28 February 1993
Version 5 - Revision 5.1
the client is allowed to access, and the
type of access allowed for each.
Capability A token that grants the bearer permis-
sion to access an object or service. In
Kerberos, this might be a ticket whose
use is restricted by the contents of the
authorization data field, but which
lists no network addresses, together
with the session key necessary to use
the ticket.
Ciphertext The output of an encryption function.
Encryption transforms plaintext into
ciphertext.
Client A process that makes use of a network
service on behalf of a user. Note that
in some cases a Server may itself be a
client of some other server (e.g. a
print server may be a client of a file
server).
Credentials A ticket plus the secret session key
necessary to successfully use that
ticket in an authentication exchange.
KDC Key Distribution Center, a network ser-
vice that supplies tickets and temporary
session keys; or an instance of that
service or the host on which it runs.
The KDC services both initial ticket and
ticket-granting ticket requests. The
initial ticket portion is sometimes
referred to as the Authentication Server
(or service). The ticket-granting
ticket portion is sometimes referred to
as the ticket-granting server (or ser-
vice).
Kerberos Aside from the 3-headed dog guarding
Hades, the name given to Project
Athena's authentication service, the
protocol used by that service, or the
code used to implement the authentica-
tion service.
Section 1.3. - 7 - Expires 28 February 1993
Version 5 - Revision 5.1
Plaintext The input to an encryption function or
the output of a decryption function.
Decryption transforms ciphertext into
plaintext.
Principal A uniquely named client or server
instance that participates in a network
communication.
Principal identifierThe name used to uniquely identify each
different principal.
Seal To encipher a record containing several
fields in such a way that the fields
cannot be individually replaced without
either knowledge of the encryption key
or leaving evidence of tampering.
Secret key An encryption key shared by a principal
and the KDC, distributed outside the
bounds of the system, with a long life-
time. In the case of a human user's
principal, the secret key is derived
from a password.
Server A particular Principal which provides a
resource to network clients.
Service A resource provided to network clients;
often provided by more than one server
(for example, remote file service).
Session key A temporary encryption key used between
two principals, with a lifetime limited
to the duration of a single login "ses-
sion".
Sub-session key A temporary encryption key used between
two principals, selected and exchanged
by the principals using the session key,
and with a lifetime limited to the dura-
tion of a single association.
Ticket A record that helps a client authenti-
cate itself to a server; it contains the
Section 1.3. - 8 - Expires 28 February 1993
Version 5 - Revision 5.1
client's identity, a session key, a
timestamp, and other information, all
sealed using the server's secret key.
It only serves to authenticate a client
when presented along with a fresh
Authenticator.
_2. _T_i_c_k_e_t _f_l_a_g _u_s_e_s _a_n_d _r_e_q_u_e_s_t_s
Each Kerberos ticket contains a set of flags which are used
to indicate various attributes of that ticket. Most flags
may be requested by a client when the ticket is obtained;
some are automatically turned on and off by a Kerberos
server as required. The following sections explain what the
various flags mean, and gives examples of reasons to use
such a flag.
_2._1. _I_n_i_t_i_a_l _a_n_d _p_r_e-_a_u_t_h_e_n_t_i_c_a_t_e_d _t_i_c_k_e_t_s
The INITIAL flag indicates that a ticket was issued
using the AS protocol and not issued based on a ticket-
granting ticket. Application servers that want to require
the knowledge of a client's secret key (e.g. a password-
changing program) can insist that this flag be set in any
tickets they accept, and thus be assured that the client's
key was recently presented to the application client.
The PRE-AUTHENT and HW-AUTHENT flags provide addition
information about the initial authentication, regardless of
whether the current ticket was issued directly (in which
case INITIAL will also be set) or issued on the basis of a
ticket-granting ticket (in which case the INITIAL flag is
clear, but the PRE-AUTHENT and HW-AUTHENT flags are carried
forward from the ticket-granting ticket).
_2._2. _I_n_v_a_l_i_d _t_i_c_k_e_t_s
The INVALID flag indicates that a ticket is invalid.
Application servers must reject tickets which have this flag
set. A postdated ticket will usually be issued in this
form. Invalid tickets must be validated by the KDC before
use, by presenting them to the KDC in a TGS request with the
VALIDATE option specified. The KDC will only validate tick-
ets after their starttime has passed. The validation is
required so that postdated tickets which have been stolen
before their starttime can be rendered permanently invalid
(through a hot-list mechanism).
_2._3. _R_e_n_e_w_a_b_l_e _t_i_c_k_e_t_s
Applications may desire to hold tickets which can be
valid for long periods of time. However, this can expose
their credentials to potential theft for equally long
periods, and those stolen credentials would be valid until
Section 2.3. - 9 - Expires 28 February 1993
Version 5 - Revision 5.1
the expiration time of the ticket(s). Simply using short-
lived tickets and obtaining new ones periodically would
require the client to have long-term access to its secret
key, an even greater risk. Renewable tickets can be used to
mitigate the consequences of theft. Renewable tickets have
two "expiration times": the first is when the current
instance of the ticket expires, and the second is the latest
permissible value for an individual expiration time. An
application client must periodically (i.e. before it
expires) present a renewable ticket to the KDC, with the
RENEW option set in the KDC request. The KDC will issue a
new ticket with a new session key and a later expiration
time. All other fields of the ticket are left unmodified by
the renewal process. When the latest permissible expiration
time arrives, the ticket expires permanently. At each
renewal, the KDC may consult a hot-list to determine if the
ticket had been reported stolen since its last renewal; it
will refuse to renew such stolen tickets, and thus the
usable lifetime of stolen tickets is reduced.
The RENEWABLE flag in a ticket is normally only inter-
preted by the ticket-granting service (discussed below in
section 3.3). It can usually be ignored by application
servers. However, some particularly careful application
servers may wish to disallow renewable tickets.
If a renewable ticket is not renewed by its expiration
time, the KDC will not renew the ticket. The RENEWABLE flag
is reset by default, but a client may request it be set by
setting the RENEWABLE option in the KRB_AS_REQ message. If
it is set, then the renew-till field in the ticket contains
the time after which the ticket may not be renewed.
_2._4. _P_o_s_t_d_a_t_e_d _t_i_c_k_e_t_s
Applications may occasionally need to obtain tickets
for use much later, e.g. a batch submission system would
need tickets to be valid at the time the batch job is ser-
viced. However, it is dangerous to hold valid tickets in a
batch queue, since they will be on-line longer and more
prone to theft. Postdated tickets provide a way to obtain
these tickets from the KDC at job submission time, but to
leave them "dormant" until they are activated and validated
by a further request of the KDC. If a ticket theft were
reported in the interim, the KDC would refuse to validate
the ticket, and the thief would be foiled.
The MAY-POSTDATE flag in a ticket is normally only
interpreted by the ticket-granting service. It can be
ignored by application servers. This flag must be set in a
ticket-granting ticket in order to issue a postdated ticket
based on the presented ticket. It is reset by default; it
may be requested by a client by setting the ALLOW-POSTDATE
option in the KRB_AS_REQ message. This flag does not allow
Section 2.4. - 10 - Expires 28 February 1993
Version 5 - Revision 5.1
a client to obtain a postdated ticket-granting ticket; post-
dated ticket-granting tickets can only by obtained by
requesting the postdating in the KRB_AS_REQ message. The
life (endtime-starttime) of a postdated ticket will be the
remaining life of the ticket-granting ticket at the time of
the request, unless the RENEWABLE option is also set, in
which case it can be the full life (endtime-starttime) of
the ticket-granting ticket. The KDC may limit how far in
the future a ticket may be postdated.
The POSTDATED flag indicates that a ticket has been
postdated. The application server can check the authtime
field in the ticket to see when the original authentication
occurred. Some services may choose to reject postdated
tickets, or they may only accept them within a certain
period after the original authentication. When the KDC
issues a POSTDATED ticket, it will also be marked as
INVALID, so that the application client must present the
ticket to the KDC to be validated before use.
_2._5. _P_r_o_x_i_a_b_l_e _a_n_d _p_r_o_x_y _t_i_c_k_e_t_s
At times it may be necessary for a principal to allow a
service to perform an operation on its behalf. The service
must be able to take on the identity of the client, but only
for a particular purpose. A principal can allow a service
to take on the principal's identity for a particular purpose
by granting it a proxy.
The PROXIABLE flag in a ticket is normally only inter-
preted by the ticket-granting service. It can be ignored by
application servers. When set, this flag tells the ticket-
granting server that it is OK to issue a new ticket (but not
a ticket-granting ticket) with a different network address
based on this ticket. This flag is set by default.
This flag allows a client to pass a proxy to a server
to perform a remote request on its behalf, e.g. a print ser-
vice client can give the print server a proxy to access the
client's files on a particular file server in order to
satisfy a print request.
In order to complicate the use of stolen credentials,
Kerberos tickets are usually valid from only those network
addresses specifically included in the ticket[4]. For this
reason, a client wishing to grant a proxy must request a new
ticket valid for the network address of the service to be
granted the proxy.
__________________________
[4] It is permissible to request or issue tickets with
no network addresses specified, but we do not recommend
it.
Section 2.5. - 11 - Expires 28 February 1993
Version 5 - Revision 5.1
The PROXY flag is set in a ticket by the TGS when it
issues a proxy ticket. Application servers may check this
flag and require additional authentication from the agent
presenting the proxy in order to provide an audit trail.
_2._6. _F_o_r_w_a_r_d_a_b_l_e _t_i_c_k_e_t_s
Authentication forwarding is an instance of the proxy
case where the service is granted complete use of the
client's identity. An example where it might be used is
when a user logs in to a remote system and wants authentica-
tion to work from that system as if the login were local.
The FORWARDABLE flag in a ticket is normally only
interpreted by the ticket-granting service. It can be
ignored by application servers. The FORWARDABLE flag has an
interpretation similar to that of the PROXIABLE flag, except
ticket-granting tickets may also be issued with different
network addresses. This flag is reset by default, but users
may request that it be set by setting the FORWARDABLE option
in the AS request when they request their initial ticket-
granting ticket.
This flag allows for authentication forwarding without
requiring the user to enter a password again. If the flag
is not set, then authentication forwarding is not permitted,
but the same end result can still be achieved if the user
engages in the AS exchange with the requested network
addresses and supplies a password.
The FORWARDED flag is set by the TGS when a client
presents a ticket with the FORWARDABLE flag set and requests
it be set by specifying the FORWARDED KDC option and supply-
ing a set of addresses for the new ticket. It is also set
in all tickets issued based on tickets with the FORWARDED
flag set. Application servers may wish to process FORWARDED
tickets differently than non-FORWARDED tickets.
_2._7. _O_t_h_e_r _K_D_C _o_p_t_i_o_n_s
There are two additional options which may be set in a
client's request of the KDC.
The RENEWABLE-OK option indicates that the client will
accept a renewable ticket if a ticket with the requested
life cannot otherwise be provided. If a ticket with the
requested life cannot be provided, then the KDC may issue a
renewable ticket with a renew-till equal to the the
requested endtime. The value of the renew-till field may
still be adjusted by site-determined limits or limits
imposed by the individual principal or server.
The ENC-TKT-IN-SKEY option is honored only by the
ticket-granting service. It indicates that the to-be-issued
Section 2.7. - 12 - Expires 28 February 1993
Version 5 - Revision 5.1
ticket for the end server is to be encrypted in the session
key from the additional ticket-granting ticket provided with
the request. See section 3.3.3 for specific details.
_3. _M_e_s_s_a_g_e _E_x_c_h_a_n_g_e_s
The following sections describe the interactions between
network clients and servers and the messages involved in
those exchanges.
_3._1. _T_h_e _A_u_t_h_e_n_t_i_c_a_t_i_o_n _S_e_r_v_i_c_e _E_x_c_h_a_n_g_e
Summary
_M_e_s_s_a_g_e _d_i_r_e_c_t_i_o_n _M_e_s_s_a_g_e _t_y_p_e _S_e_c_t_i_o_n
1. Client to Kerberos KRB_AS_REQ 5.4.1
2. Kerberos to client KRB_AS_REP or 5.4.2
KRB_ERROR 5.8.1
The Authentication Service (AS) Exchange between the
client and the Kerberos Authentication Server is usually in-
itiated by a client when it wishes to obtain authentication
credentials for a given server but currently holds no
credentials. The client's secret key is used for encryption
and decryption. This exchange is typically used at the ini-
tiation of a login session, to obtain credentials for a
Ticket-Granting Server, which will subsequently be used to
obtain credentials for other servers (see section 3.3)
without requiring further use of the client's secret key.
This exchange is also used to request credentials for ser-
vices which must not be mediated through the Ticket-Granting
Service, but rather require a principal's secret key, such
as the password-changing service[5].
The exchange consists of two messages: KRB_AS_REQ from
the client to Kerberos, and KRB_AS_REP or KRB_ERROR in
reply. The formats for these messages are described in sec-
tions 5.4.1, 5.4.2, and 5.8.1.
In the request, the client sends (in cleartext) its own
identity and the identity of the server for which it is
requesting credentials. The response, KRB_AS_REP, contains
a ticket for the client to present to the server, and a ses-
sion key that will be shared by the client and the server.
The session key and additional information are encrypted in
the client's secret key. The KRB_AS_REP message contains
information which can be used to detect replays, and to
__________________________
[5] The password-changing request must not be honored
unless the requester can provide the old password (the
user's current secret key). Otherwise, it would be
possible for someone to walk up to an unattended ses-
sion and change another user's password.
Section 3.1. - 13 - Expires 28 February 1993
Version 5 - Revision 5.1
associate it with the message to which it replies. Various
errors can occur; these are indicated by an error response
(KRB_ERROR) instead of the KRB_AS_REP response. The error
message is not encrypted. The KRB_ERROR message also con-
tains information which can be used to associate it with the
message to which it replies. The lack of encryption in the
KRB_ERROR message precludes the ability to detect replays or
fabrications of such messages.
In the normal case the authentication server does not
know whether the client is actually the principal named in
the request. It simply sends a reply without knowing or
caring whether they are the same. This is acceptable
because nobody but the principal whose identity was given in
the request will be able to use the reply. Its critical
information is encrypted in that principal's key. The ini-
tial request supports an optional field that can be used to
pass additional information that might be needed for the
initial exchange. This field may be used for pre-
authentication if desired, but the mechanism is not
currently specified.
_3._1._1. _G_e_n_e_r_a_t_i_o_n _o_f _K_R_B__A_S__R_E_Q _m_e_s_s_a_g_e
The client may specify a number of options in the ini-
tial request. Among these options are whether the requested
ticket is to be renewable, proxiable, or forwardable;
whether it should be postdated or allow postdating of
derivative tickets; and whether a renewable ticket will be
accepted in lieu of a non-renewable ticket if the requested
ticket expiration date cannot be satisfied by a non-
renewable ticket (due to configuration constraints; see sec-
tion 4). See section A.1 for pseudocode.
The client prepares the KRB_AS_REQ message and sends it
to the KDC.
_3._1._2. _R_e_c_e_i_p_t _o_f _K_R_B__A_S__R_E_Q _m_e_s_s_a_g_e
If all goes well, processing the KRB_AS_REQ message
will result in the creation of a ticket for the client to
present to the server. The format for the ticket is
described in section 5.3.1. The contents of the ticket are
determined as follows.
_3._1._3. _G_e_n_e_r_a_t_i_o_n _o_f _K_R_B__A_S__R_E_P _m_e_s_s_a_g_e
The authentication server looks up the client and
server principals named in the KRB_AS_REQ in its database,
extracting their respective keys. If the server cannot
accommodate the requested encryption type, an error message
with code KDC_ERR_ETYPE_NOSUPP is returned. Otherwise it
generates a "random" session key[6].
__________________________
Section 3.1.3. - 14 - Expires 28 February 1993
Version 5 - Revision 5.1
If the requested start time is absent or indicates a
time in the past, then the start time of the ticket is set
to the authentication server's current time. If it indicates
a time in the future, but the POSTDATED option has not been
specified, then the error KDC_ERR_CANNOT_POSTDATE is
returned. Otherwise the requested start time is checked
against the policy of the local realm (the administrator
might decide to prohibit certain types or ranges of post-
dated tickets), and if acceptable, the ticket's start time
is set as requested and the INVALID flag is set in the new
ticket. The postdated ticket must be validated before use by
presenting it to the KDC after the start time has been
reached.
The expiration time of the ticket will be set to the minimum
of the following:
o+The expiration time (endtime) requested in the KRB_AS_REQ
message.
o+The ticket's start time plus the maximum allowable lifetime
associated with the client principal (the authentication
server's database includes a maximum ticket lifetime field
in each principal's record; see section 4).
o+The ticket's start time plus the maximum allowable lifetime
associated with the server principal.
o+The ticket's start time plus the maximum lifetime set by
the policy of the local realm.
If the requested expiration time minus the start time
(as determined above) is less than a site-determined minimum
lifetime, an error message with code KDC_ERR_NEVER_VALID is
returned. If the requested expiration time for the ticket
exceeds what was determined as above, and if the
"RENEWABLE-OK" option was requested, then the "RENEWABLE"
flag is set in the new ticket, and the renew-till value is
set as if the "RENEWABLE" option were requested (the field
and option names are described fully in section 5.4.1).
__________________________
[6] "Random" means that, among other things, it should
be impossible to guess the next session key based on
knowledge of past session keys. This can only be
achieved in a pseudo-random number generator if it is
based on cryptographic principles. It would be more
desirable to use a truly random number generator, such
as one based on measurements of random physical
phenomena.
Section 3.1.3. - 15 - Expires 28 February 1993
Version 5 - Revision 5.1
If the RENEWABLE option has been requested or if the
RENEWABLE-OK option has been set and a renewable ticket is
to be issued, then the renew-till field is set to the
minimum of:
o+Its requested value.
o+The start time of the ticket plus the minimum of the two
maximum renewable lifetimes associated with the principals'
database entries.
o+The start time of the ticket plus the maximum renewable
lifetime set by the policy of the local realm.
The flags field of the new ticket will have the follow-
ing options set if they have been requested and if the pol-
icy of the local realm allows: FORWARDABLE, MAY-POSTDATE,
POSTDATED, PROXIABLE, RENEWABLE. If the new ticket is post-
dated (the start time is in the future), its INVALID flag
will also be set.
If all of the above succeed, the server formats a
KRB_AS_REP message (see section 5.4.2), copying the
addresses in the request into the caddr of the response,
placing any required pre-authentication data into the padata
of the response, and encrypts the ciphertext part in the
client's key using the requested encryption method, and
sends it to the client. See section A.2 for pseudocode.
_3._1._4. _G_e_n_e_r_a_t_i_o_n _o_f _K_R_B__E_R_R_O_R _m_e_s_s_a_g_e
Several errors can occur, and the Authentication Server
responds by returning an error message, KRB_ERROR, to the
client, with the error-code and e-text fields set to
appropriate values. The error message contents and details
are described in Section 5.8.1.
_3._1._5. _R_e_c_e_i_p_t _o_f _K_R_B__A_S__R_E_P _m_e_s_s_a_g_e
If the reply message type is KRB_AS_REP, then the
client verifies that the cname and crealm fields in the
cleartext portion of the reply match what it requested. If
any padata fields are present, they may be used to derive
the proper secret key to decrypt the message. The client
decrypts the encrypted part of the response using its secret
key, verifies that the nonce in the encrypted part matches
the nonce it supplied in its request (to detect replays).
It also verifies that the sname and srealm in the response
match those in the request, and that the host address field
is also correct. It then stores the ticket, session key,
start and expiration times, and other information for later
use. The key-expiration field from the encrypted part of
the response may be checked to notify the user of impending
key expiration (the client program could then suggest
Section 3.1.5. - 16 - Expires 28 February 1993
Version 5 - Revision 5.1
remedial action, such as a password change). See section
A.3 for pseudocode.
Proper decryption of the KRB_AS_REP message is _n_o_t suf-
ficient to verify the identity of the user; the user and an
attacker could cooperate to generate a KRB_AS_REP format
message which decrypts properly but is not from the proper
KDC. If the host wishes to verify the identity of the user,
it must require the user to present application credentials
which can be verified using a securely-stored secret key.
If those credentials can be verified, then the identity of
the user can be assured.
_3._1._6. _R_e_c_e_i_p_t _o_f _K_R_B__E_R_R_O_R _m_e_s_s_a_g_e
If the reply message type is KRB_ERROR, then the client
interprets it as an error and performs whatever
application-specific tasks are necessary to recover.
_3._2. _T_h_e _C_l_i_e_n_t/_S_e_r_v_e_r _A_u_t_h_e_n_t_i_c_a_t_i_o_n _E_x_c_h_a_n_g_e
Summary
_M_e_s_s_a_g_e _d_i_r_e_c_t_i_o_n _M_e_s_s_a_g_e _t_y_p_e _S_e_c_t_i_o_n
Client to Application server KRB_AP_REQ 5.5.1
[optional] Application server to client KRB_AP_REP or 5.5.2
KRB_ERROR 5.8.1
The client/server authentication (CS) exchange is used
by network applications to authenticate the client to the
server and vice versa. The client must have already
acquired credentials for the server using the AS or TGS
exchange.
_3._2._1. _T_h_e _K_R_B__A_P__R_E_Q _m_e_s_s_a_g_e
The KRB_AP_REQ contains authentication information
which should be part of the first message in an authenti-
cated transaction. It contains a ticket, an authenticator,
and some additional bookkeeping information (see section
5.5.1 for the exact format). The ticket by itself is insuf-
ficient to authenticate a client, since tickets are passed
across the network in cleartext[7], so the authenticator is
used to prevent invalid replay of tickets by proving to the
server that the client knows the session key of the ticket
and thus is entitled to use it. The KRB_AP_REQ message is
referred to elsewhere as the "authentication header."
__________________________
[7] Tickets contain both an encrypted and unencrypted
portion, so cleartext here refers to the entire unit,
which can be copied from one message and replayed in
another without any cryptographic skill.
Section 3.2.1. - 17 - Expires 28 February 1993
Version 5 - Revision 5.1
_3._2._2. _G_e_n_e_r_a_t_i_o_n _o_f _a _K_R_B__A_P__R_E_Q _m_e_s_s_a_g_e
When a client wishes to initiate authentication to a
server, it obtains (either through a credentials cache, the
AS exchange, or the TGS exchange) a ticket and session key
for the desired service. The client may re-use any tickets
it holds until they expire. The client then constructs a
new Authenticator from the the system time, its name, and
optionally an application specific checksum, an initial
sequence number to be used in KRB_SAFE or KRB_PRIV messages,
and/or a session subkey to be used in negotiations for a
session key unique to this particular session. Authentica-
tors may not be re-used and will be rejected if replayed to
a server[8]. If a sequence number is to be included, it
should be randomly chosen so that even after many messages
have been exchanged it is not likely to collide with other
sequence numbers in use.
The client may indicate a requirement of mutual authen-
tication or the use of a session-key based ticket by setting
the appropriate flag(s) in the ap-options field of the mes-
sage.
The Authenticator is encrypted in the session key and
combined with the ticket to form the KRB_AP_REQ message
which is then sent to the end server along with any addi-
tional application-specific information. See section A.9
for pseudocode.
_3._2._3. _R_e_c_e_i_p_t _o_f _K_R_B__A_P__R_E_Q _m_e_s_s_a_g_e
Authentication is based on the server's current time of
day (clocks must be loosely synchronized), the authentica-
tor, and the ticket. Several errors are possible. If an
error occurs, the server is expected to reply to the client
with a KRB_ERROR message. This message may be encapsulated
in the application protocol if its "raw" form is not accept-
able to the protocol. The format of error messages is
described in section 5.8.1.
The algorithm for verifying authentication information
is as follows. If the message type is not KRB_AP_REQ, the
server returns the KRB_AP_ERR_MSG_TYPE error. If the key
version indicated by the Ticket in the KRB_AP_REQ is not one
the server can use (e.g., it indicates an old key, and the
server no longer possesses a copy of the old key), the
KRB_AP_ERR_BADKEYVER error is returned. If the USE-
__________________________
[8] Note that this can make applications based on un-
reliable transports difficult to code correctly, if the
transport might deliver duplicated messages. In such
cases, a new authenticator must be generated for each
retry.
Section 3.2.3. - 18 - Expires 28 February 1993
Version 5 - Revision 5.1
SESSION-KEY flag is set in the ap-options field, it indi-
cates to the server that the ticket is encrypted in the ses-
sion key from the server's ticket-granting ticket rather
than its secret key[9]. Since it is possible for the server
to be registered in multiple realms, with different keys in
each, the srealm field in the unencrypted portion of the
ticket in the KRB_AP_REQ is used to specify which secret key
the server should use to decrypt that ticket. The
KRB_AP_ERR_NOKEY error code is returned if the server
doesn't have the proper key to decipher the ticket.
The ticket is decrypted using the version of the
server's key specified by the ticket. If the decryption
routines detect a modification of the ticket (each encryp-
tion system must provide safeguards to detect modified
ciphertext; see section 6), the KRB_AP_ERR_BAD_INTEGRITY
error is returned (chances are good that different keys were
used to encrypt and decrypt).
The authenticator is decrypted using the session key
extracted from the decrypted ticket. If decryption shows it
to have been modified, the KRB_AP_ERR_BAD_INTEGRITY error is
returned. The name and realm of the client from the ticket
are compared against the same fields in the authenticator.
If they don't match, the KRB_AP_ERR_BADMATCH error is
returned (they might not match, for example, if the wrong
session key was used to encrypt the authenticator). The
addresses in the ticket (if any) are then searched for an
address matching the operating-system reported address of
the client. If no match is found or the server insists on
ticket addresses but none are present in the ticket, the
KRB_AP_ERR_BADADDR error is returned.
If the local (server) time and the client time in the
authenticator differ by more than the allowable clock skew
(e.g., 5 minutes), the KRB_AP_ERR_SKEW error is returned.
If the server name, along with the client name, time and
microsecond fields from the Authenticator match any
recently-seen such tuples, the KRB_AP_ERR_REPEAT error is
returned[10]. The server must remember any authenticator
presented within the allowable clock skew, so that a replay
attempt is guaranteed to fail. If a server loses track of
any authenticator presented within the allowable clock skew,
__________________________
[9] This is used for user-to-user authentication as
described in [6].
[10] Note that the rejection here is restricted to au-
thenticators from the same principal to the same
server. Other client principals communicating with the
same server principal should not be have their authen-
ticators rejected if the time and microsecond fields
happen to match some other client's authenticator.
Section 3.2.3. - 19 - Expires 28 February 1993
Version 5 - Revision 5.1
it must reject all requests until the clock skew interval
has passed. This assures that any lost or re-played authen-
ticators will fall outside the allowable clock skew and can
no longer be successfully replayed (If this is not done, an
attacker could conceivably record the ticket and authentica-
tor sent over the network to a server, then disable the
client's host, pose as the disabled host, and replay the
ticket and authenticator to subvert the authentication.).
If a sequence number is provided in the authenticator, the
server saves it for later use in processing KRB_SAFE and/or
KRB_PRIV messages. If a subkey is present, the server
either saves it for later use or uses it to help generate
its own choice for a subkey to be returned in a KRB_AP_REP
message.
The server computes the age of the ticket: local
(server) time minus the start time inside the Ticket. If
the start time is later than the current time by more than
the allowable clock skew or if the INVALID flag is set in
the ticket, the KRB_AP_ERR_TKT_NYV error is returned. Oth-
erwise, if the current time is later than end time by more
than the allowable clock skew, the KRB_AP_ERR_TKT_EXPIRED
error is returned.
If all these checks succeed without an error, the
server is assured that the client possesses the credentials
of the principal named in the ticket and thus, the client
has been authenticated to the server. See section A.10 for
pseudocode.
_3._2._4. _G_e_n_e_r_a_t_i_o_n _o_f _a _K_R_B__A_P__R_E_P _m_e_s_s_a_g_e
Typically, a client's request will include both the
authentication information and its initial request in the
same message, and the server need not explicitly reply to
the KRB_AP_REQ. However, if mutual authentication (not only
authenticating the client to the server, but also the server
to the client) is being performed, the KRB_AP_REQ message
will have MUTUAL-REQUIRED set in its ap-options field, and a
KRB_AP_REP message is required in response. As with the
error message, this message may be encapsulated in the
application protocol if its "raw" form is not acceptable to
the application's protocol. The timestamp and microsecond
field used in the reply must be the client's timestamp and
microsecond field (as provided in the authenticator)[11].
__________________________
[11] In the Kerberos version 4 protocol, the timestamp
in the reply was the client's timestamp plus one. This
is not necessary in version 5 because version 5 mes-
sages are formatted in such a way that it is not possi-
ble to create the reply by judicious message surgery
(even in encrypted form) without knowledge of the ap-
propriate encryption keys.
Section 3.2.4. - 20 - Expires 28 February 1993
Version 5 - Revision 5.1
If a sequence number is to be included, it should be ran-
domly chosen as described above for the authenticator. A
subkey may be included if the server desires to negotiate a
different subkey. The KRB_AP_REP message is encrypted in
the session key extracted from the ticket. See section A.11
for pseudocode.
_3._2._5. _R_e_c_e_i_p_t _o_f _K_R_B__A_P__R_E_P _m_e_s_s_a_g_e
If a KRB_AP_REP message is returned, the client uses
the session key from the credentials obtained for the
server[12] to decrypt the message, and verifies that the
timestamp and microsecond fields match those in the Authen-
ticator it sent to the server. If they match, then the
client is assured that the server is genuine. The sequence
number and subkey (if present) are retained for later use.
See section A.12 for pseudocode.
_3._2._6. _U_s_i_n_g _t_h_e _e_n_c_r_y_p_t_i_o_n _k_e_y
After the KRB_AP_REQ/KRB_AP_REP exchange has occurred,
the client and server share an encryption key which can be
used by the application. The "true session key" to be used
for KRB_PRIV, KRB_SAFE, or other application-specific uses
may be chosen by the application based on the subkeys in the
KRB_AP_REP message and the authenticator[13]. In some
cases, the use of this session key will be implicit in the
protocol; in others the method of use must be chosen from a
several alternatives. We leave the protocol negotiations of
how to use the key (e.g. selecting an encryption or check-
sum type) to the application programmer; the Kerberos proto-
col does not constrain the implementation options.
With both the one-way and mutual authentication
exchanges, the peers should take care not to send sensitive
information to each other without proper assurances. In
particular, applications that require privacy or integrity
should use the KRB_AP_REP or KRB_ERROR responses from the
server to client to assure both client and server of their
peer's identity. If an application protocol requires
privacy of its messages, it can use the KRB_PRIV message
(section 3.5). The KRB_SAFE message (section 3.4) can be
__________________________
[12] Note that for encrypting the KRB_AP_REP message,
the sub-session key is not used, even if present in the
Authenticator.
[13] Implementations of the protocol may wish to pro-
vide routines to choose subkeys based on session keys
and random numbers and to orchestrate a negotiated key
to be returned in the KRB_AP_REP message.
Section 3.2.6. - 21 - Expires 28 February 1993
Version 5 - Revision 5.1
used to assure integrity.
_3._3. _T_h_e _T_i_c_k_e_t-_G_r_a_n_t_i_n_g _S_e_r_v_i_c_e (_T_G_S) _E_x_c_h_a_n_g_e
Summary
_M_e_s_s_a_g_e _d_i_r_e_c_t_i_o_n _M_e_s_s_a_g_e _t_y_p_e _S_e_c_t_i_o_n
1. Client to Kerberos KRB_TGS_REQ 5.4.1
2. Kerberos to client KRB_TGS_REP or 5.4.2
KRB_ERROR 5.8.1
The TGS exchange between a client and the Kerberos
Ticket-Granting Server is initiated by a client when it
wishes to obtain authentication credentials for a given
server (which might be registered in a remote realm), when
it wishes to renew or validate an existing ticket, or when
it wishes to obtain a proxy ticket. In the first case, the
client must already have acquired a ticket for the Ticket-
Granting Service using the AS exchange (the ticket-granting
ticket is usually obtained when a client initially authenti-
cates to the system, such as when a user logs in). The mes-
sage format for the TGS exchange is almost identical to that
for the AS exchange. The primary difference is that encryp-
tion and decryption in the TGS exchange does not take place
under the client's key. Instead, the session key from the
ticket-granting ticket or renewable ticket, or sub-session
key from an Authenticator is used. As is the case for all
application servers, expired tickets are not accepted by the
TGS, so once a renewable or ticket-granting ticket expires,
the client must use a separate exchange to obtain valid
tickets.
The TGS exchange consists of two messages: A request
(KRB_TGS_REQ) from the client to the Kerberos Ticket-
Granting Server, and a reply (KRB_TGS_REP or KRB_ERROR).
The KRB_TGS_REQ message includes information authenticating
the client plus a request for credentials. The authentica-
tion information consists of the authentication header
(KRB_AP_REQ) which includes the client's previously obtained
ticket-granting, renewable, or invalid ticket. In the
ticket-granting ticket and proxy cases, the request may
include one or more of: a list of network addresses, a col-
lection of typed authorization data to be sealed in the
ticket for authorization use by the application server, or
additional tickets (the use of which are described later).
The TGS reply (KRB_TGS_REP) contains the requested creden-
tials, encrypted in the session key from the ticket-granting
ticket or renewable ticket, or if present, in the sub-
session key from the Authenticator (part of the authentica-
tion header). The KRB_ERROR message contains an error code
and text explaining what went wrong. The KRB_ERROR message
is not encrypted. The KRB_TGS_REP message contains informa-
tion which can be used to detect replays, and to associate
Section 3.3. - 22 - Expires 28 February 1993
Version 5 - Revision 5.1
it with the message to which it replies. The KRB_ERROR mes-
sage also contains information which can be used to associ-
ate it with the message to which it replies, but the lack of
encryption in the KRB_ERROR message precludes the ability to
detect replays or fabrications of such messages.
_3._3._1. _G_e_n_e_r_a_t_i_o_n _o_f _K_R_B__T_G_S__R_E_Q _m_e_s_s_a_g_e
Before sending a request to the ticket-granting ser-
vice, the client must determine in which realm the applica-
tion server is registered[14]. If the client does not
already possess a ticket-granting ticket for the appropriate
realm, then one must be obtained. This is first attempted
by requesting a ticket-granting ticket for the destination
realm from the local Kerberos server (using the KRB_TGS_REQ
message recursively). The Kerberos server may return a TGT
for the desired realm in which case one can proceed. Alter-
natively, the Kerberos server may return a TGT for a realm
which is "closer" to the desired realm (further along the
standard hierarchical path), in which case this step must be
repeated with a Kerberos server in the realm specified in
the returned TGT. If neither are returned, then the request
must be retried with a Kerberos server for a realm higher in
the hierarchy. This request will itself require a ticket-
granting ticket for the higher realm which must be obtained
by recursively applying these directions.
Once the client obtains a ticket-granting ticket for
the appropriate realm, it determines which Kerberos servers
serve that realm, and contacts one. The list might be
obtained through a configuration file or network service; as
long as the secret keys exchanged by realms are kept secret,
only denial of service results from a false Kerberos server.
As in the AS exchange, the client may specify a number
of options in the KRB_TGS_REQ message. The client prepares
the KRB_TGS_REQ message, providing an authentication header
as an element of the padata field, and including the same
fields as used in the KRB_AS_REQ message along with several
optional fields: the enc-authorization-data field for
__________________________
[14] This can be accomplished in several ways. It
might be known beforehand (since the realm is part of
the principal identifier), or it might be stored in a
nameserver. Presently, however, this information is
obtained from a configuration file. If the realm to be
used is obtained from a nameserver, there is a danger
of being spoofed if the nameservice providing the realm
name is not authenticated. This might result in the
use of a realm which has been compromised, and would
result in an attacker's ability to compromise the au-
thentication of the application server to the client.
Section 3.3.1. - 23 - Expires 28 February 1993
Version 5 - Revision 5.1
application server use and additional tickets required by
some options.
In preparing the authentication header, the client can
select a sub-session key under which the response from the
Kerberos server will be encrypted[15]. If the sub-session
key is not specified, the session key from the ticket-
granting ticket will be used. If the enc-authorization-data
is present, it must be encrypted in the sub-session key, if
present, from the authenticator portion of the authentica-
tion header, or if not present in the session key from the
ticket-granting ticket.
Once prepared, the message is sent to a Kerberos server
for the destination realm. See section A.5 for pseudocode.
_3._3._2. _R_e_c_e_i_p_t _o_f _K_R_B__T_G_S__R_E_Q _m_e_s_s_a_g_e
The KRB_TGS_REQ message is processed in a manner simi-
lar to the KRB_AS_REQ message, but there are many additional
checks to be performed. First, the Kerberos server must
determine which server the accompanying ticket is for and it
must select the appropriate key to decrypt it. For a normal
KRB_TGS_REQ message, it will be for the ticket granting ser-
vice, and the TGS's key will be used. If the TGT was issued
by another realm, then the appropriate inter-realm key must
be used. If the accompanying ticket is not a ticket grant-
ing ticket for the current realm, but is for an application
server in the current realm, the RENEW, VALIDATE, or PROXY
options are specified in the request, and the server for
which a ticket is requested is the server named in the
accompanying ticket, then the KDC will decrypt the ticket in
the authentication header using the key of the server for
which it was issued. If no ticket can be found in the
padata field, the KDC_ERR_PADATA_TYPE_NOSUPP error is
returned.
Once the accompanying ticket has been decrypted, the
user-supplied checksum in the Authenticator must be verified
against the contents of the request, and the message
rejected if the checksums do not match (with an error code
of KRB_AP_ERR_MODIFIED) or if the checksum is not keyed or
not collision-proof (with an error code of
KRB_AP_ERR_INAPP_CKSUM). If the checksum type is not sup-
ported, the KDC_ERR_SUMTYPE_NOSUPP error is returned. If
the authorization-data are present, they are decrypted using
the sub-session key from the Authenticator.
__________________________
[15] If the client selects a sub-session key, care must
be taken to ensure the randomness of the selected sub-
session key. One approach would be to generate a ran-
dom number and XOR it with the session key from the
ticket-granting ticket.
Section 3.3.2. - 24 - Expires 28 February 1993
Version 5 - Revision 5.1
If any of the decryptions indicate failed integrity
checks, the KRB_AP_ERR_BAD_INTEGRITY error is returned.
_3._3._3. _G_e_n_e_r_a_t_i_o_n _o_f _K_R_B__T_G_S__R_E_P _m_e_s_s_a_g_e
The KRB_TGS_REP message shares its format with the
KRB_AS_REP (KRB_KDC_REP), but with its type field set to
KRB_TGS_REP. The detailed specification is in section
5.4.2.
The response will include a ticket for the requested
server. The Kerberos database is queried to retrieve the
record for the requested server (including the key with
which the ticket will be encrypted). If the request is for
a ticket granting ticket for a remote realm, and if no key
is shared with the requested realm, then the Kerberos server
will select the realm "closest" to the requested realm with
which it does share a key, and use that realm instead. This
is the only case where the response from the KDC will be for
a different server than that requested by the client.
By default, the address field, the client's name and
realm, the list of transited realms, the time of initial
authentication, the expiration time, and the authorization
data of the newly-issued ticket will be copied from the
ticket-granting ticket (TGT) or renewable ticket. If the
transited field needs to be updated, but the transited type
is not supported, the KDC_ERR_TRTYPE_NOSUPP error is
returned.
If the request specifies an endtime, then the endtime
of the new ticket is set to the minimum of (a) that request,
(b) the endtime from the TGT, and (c) the starttime of the
TGT plus the minimum of the maximum life for the application
server and the maximum life for the local realm (the maximum
life for the requesting principal was already applied when
the TGT was issued). If the new ticket is to be a renewal,
then the endtime above is replaced by the minimum of (a) the
value of the renew_till field of the ticket and (b) the
starttime for the new ticket plus the life (endtime-
starttime) of the old ticket.
If the FORWARDED option has been requested, then the
resulting ticket will contain the addresses specified by the
client. This option will only be honored if the FORWARDABLE
flag is set in the TGT. The PROXY option is similar; the
resulting ticket will contain the addresses specified by the
client. It will be honored only if the PROXIABLE flag in
the TGT is set. The PROXY option will not be honored on
requests for additional ticket-granting tickets.
If the requested start time is absent or indicates a
time in the past, then the start time of the ticket is set
to the authentication server's current time. If it
Section 3.3.3. - 25 - Expires 28 February 1993
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indicates a time in the future, but the POSTDATED option has
not been specified or the MAY-POSTDATE flag is not set in
the TGT, then the error KDC_ERR_CANNOT_POSTDATE is returned.
Otherwise, if the ticket-granting ticket has the MAY-
POSTDATE flag set, then the resulting ticket will be post-
dated and the requested starttime is checked against the
policy of the local realm. If acceptable, the ticket's start
time is set as requested, and the INVALID flag is set. The
postdated ticket must be validated before use by presenting
it to the KDC after the starttime has been reached. How-
ever, in no case may the starttime, endtime, or renew-till
time of a newly-issued postdated ticket extend beyond the
renew-till time of the ticket-granting ticket.
If the ENC-TKT-IN-SKEY option has been specified, and
if an additional ticket has been included in the request,
then the KDC will verify that the principal identifier of
the server in the ticket matches the requested server in the
KDC request (to make sure someone doesn't insert a different
ticket in the request), decrypt the additional ticket using
the key for the server to which it was issued, verify that
it is a ticket-granting ticket, and use the session key from
the additional ticket to encrypt the new ticket it will
issue instead of encrypting the new ticket in the key of the
server for which it is to be issued[16].
If the name of the server in the ticket that is
presented to the KDC as part of the authentication header is
not that of the ticket-granting server itself, and the
server is registered in the realm of the KDC, If the RENEW
option is requested, then the KDC will verify that the
RENEWABLE flag is set in the ticket and that the renew_till
time is still in the future. If the VALIDATE option is
rqeuested, the KDC will check that the starttime has passed
and the INVALID flag is set. If the PROXY option is
requested, then the KDC will check that the PROXIABLE flag
is set in the ticket. If the tests succeed, the KDC will
issue the appropriate new ticket.
Whenever a request is made to the ticket-granting
server, the presented ticket(s) is(are) checked against a
hot-list of tickets which have been canceled. This hot-list
might be implemented by storing a range of issue dates for
"suspect tickets"; if a presented ticket had an authtime in
that range, it would be rejected. In this way, a stolen
ticket-granting ticket or renewable ticket cannot be used to
gain additional tickets (renewals or otherwise) once the
__________________________
[16] This allows easy implementation of user-to-user
authentication [6], which uses ticket-granting ticket
session keys in lieu of secret server keys in situa-
tions where such secret keys could be easily comprom-
ised.
Section 3.3.3. - 26 - Expires 28 February 1993
Version 5 - Revision 5.1
theft has been reported. Any normal ticket obtained before
it was reported stolen will still be valid (because they
require no interaction with the KDC), but only until their
normal expiration time.
The ciphertext part of the response in the KRB_TGS_REP
message is encrypted in the sub-session key from the Authen-
ticator, if present, or the session key key from the
ticket-granting ticket. It is not encrypted using the
client's secret key. Furthermore, the client's key's
expiration date and the key version number fields are left
out since these values are stored along with the client's
database record, and that record is not needed to satisfy a
request based on a ticket-granting ticket. See section A.6
for pseudocode.
_3._3._3._1. _E_n_c_o_d_i_n_g _t_h_e _t_r_a_n_s_i_t_e_d _f_i_e_l_d
If the identity of the server in the TGT that is
presented to the KDC as part of the authentication header is
that of the ticket-granting service, but the TGT was issued
from another realm, the KDC will look up the inter-realm key
shared with that realm and use that key to decrypt the
ticket. If the ticket is valid, then the KDC will honor the
request, subject to the constraints outlined above in the
section describing the AS exchange. The realm part of the
client's identity will be taken from the ticket-granting
ticket. The name of the realm that issued the ticket-
granting ticket will be added to the transited field of the
ticket to be issued. This is accomplished by reading the
transited field from the ticket-granting ticket, adding the
new realm, then constructing and writing out its encoded
(shorthand) form (this may involve a rearrangement of the
existing encoding).
Note that the ticket-granting service does not add the
name of its own realm. Instead, its responsibility is to
add the name of the previous realm. This prevents a mali-
cious Kerberos server from intentionally leaving out its own
name (it could, however, omit other realms' names).
The names of neither the local realm nor the
principal's realm are to be included in the transited field.
They appear elsewhere in the ticket and both are known to
have taken part in authenticating the principal. Since the
endpoints are not included, both local and single-hop
inter-realm authentication result in a transited field that
is empty.
Because the name of each realm transited is added to
this field, it might potentially be very long. To decrease
the length of this field, its contents are encoded. The
initially supported encoding is optimized for the normal
case of inter-realm communication: a hierarchical
Section 3.3.3.1. - 27 - Expires 28 February 1993
Version 5 - Revision 5.1
arrangement of realms using either domain or X.500 style
realm names. This encoding (called DOMAIN-X500-COMPRESS) is
now described.
Realm names in the transited field are separated by a
",". The ",", "\", trailing "."s, and leading spaces (" ")
are special characters, and if they are part of a realm
name, they must be quoted in the transited field by preced-
ing them with a "\".
A realm name ending with a "." is interpreted as being
prepended to the previous realm. For example, we can encode
traversal of EDU, MIT.EDU, ATHENA.MIT.EDU, WASHINGTON.EDU,
and CS.WASHINGTON.EDU as:
"EDU,MIT.,ATHENA.,WASHINGTON.EDU,CS.".
Note that if ATHENA.MIT.EDU, or CS.WASHINGTON.EDU were end-
points, that they would not be included in this field, and
we would have:
"EDU,MIT.,WASHINGTON.EDU"
A realm name beginning with a "/" is interpreted as being
appended to the previous realm[17]. If it is to stand by
itself, then it should be preceded by a space (" "). For
example, we can encode traversal of /COM/HP/APOLLO, /COM/HP,
/COM, and /COM/DEC as:
"/COM,/HP,/APOLLO, /COM/DEC".
Like the example above, if /COM/HP/APOLLO and /COM/DEC are
endpoints, they they would not be included in this field,
and we would have:
"/COM,/HP"
A null subfield preceding or following a "," indicates
that all realms between the previous realm and the next
realm have been traversed[18]. Thus, "," means that all
realms along the path between the client and the server have
been traversed. ",EDU, /COM," means that that all realms
from the client's realm up to EDU (in a domain style
__________________________
[17] For the purpose of appending, the realm preceding
the first listed realm is considered to be the null
realm ("").
[18] For the purpose of interpreting null subfields,
the client's realm is considered to precede those in
the transited field, and the server's realm is con-
sidered to follow them.
Section 3.3.3.1. - 28 - Expires 28 February 1993
Version 5 - Revision 5.1
hierarchy) have been traversed, and that everything from
/COM down to the server's realm in an X.500 style has also
been traversed. This could occur if the EDU realm in one
hierarchy shares an inter-realm key directly with the /COM
realm in another hierarchy.
_3._3._4. _R_e_c_e_i_p_t _o_f _K_R_B__T_G_S__R_E_P _m_e_s_s_a_g_e
When the KRB_TGS_REP is received by the client, it is pro-
cessed in the same manner as the KRB_AS_REP processing
described above. The primary difference is that the cipher-
text part of the response must be decrypted using the ses-
sion key from the ticket-granting ticket rather than the
client's secret key. See section A.7 for pseudocode.
_3._4. _T_h_e _K_R_B__S_A_F_E _E_x_c_h_a_n_g_e
The KRB_SAFE message may be used by clients requiring
the ability to detect modifications of messages they
exchange. It achieves this by including a keyed collision-
proof checksum of the user data and some control informa-
tion. The checksum is keyed with an encryption key (usually
the last key negotiated via subkeys, or the session key if
no negotiation has occured).
_3._4._1. _G_e_n_e_r_a_t_i_o_n _o_f _a _K_R_B__S_A_F_E _m_e_s_s_a_g_e
When an application wishes to send a KRB_SAFE message, it
collects its data and the appropriate control information
and computes a checksum over them. The checksum algorithm
should be some sort of keyed one-way hash function (such as
the RSA-MD5-DES checksum algorithm specified in section
6.4.5, or the DES MAC), generated using the sub-session key
if present, or the session key. Different algorithms may be
selected by changing the checksum type in the message.
Unkeyed or non-collision-proof checksums are not suitable
for this use.
The control information for the KRB_SAFE message
includes both a timestamp and a sequence number. The
designer of an application using the KRB_SAFE message must
choose at least one of the two mechanisms. This choice
should be based on the needs of the application protocol.
Sequence numbers are useful when all messages sent will
be received by one's peer. Connection state is presently
required to maintain the session key, so maintaining the
next sequence number should not present an additional prob-
lem.
If the application protocol is expected to tolerate
lost messages without them being resent, the use of the
timestamp is the appropriate replay detection mechanism.
Using timestamps is also the appropriate mechanism for
Section 3.4.1. - 29 - Expires 28 February 1993
Version 5 - Revision 5.1
multi-cast protocols where all of one's peers share a common
sub-session key, but some messages will be sent to a subset
of one's peers.
After computing the checksum, the client then transmits
the information and checksum to the recipient in the message
format specified in section 5.6.1.
_3._4._2. _R_e_c_e_i_p_t _o_f _K_R_B__S_A_F_E _m_e_s_s_a_g_e
When an application receives a KRB_SAFE message, it verifies
it as follows. If any error occurs, an error code is
reported for use by the application.
The message is first checked by verifying that the pro-
tocol version and type fields match the current version and
KRB_SAFE, respectively. A mismatch generates a
KRB_AP_ERR_BADVERSION or KRB_AP_ERR_MSG_TYPE error. The
application verifies that the checksum used is a collision-
proof keyed checksum, and if it is not, a
KRB_AP_ERR_INAPP_CKSUM error is generated. The recipient
verifies that the operating system's report of the sender's
address matches the sender's address in the message, and (if
a recipient address is specified or the recipient requires
an address) that one of the recipient's addresses appears as
the recipient's address in the message. A failed match for
either case generates a KRB_AP_ERR_BADADDR error. Then the
timestamp and usec and/or the sequence number fields are
checked. If timestamp and usec are expected and not
present, or they are present but not current, the
KRB_AP_ERR_SKEW error is generated. If the server name,
along with the client name, time and microsecond fields from
the Authenticator match any recently-seen such tuples, the
KRB_AP_ERR_REPEAT error is generated. If an incorrect
sequence number is included, or a sequence number is
expected but not present, the KRB_AP_ERR_BADORDER error is
generated. If neither a timestamp and usec or a sequence
number is present, a KRB_AP_ERR_MODIFIED error is generated.
Finally, the checksum is computed over the data and control
information, and if it doesn't match the received checksum,
a KRB_AP_ERR_MODIFIED error is generated.
If all the checks succeed, the application is assured
that the message was generated by its peer and was not modi-
fied in transit.
_3._5. _T_h_e _K_R_B__P_R_I_V _E_x_c_h_a_n_g_e
The KRB_PRIV message may be used by clients requiring
confidentiality and the ability to detect modifications of
exchanged messages. It achieves this by encrypting the mes-
sages and adding control information.
Section 3.5. - 30 - Expires 28 February 1993
Version 5 - Revision 5.1
_3._5._1. _G_e_n_e_r_a_t_i_o_n _o_f _a _K_R_B__P_R_I_V _m_e_s_s_a_g_e
When an application wishes to send a KRB_PRIV message, it
collects its data and the appropriate control information
(specified in section 5.7.1) and encrypts them under an
encryption key (usually the last key negotiated via subkeys,
or the session key if no negotiation has occured). As part
of the control information, the client must choose to use
either a timestamp or a sequence number (or both); see the
discussion in section 3.4.1 for guidelines on which to use.
After the user data and control information are encrypted,
the client transmits the ciphertext and some "envelope"
information to the recipient.
_3._5._2. _R_e_c_e_i_p_t _o_f _K_R_B__P_R_I_V _m_e_s_s_a_g_e
When an application receives a KRB_PRIV message, it verifies
it as follows. If any error occurs, an error code is
reported for use by the application.
The message is first checked by verifying that the pro-
tocol version and type fields match the current version and
KRB_PRIV, respectively. A mismatch generates a
KRB_AP_ERR_BADVERSION or KRB_AP_ERR_MSG_TYPE error. The
application then decrypts the ciphertext and processes the
resultant plaintext. If decryption shows the data to have
been modified, a KRB_AP_ERR_BAD_INTEGRITY error is gen-
erated. The recipient verifies that the operating system's
report of the sender's address matches the sender's address
in the message, and (if a recipient address is specified or
the recipient requires an address) that one of the
recipient's addresses appears as the recipient's address in
the message. A failed match for either case generates a
KRB_AP_ERR_BADADDR error. Then the timestamp and usec
and/or the sequence number fields are checked. If timestamp
and usec are expected and not present, or they are present
but not current, the KRB_AP_ERR_SKEW error is generated. If
the server name, along with the client name, time and
microsecond fields from the Authenticator match any
recently-seen such tuples, the KRB_AP_ERR_REPEAT error is
generated. If an incorrect sequence number is included, or
a sequence number is expected but not present, the
KRB_AP_ERR_BADORDER error is generated. If neither a time-
stamp and usec or a sequence number is present, a
KRB_AP_ERR_MODIFIED error is generated. Finally, the check-
sum is computed over the data and control information, and
if it doesn't match the received checksum, a
KRB_AP_ERR_MODIFIED error is generated.
If all the checks succeed, the application can assume
the message was generated by its peer, and was securely
transmitted (without intruders able to see the unencrypted
contents).
Section 3.5.2. - 31 - Expires 28 February 1993
Version 5 - Revision 5.1
_4. _T_h_e _K_e_r_b_e_r_o_s _D_a_t_a_b_a_s_e
The Kerberos server must have access to a database contain-
ing the principal identifiers and secret keys of principals
to be authenticated[19].
_4._1. _D_a_t_a_b_a_s_e _c_o_n_t_e_n_t_s
A database entry should contain at least the following
fields:
_F_i_e_l_d _V_a_l_u_e
name Principal's identif-
ier
key Principal's secret key
p_kvno Principal's key version
max_life Maximum lifetime for Tickets
max_renewable_life Maximum total lifetime for renewable Tickets
The name field is an encoding of the principal's identifier.
The key field contains an encryption key. This key is the
principal's secret key. (The key can be encrypted before
storage under a Kerberos "master key" to protect it in case
the database is compromised but the master key is not. In
that case, an extra field must be added to indicate the mas-
ter key version used, see below.) The p_kvno field is the
key version number of the principal's secret key. The
max_life field contains the maximum allowable lifetime (end-
time - starttime) for any Ticket issued for this principal.
The max_renewable_life field contains the maximum allowable
total lifetime for any renewable Ticket issued for this
principal. (See section 3.1 for a description of how these
lifetimes are used in determining the lifetime of a given
Ticket.)
A server may provide KDC service to several realms, as
long as the database representation provides a mechanism to
distinguish between principal records with identifiers which
differ only in the realm name.
When an application server's key changes, if the change
is routine (i.e. not the result of disclosure of the old
key), the old key should be retained by the server until all
__________________________
[19] The implementation of the Kerberos server need not
combine the database and the server on the same
machine; it is feasible to store the principal database
in, say, a network name service, as long as the entries
stored therein are protected from disclosure to and
modification by unauthorized parties. However, we
recommend against such strategies, as they can make
system management and threat analysis quite complex.
Section 4.1. - 32 - Expires 28 February 1993
Version 5 - Revision 5.1
tickets that had been issued using that key have expired.
Because of this, it is possible for several keys to be
active for a single principal. Ciphertext encrypted in a
principal's key is always tagged with the version of the key
that was used for encryption, to help the recipient find the
proper key for decryption.
When more than one key is active for a particular prin-
cipal, the principal will have more than one record in the
Kerberos database. The keys and key version numbers will
differ between the records (the rest of the fields may or
may not be the same). Whenever Kerberos issues a ticket, or
responds to a request for initial authentication, the most
recent key (known by the Kerberos server) will be used for
encryption. This is the key with the highest key version
number.
_4._2. _A_d_d_i_t_i_o_n_a_l _f_i_e_l_d_s
Project Athena's KDC implementation uses additional fields
in its database:
_F_i_e_l_d _V_a_l_u_e
K_kvno Kerberos' key version
expiration Expiration date for entry
attributes Bit field of attributes
mod_date Timestamp of last modification
mod_name Modifying principal's identifier
The K_kvno field indicates the key version of the Kerberos
master key under which the principal's secret key is
encrypted.
After an entry's expiration date has passed, the KDC
will return an error to any client attempting to gain tick-
ets as or for the principal. (A database may want to main-
tain two expiration dates: one for the principal, and one
for the principal's current key. This allows password aging
to work independently of the principal's expiration date.
However, due to the limited space in the responses, the KDC
must combine the key expiration and principal expiration
date into a single value called "key_exp", which is used as
a hint to the user to take administrative action.)
The attributes field is a bitfield used to govern the
operations involving the principal. This field might be
useful in conjunction with user registration procedures, for
site-specific policy implementations (Project Athena
currently uses it for their user registration process con-
trolled by the system-wide database service, Moira [7]),.
or to identify the "string to key" conversion algorithm used
for a principal's key[20]. Other bits are used to indicate
__________________________
[20] See the discussion of the padata field in section
Version 5 - Revision 5.1
that certain ticket options should not be allowed in tickets
encrypted under a principal's key (one bit each): Disallow
issuing postdated tickets, disallow issuing forwardable
tickets, disallow issuing tickets based on TGT authentica-
tion, disallow issuing renewable tickets, disallow issuing
proxiable tickets, and disallow issuing tickets for which
the principal is the server.
The mod_date field contains the time of last modifica-
tion of the entry, and the mod_name field contains the name
of the principal which last modified the entry.
_4._3. _F_r_e_q_u_e_n_t_l_y _C_h_a_n_g_i_n_g _F_i_e_l_d_s
Some KDC implementations may wish to maintain the last
time that a request was made by a particular principal.
Information that might be maintained includes the time of
the last request, the time of the last request for a
ticket-granting ticket, the time of the last use of a
ticket-granting ticket, or other times. This information
can then be returned to the user in the last-req field (see
section 5.2).
Other frequently changing information that can be main-
tained is the latest expiration time for any tickets that
have been issued using each key. This field would be used
to indicate how long old keys must remain valid to allow the
continued use of outstanding tickets.
_4._4. _S_i_t_e _C_o_n_s_t_a_n_t_s
The KDC implementation should have the following confi-
gurable constants or options, to allow an administrator to
make and enforce policy decisions:
o+ The minimum supported lifetime (used to determine whether
the KDC_ERR_NEVER_VALID error should be returned). This
constant should reflect reasonable expectations of
round-trip time to the KDC, encryption/decryption time,
and processing time by the client and target server, and
it should allow for a minimum "useful" lifetime.
o+ The maximum allowable total (renewable) lifetime of a
ticket (renew_till - starttime).
o+ The maximum allowable lifetime of a ticket (endtime -
starttime).
o+ Whether to allow the issue of tickets with empty address
fields (including the ability to specify that such tick-
ets may only be issued if the request specifies some
__________________________
5.4.2 for details on why this can be useful.
Section 4.4. - 34 - Expires 28 February 1993
Version 5 - Revision 5.1
authorization_data).
o+ Whether proxiable, forwardable, renewable or post-datable
tickets are to be issued.
_5. _M_e_s_s_a_g_e _S_p_e_c_i_f_i_c_a_t_i_o_n_s
The following sections describe the exact contents and
encoding of protocol messages and objects. The ASN.1 base
definitions are presented in the first subsection. The
remaining subsections specify the protocol objects (tickets
and authenticators) and messages. Specification of encryp-
tion and checksum techniques, and the fields related to
them, appear in section 6.
_5._1. _A_S_N._1 _D_i_s_t_i_n_g_u_i_s_h_e_d _E_n_c_o_d_i_n_g _R_e_p_r_e_s_e_n_t_a_t_i_o_n
All uses of ASN.1 in Kerberos shall use the Dis-
tinguished Encoding Representation of the data elements as
described in the X.509 specification, section 8.7 [8].
_5._2. _A_S_N._1 _B_a_s_e _D_e_f_i_n_i_t_i_o_n_s
The following ASN.1 base definitions are used in the
rest of this section. Note that since the underscore char-
acter (_) is not permitted in ASN.1 names, the hyphen (-) is
used in its place for the purposes of ASN.1 names.
Realm ::= GeneralString
PrincipalName ::= SEQUENCE {
name-type[0] INTEGER,
name-string[1] SEQUENCE OF GeneralString
}
Kerberos realms are encoded as GeneralStrings. Realms shall
not contain a character with the code 0 (the ASCII NUL).
Most realms will usually consist of several components
separated by periods (.), in the style of Internet Domain
Names, or separated by slashes (/) in the style of X.500
names. Acceptable forms for realm names are specified in
section 7. A PrincipalName is a typed sequence of com-
ponents consisting of the following sub-fields:
name-type This field specifies the type of name that fol-
lows. Pre-defined values for this field are
specified in section 7.2. The name-type should be
treated as a hint. Ignoring the name type, no two
names can be the same (i.e. at least one of the
components, or the realm, must be different).
This constraint may be eliminated in the future.
name-stringThis field encodes a sequence of components that
Section 5.2. - 35 - Expires 28 February 1993
Version 5 - Revision 5.1
form a name, each component encoded as a General-
String. Taken together, a PrincipalName and a
Realm form a principal identifier. Most Princi-
palNames will have only a few components (typi-
cally one or two).
KerberosTime ::= GeneralizedTime
-- Specifying UTC time zone (Z)
The timestamps used in Kerberos are encoded as General-
izedTimes. An encoding shall specify the UTC time zone (Z)
and shall not include any fractional portions of the
seconds. It further shall not include any separators.
Example: The only valid format for UTC time 6 minutes, 27
seconds after 9 pm on 6 November 1985 is 19851106210627Z.
HostAddress ::= SEQUENCE {
addr-type[0] INTEGER,
address[1] OCTET STRING
}
HostAddresses ::= SEQUENCE OF SEQUENCE {
addr-type[0] INTEGER,
address[1] OCTET STRING
}
The host adddress encodings consists of two fields:
addr-type This field specifies the type of address that
follows. Pre-defined values for this field are
specified in section 8.1.
address This field encodes a single address of type addr-
type.
The two forms differ slightly. HostAddress contains exactly
one address; HostAddresses contains a sequence of possibly
many addresses.
AuthorizationData ::= SEQUENCE OF SEQUENCE {
ad-type[0] INTEGER,
ad-data[1] OCTET STRING
}
ad-data This field contains authorization data to be
interpreted according to the value of the
corresponding ad-type field.
ad-type This field specifies the format for the ad-data
Section 5.2. - 36 - Expires 28 February 1993
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subfield. All negative values are reserved for
local use. Non-negative values are reserved for
registered use.
APOptions ::= BIT STRING {
reserved(0),
use-session-key(1),
mutual-required(2)
}
TicketFlags ::= BIT STRING {
reserved(0),
forwardable(1),
forwarded(2),
proxiable(3),
proxy(4),
may-postdate(5),
postdated(6),
invalid(7),
renewable(8),
initial(9),
pre-authent(10),
hw-authent(11)
}
KDCOptions ::= BIT STRING {
reserved(0),
forwardable(1),
forwarded(2),
proxiable(3),
proxy(4),
allow-postdate(5),
postdated(6),
unused7(7),
renewable(8),
unused9(9),
unused10(10),
unused11(11),
renewable-ok(27),
enc-tkt-in-skey(28),
renew(30),
validate(31)
}
LastReq ::= SEQUENCE OF SEQUENCE {
lr-type[0] INTEGER,
lr-value[1] KerberosTime
}
lr-type This field indicates how the following lr-value
field is to be interpreted. Negative values
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indicate that the information pertains only to the
responding server. Non-negative values pertain to
all servers for the realm.
If the lr-type field is zero (0), then no informa-
tion is conveyed by the lr-value subfield. If the
absolute value of the lr-type field is one (1),
then the lr-value subfield is the time of last
initial request for a TGT. If it is two (2), then
the lr-value subfield is the time of last initial
request. If it is three (3), then the lr-value
subfield is the time of issue for the newest
ticket-granting ticket used. If it is four (4),
then the lr-value subfield is the time of the last
renewal. If it is five (5), then the lr-value
subfield is the time of last request (of any
type).
lr-value This field contains the time of the last request.
The time must be interpreted according to the con-
tents of the accompanying lr-type subfield.
See section 6 for the definitions of Checksum, Check-
sumType, EncryptedData, EncryptionKey, EncryptionType, and
KeyType.
_5._3. _T_i_c_k_e_t_s _a_n_d _A_u_t_h_e_n_t_i_c_a_t_o_r_s
This section describes the format and encryption param-
eters for tickets and authenticators. When a ticket or
authenticator is included in a protocol message it is
treated as an opaque object.
_5._3._1. _T_i_c_k_e_t_s
A ticket is a record that helps a client authenticate
to a service. A Ticket contains the following information:
Ticket ::= [APPLICATION 1] SEQUENCE {
tkt-vno[0] INTEGER,
realm[1] Realm,
sname[2] PrincipalName,
enc-part[3] EncryptedData
}
-- Encrypted part of ticket
EncTicketPart ::= [APPLICATION 3] SEQUENCE {
flags[0] TicketFlags,
key[1] EncryptionKey,
crealm[2] Realm,
cname[3] PrincipalName,
transited[4] TransitedEncoding,
authtime[5] KerberosTime,
starttime[6] KerberosTime OPTIONAL,
Section 5.3.1. - 38 - Expires 28 February 1993
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endtime[7] KerberosTime,
renew-till[8] KerberosTime OPTIONAL,
caddr[9] HostAddresses OPTIONAL,
authorization-data[10] AuthorizationData OPTIONAL
}
-- encoded Transited field
TransitedEncoding ::= SEQUENCE {
tr-type[0] INTEGER, -- must be registered
contents[1] OCTET STRING
}
The encoding of EncTicketPart is encrypted in the key shared
by Kerberos and the end server (the server's secret key).
See section 6 for the format of the ciphertext.
tkt-vno This field specifies the version number for the
ticket format. This document describes version
number 5.
realm This field specifies the realm that issued a
ticket. It also serves to identify the realm part
of the server's principal identifier. Since a
Kerberos server can only issue tickets for servers
within its realm, the two will always be identi-
cal.
sname This field specifies the name part of the server's
identity.
enc-part This field holds the encrypted encoding of the
EncTicketPart sequence.
flags This field indicates which of various options were
used or requested when the ticket was issued. It
is a bit-field, where the selected options are
indicated by the bit being set (1), and the
unselected options and reserved fields being reset
(0). Bit 0 is the most significant bit. The
encoding of the bits is specified in section 5.2.
The flags are described in more detail above in
section 2. The meanings of the flags are:
_B_i_t(_s) _N_a_m_e _D_e_s_c_r_i_p_t_i_o_n
0 RESERVED
Reserved for future expansion of this
field.
Section 5.3.1. - 39 - Expires 28 February 1993
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1 FORWARDABLE
The FORWARDABLE flag is normally only
interpreted by the TGS, and can be
ignored by end servers. When set, this
flag tells the ticket-granting server
that it is OK to issue a new ticket-
granting ticket with a different network
address based on the presented ticket.
2 FORWARDED
When set, this flag indicates that the
ticket has either been forwarded or was
issued based on authentication involving
a forwarded ticket-granting ticket.
3 PROXIABLE
The PROXIABLE flag is normally only
interpreted by the TGS, and can be
ignored by end servers. The PROXIABLE
flag has an interpretation identical to
that of the FORWARDABLE flag, except
that the PROXIABLE flag tells the
ticket-granting server that only non-
ticket-granting tickets may be issued
with different network addresses.
4 PROXY
When set, this flag indicates that a
ticket is a proxy.
5 MAY-POSTDATE
The MAY-POSTDATE flag is normally only
interpreted by the TGS, and can be
ignored by end servers. This flag tells
the ticket-granting server that a post-
dated ticket may be issued based on this
ticket-granting ticket.
6 POSTDATED
This flag indicates that this ticket has
been postdated. The end-service can
check the authtime field to see when the
original authentication occurred.
7 INVALID
This flag indicates that a ticket is
invalid, and it must be validated by the
KDC before use. Application servers
must reject tickets which have this flag
set.
8 RENEWABLE
The RENEWABLE flag is normally only
interpreted by the TGS, and can usually
be ignored by end servers (some particu-
larly careful servers may wish to disal-
low renewable tickets). A renewable
ticket can be used to obtain a replace-
ment ticket that expires at a later
date.
Section 5.3.1. - 40 - Expires 28 February 1993
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9 INITIAL
This flag indicates that this ticket was
issued using the AS protocol, and not
issued based on a ticket-granting
ticket.
10 PRE-AUTHENT
This flag indicates that during initial
authentication, the client was authenti-
cated by the KDC before a ticket was
issued. The strength of the pre-
authentication method is not indicated,
but is acceptable to the KDC.
11 HW-AUTHENT
This flag indicates that the protocol
employed for initial authentication
required the use of hardware expected to
be possessed solely by the named client.
The hardware authentication method is
selected by the KDC and the strength of
the method is not indicated.
12-31 RESERVED
Reserved for future use.
key This field exists in the ticket and the KDC
response and is used to pass the session key from
Kerberos to the application server and the client.
The field's encoding is described in section 6.1.
crealm This field contains the name of the realm in which
the client is registered and in which initial
authentication took place.
cname This field contains the name part of the client's
principal identifier.
transited This field lists the names of the Kerberos realms
that took part in authenticating the user to whom
this ticket was issued. It does not specify the
order in which the realms were transited. See
section 3.3.3.1 for details on how this field
encodes the traversed realms.
authtime This field indicates the time of initial authenti-
cation for the named principal. It is the time of
issue for the original ticket on which this ticket
is based. It is included in the ticket to provide
additional information to the end service, and to
provide the necessary information for implementa-
tion of a `hot list' service at the KDC. An end
service that is particularly paranoid could refuse
Section 5.3.1. - 41 - Expires 28 February 1993
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to accept tickets for which the initial authenti-
cation occurred "too far" in the past.
This field is also returned as part of the
response from the KDC. When returned as part of
the response to initial authentication
(KRB_AS_REP), this is the current time on the Ker-
beros server[21].
starttime This field in the ticket specifies the time after
which the ticket is valid. Together with endtime,
this field specifies the life of the ticket. If
it is absent from the ticket, its value should be
treated as that of the authtime field.
endtime This field contains the time after which the
ticket will not be honored (its expiration time).
Note that individual services may place their own
limits on the life of a ticket and may reject
tickets which have not yet expired. As such, this
is really an upper bound on the expiration time
for the ticket.
renew-tillThis field is only present in tickets that have
the RENEWABLE flag set in the flags field. It
indicates the maximum endtime that may be included
in a renewal. It can be thought of as the abso-
lute expiration time for the ticket, including all
renewals.
caddr This field in a ticket contains zero (if omitted)
or more (if present) host addresses. These are
the addresses from which the ticket can be used.
If there are no addresses, the ticket can be used
from any location. The decision by the KDC to
issue or by the end server to accept zero-address
tickets is a policy decision and is left to the
Kerberos and end-service administrators; they may
refuse to issue or accept such tickets. The sug-
gested and default policy, however, is that such
tickets will only be issued or accepted when
__________________________
[21] This time value might be used (at the host's op-
tion) to adjust the workstation's clock. HOWEVER, this
is not recommended, since the client cannot determine
that such a KRB_AS_REP actually came from the proper
KDC in a timely manner unless the enclosed ticket can
be used in communication with a server whose secrets
are uncompromised.
Section 5.3.1. - 42 - Expires 28 February 1993
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additional information that can be used to res-
trict the use of the ticket is included in the
authorization_data field. Such a ticket is a
capability.
Network addresses are included in the ticket to
make it harder for an attacker to use stolen
credentials. Because the session key is not sent
over the network in cleartext, credentials can't
be stolen simply by listening to the network; an
attacker has to gain access to the session key
(perhaps through operating system security
breaches or a careless user's unattended session)
to make use of stolen tickets.
It is important to note that the network address
from which a connection is received cannot be
reliably determined. Even if it could be, an
attacker who has compromised the client's worksta-
tion could use the credentials from there.
Including the network addresses only makes it more
difficult, not impossible, for an attacker to walk
off with stolen credentials and then use them from
a "safe" location.
authorization-data
The authorization-data field is used to pass
authorization data from the principal on whose
behalf a ticket was issued to the application ser-
vice. If no authorization data is included, this
field will be left out. The data in this field
are specific to the end service. It is expected
that the field will contain the names of service
specific objects, and the rights to those objects.
The format for this field is described in section
5.2. Although Kerberos is not concerned with the
format of the contents of the subfields, it does
carry type information (ad-type).
By using the authorization_data field, a principal
is able to issue a proxy that is valid for a
specific purpose. For example, a client wishing
to print a file can obtain a file server proxy to
be passed to the print server. By specifying the
name of the file in the authorization_data field,
the file server knows that the print server can
only use the client's rights when accessing the
particular file to be printed.
It is interesting to note that if one specifies
the authorization-data field of a proxy and leaves
the host addresses blank, the resulting ticket and
session key can be treated as a capability. See
Section 5.3.1. - 43 - Expires 28 February 1993
Version 5 - Revision 5.1
[9] for some suggested uses of this field.
The authorization-data field is optional and does
not have to be included in a ticket.
_5._3._2. _A_u_t_h_e_n_t_i_c_a_t_o_r_s
An authenticator is a record sent with a ticket to a
server to certify the client's knowledge of the encryption
key in the ticket, to help the server detect replays, and to
help choose a "true session key" to use with the particular
session. The encoding is encrypted in the ticket's session
key shared by the client and the server:
-- Unencrypted authenticator
Authenticator ::= [APPLICATION 2] SEQUENCE {
authenticator-vno[0] INTEGER,
crealm[1] Realm,
cname[2] PrincipalName,
cksum[3] Checksum OPTIONAL,
cusec[4] INTEGER,
ctime[5] KerberosTime,
subkey[6] EncryptionKey OPTIONAL,
seq-number[7] INTEGER OPTIONAL,
authorization-data[8] AuthorizationData OPTIONAL
}
authenticator-vno
This field specifies the version number for the
format of the authenticator. This document speci-
fies version 5.
crealm and cname
These fields are the same as those described for
the ticket in section 5.3.1.
cksum This field contains a checksum of the the applica-
tion data that accompanies the KRB_AP_REQ.
cusec This field contains the microsecond part of the
client's timestamp. Its value (before encryption)
ranges from 0 to 999999. It often appears along
with ctime. The two fields are used together to
specify a reasonably accurate timestamp.
ctime This field contains the current time on the
client's host.
Section 5.3.2. - 44 - Expires 28 February 1993
Version 5 - Revision 5.1
subkey This field contains the client's choice for an
encryption key which is to be used to protect this
specific application session. Unless an applica-
tion specifies otherwise, if this field is left
out the session key from the ticket will be used.
seq-numberThis optional field includes the initial sequence
number to be used by the KRB_PRIV or KRB_SAFE mes-
sages when sequence numbers are used to detect
replays (It may also be used by application
specific messages). When included in the authen-
ticator this field specifies the initial sequence
number for messages from the client to the server.
When included in the AP-REP message, the initial
sequence number is that for messages from the
server to the client. When used in KRB_PRIV or
KRB_SAFE messages, it is incremented by one after
each message is sent.
For sequence numbers to adequately support the
detection of replays they should be non-repeating,
even across connection boundaries. The initial
sequence number should be random and uniformly
distributed across the full space of possible
sequence numbers, so that it cannot be guessed by
an attacker and so that it and the successive
sequence numbers do not repeat other sequences.
authorization-data
This field is the same as described for the ticket
in section 5.3.1. It is optional and will only
appear when additional restrictions are to be
placed on the use of a ticket, beyond those car-
ried in the ticket itself.
_5._4. _S_p_e_c_i_f_i_c_a_t_i_o_n_s _f_o_r _t_h_e _A_S _a_n_d _T_G_S _e_x_c_h_a_n_g_e_s
This section specifies the format of the messages used
in exchange between the client and the Kerberos server. The
format of possible error messages appears in section 5.8.1.
_5._4._1. _K_R_B__K_D_C__R_E_Q _d_e_f_i_n_i_t_i_o_n
The KRB_KDC_REQ message has no type of its own.
Instead, its type is one of KRB_AS_REQ or KRB_TGS_REQ
depending on whether the request is for an initial ticket or
an additional ticket. In either case, the message is sent
from the client to the Authentication Server to request
credentials for a service.
The message fields are:
AS-REQ ::= [APPLICATION 10] KDC-REQ
Section 5.4.1. - 45 - Expires 28 February 1993
Version 5 - Revision 5.1
TGS-REQ ::= [APPLICATION 12] KDC-REQ
KDC-REQ ::= SEQUENCE {
pvno[1] INTEGER,
msg-type[2] INTEGER,
padata[3] SEQUENCE OF PA-DATA OPTIONAL,
req-body[4] KDC-REQ-BODY
}
PA-DATA ::= SEQUENCE {
padata-type[1] INTEGER,
padata-value[2] OCTET STRING,
-- might be encoded AP-REQ
}
KDC-REQ-BODY ::= SEQUENCE {
kdc-options[0] KDCOptions,
cname[1] PrincipalName OPTIONAL,
-- Used only in AS-REQ
realm[2] Realm, -- Server's realm
-- Also client's in AS-REQ
sname[3] PrincipalName,
from[4] KerberosTime OPTIONAL,
till[5] KerberosTime,
rtime[6] KerberosTime OPTIONAL,
nonce[7] INTEGER,
etype[8] SEQUENCE OF INTEGER, -- EncryptionType,
-- in preference order
addresses[9] HostAddresses OPTIONAL,
enc-authorization-data[10] EncryptedData OPTIONAL,
-- Encrypted AuthorizationData encoding
additional-tickets[11] SEQUENCE OF Ticket OPTIONAL
}
The fields in this message are:
pvno This field is included in each message, and speci-
fies the protocol version number. This document
specifies protocol version 5.
msg-type This field indicates the type of a protocol mes-
sage. It will almost always be the same as the
application identifier associated with a message.
It is included to make the identifier more readily
accessible to the application. For the KDC-REQ
message, this type will be KRB_AS_REQ or
KRB_TGS_REQ.
padata The padata (pre-authentication data) field con-
tains a sequence of authentication information
which may be needed before credentials can be
Section 5.4.1. - 46 - Expires 28 February 1993
Version 5 - Revision 5.1
issued or decrypted. In the case of requests for
additional tickets (KRB_TGS_REQ), this field will
include an element with padata-type of PA-TGS-REQ
and data of an authentication header (ticket-
granting ticket and authenticator). The checksum
in the authenticator (which must be collision-
proof) is to be computed over the KDC-REQ-BODY
encoding. In most requests for initial authenti-
cation (KRB_AS_REQ) and most replies (KDC-REP),
the padata field will be left out. This field may
also contain information needed by certain exten-
sions to the Kerberos protocol. For example, it
might be used to initially verify the identity of
a client before any response is returned, or it
might contain information needed to help the KDC
or the client select the key needed for generating
or decrypting the response. The latter cases
would be useful for supporting the use of certain
"smartcards" with Kerberos. The details of such
extensions are not presently specified.
padata-type
The padata-type element of the padata field indi-
cates the way that the padata-value element is to
be interpreted. Negative values of padata-type
are reserved for unregistered use; non-negative
values are used for a registered interpretation of
the element type.
req-body This field is a placeholder delimiting the extent
of the remaining fields. If a checksum is to be
calculated over the request, it is calculated over
an encoding of the KDC-REQ-BODY sequence which is
enclosed within the req-body field.
kdc-options
This field appears in the KRB_AS_REQ and
KRB_TGS_REQ requests to the KDC and indicates the
flags that the client wants set on the tickets as
well as other information that is to modify the
behavior of the KDC. Where appropriate, the name
of an option may be the same as the flag that is
set by that option. Although in most case, the
bit in the options field will be the same as that
in the flags field, this is not guaranteed, so it
is not acceptable to simply copy the options field
to the flags field. There are various checks that
must be made before honoring an option anyway.
The kdc_options field is a bit-field, where the
selected options are indicated by the bit being
Section 5.4.1. - 47 - Expires 28 February 1993
Version 5 - Revision 5.1
set (1), and the unselected options and reserved
fields being reset (0). The encoding of the bits
is specified in section 5.2. The options are
described in more detail above in section 2. The
meanings of the options are:
_B_i_t(_s)_N_a_m_e _D_e_s_c_r_i_p_t_i_o_n
0 RESERVED
Reserved for future expansion of this
field.
1 FORWARDABLE
The FORWARDABLE option indicates that
the ticket to be issued is to have its
forwardable flag set. It may only be
set on the initial request, or in a sub-
sequent request if the ticket-granting
ticket on which it is based is also for-
wardable.
2 FORWARDED
The FORWARDED option is only specified
in a request to the ticket-granting
server and will only be honored if the
ticket-granting ticket in the request
has its FORWARDABLE bit set. This
option indicates that this is a request
for forwarding. The address(es) of the
host from which the resulting ticket is
to be valid are included in the
addresses field of the request.
3 PROXIABLE
The PROXIABLE option indicates that the
ticket to be issued is to have its prox-
iable flag set. It may only be set on
the initial request, or in a subsequent
request if the ticket-granting ticket on
which it is based is also proxiable.
4 PROXY
The PROXY option indicates that this is
a request for a proxy. This option will
only be honored if the ticket-granting
ticket in the request has its PROXIABLE
bit set. The address(es) of the host
from which the resulting ticket is to be
valid are included in the addresses
field of the request.
5 ALLOW-POSTDATE
The ALLOW-POSTDATE option indicates that
the ticket to be issued is to have its
MAY-POSTDATE flag set. It may only be
set on the initial request, or in a sub-
sequent request if the ticket-granting
ticket on which it is based also has its
MAY-POSTDATE flag set.
Section 5.4.1. - 48 - Expires 28 February 1993
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6 POSTDATED
The POSTDATED option indicates that this
is a request for a postdated ticket.
This option will only be honored if the
ticket-granting ticket on which it is
based has its MAY-POSTDATE flag set.
The resulting ticket will also have its
INVALID flag set, and that flag may be
reset by a subsequent request to the KDC
after the starttime in the ticket has
been reached.
7 UNUSED
This option is presently unused.
8 RENEWABLE
The RENEWABLE option indicates that the
ticket to be issued is to have its
RENEWABLE flag set. It may only be set
on the initial request, or when the
ticket-granting ticket on which the
request is based is also renewable. If
this option is requested, then the rtime
field in the request contains the
desired absolute expiration time for the
ticket.
9-26 RESERVED
Reserved for future use.
27 RENEWABLE-OK
The RENEWABLE-OK option indicates that a
renewable ticket will be acceptable if a
ticket with the requested life cannot
otherwise be provided. If a ticket with
the requested life cannot be provided,
then a renewable ticket may be issued
with a renew-till equal to the the
requested endtime. The value of the
renew-till field may still be limited by
local limits, or limits selected by the
individual principal or server.
28 ENC-TKT-IN-SKEY
This option is used only by the ticket-
granting service. The ENC-TKT-IN-SKEY
option indicates that the ticket for the
end server is to be encrypted in the
session key from the additional ticket-
granting ticket provided.
29 RESERVED
Reserved for future use.
Section 5.4.1. - 49 - Expires 28 February 1993
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30 RENEW
This option is used only by the ticket-
granting service. The RENEW option
indicates that the present request is
for a renewal. The ticket provided is
encrypted in the secret key for the
server on which it is valid. This
option will only be honored if the
ticket to be renewed has its RENEWABLE
flag set and if the time in its renew-
till field has not passed. The ticket
to be renewed is passed in the padata
field as part of the authentication
header.
31 VALIDATE
This option is used only by the ticket-
granting service. The VALIDATE option
indicates that the request is to vali-
date a postdated ticket. It will only
be honored if the ticket presented is
postdated, presently has its INVALID
flag set, and would be otherwise usable
at this time. A ticket cannot be vali-
dated before its starttime. The ticket
presented for validation is encrypted in
the key of the server for which it is
valid and is passed in the padata field
as part of the authentication header.
cname and sname
These fields are the same as those described for
the ticket in section 5.3.1.
enc-authorization-data
The enc-authorization-data, if present (and it can
only be present in the TGS_REQ form), is an encod-
ing of the desired authorization-data encrypted
under the sub-session key if present in the
Authenticator, or alternatively from the session
key in the ticket-granting ticket, both from the
padata field in the KRB_AP_REQ.
realm This field specifies the realm part of the
server's principal identifier. In the AS
exchange, this is also the realm part of the
client's principal identifier.
from This field is included in the KRB_AS_REQ and
KRB_TGS_REQ ticket requests when the requested
ticket is to be postdated. It specifies the
Section 5.4.1. - 50 - Expires 28 February 1993
Version 5 - Revision 5.1
desired start time for the requested ticket.
till This field contains the expiration date requested
by the client in a ticket request.
rtime This field is the requested renew-till time sent
from a client to the KDC in a ticket request. It
is optional.
nonce This field is part of the KDC request and
response. It it intended to hold a random number
generated by the client. If the same number is
included in the encrypted response from the KDC,
it provides evidence that the response is fresh
and has not been replayed by an attacker. Nonces
must never be re-used. Ideally, it should be gen-
erated randomly, but if the correct time is known,
it may suffice[22].
etype This field specifies the desired encryption algo-
rithm to be used in the response.
addresses This field is included in the initial request for
tickets, and optionally included in requests for
additional tickets from the ticket-granting
server. It specifies the addresses from which the
requested ticket is to be valid. Normally it
includes the addresses for the client's host. If
a proxy is requested, this field will contain
other addresses. The contents of this field are
usually copied by the KDC into the caddr field of
the resulting ticket.
additional-tickets
Additional tickets may be optionally included in a
request to the ticket-granting server. If the
ENC-TKT-IN-SKEY option has been specified, then
the session key from the additional ticket will be
used in place of the server's key to encrypt the
new ticket. If more than one option which
__________________________
[22] Note, however, that if the time is used as the
nonce, one must make sure that the workstation time is
monotonically increasing. If the time is ever reset
backwards, there is a small, but finite, probability
that a nonce will be reused.
Section 5.4.1. - 51 - Expires 28 February 1993
Version 5 - Revision 5.1
requires additional tickets has been specified,
then the additional tickets are used in the order
specified by the ordering of the options bits (see
kdc-options, above).
The application code will be either ten (10) or twelve
(12) depending on whether the request is for an initial
ticket (AS-REQ) or for an additional ticket (TGS-REQ).
The optional fields (addresses, authorization-data and
additional-tickets) are only included if necessary to per-
form the operation specified in the kdc-options field.
It should be noted that in KRB_TGS_REQ, the protocol
version number appears twice and two different message types
appear: the KRB_TGS_REQ message contains these fields as
does the authentication header (KRB_AP_REQ) that is passed
in the padata field.
_5._4._2. _K_R_B__K_D_C__R_E_P _d_e_f_i_n_i_t_i_o_n
The KRB_KDC_REP message format is used for the reply
from the KDC for either an initial (AS) request or a subse-
quent (TGS) request. There is no message type for
KRB_KDC_REP. Instead, the type will be either KRB_AS_REP or
KRB_TGS_REP. The key used to encrypt the ciphertext part of
the reply depends on the message type. For KRB_AS_REP, the
ciphertext is encrypted in the client's secret key, and the
client's key version number is included in the key version
number for the encrypted data. For KRB_TGS_REP, the cipher-
text is encrypted in the sub-session key from the Authenti-
cator, or if absent, the session key from the ticket-
granting ticket used in the request. In that case, no ver-
sion number will be present in the EncryptedData sequence.
The KRB_KDC_REP message contains the following fields:
AS-REP ::= [APPLICATION 11] KDC-REP
TGS-REP ::= [APPLICATION 13] KDC-REP
KDC-REP ::= SEQUENCE {
pvno[0] INTEGER,
msg-type[1] INTEGER,
padata[2] SEQUENCE OF PA-DATA OPTIONAL,
crealm[3] Realm,
cname[4] PrincipalName,
ticket[5] Ticket,
enc-part[6] EncryptedData
}
__________________________
[24] An application code in the encrypted part of a
Section 5.4.2. - 52 - Expires 28 February 1993
Version 5 - Revision 5.1
EncASRepPart ::= [APPLICATION 25[24]] EncKDCRepPart
EncTGSRepPart ::= [APPLICATION 26] EncKDCRepPart
EncKDCRepPart ::= SEQUENCE {
key[0] EncryptionKey,
last-req[1] LastReq,
nonce[2] INTEGER,
key-expiration[3] KerberosTime OPTIONAL,
flags[4] TicketFlags,
authtime[5] KerberosTime,
starttime[6] KerberosTime OPTIONAL,
endtime[7] KerberosTime,
renew-till[8] KerberosTime OPTIONAL,
srealm[9] Realm,
sname[10] PrincipalName,
caddr[11] HostAddresses OPTIONAL
}
pvno and msg-type
These fields are described above in section 5.4.1.
msg-type is either KRB_AS_REP or KRB_TGS_REP.
padata This field is described in detail above. One pos-
sible use for this field is to encode an alternate
"mix-in" string to be used with a string-to-key
algorithm (such as is described in 6.3.2). This
ability is useful to ease transitions if a realm
name needs to change (e.g. when a company is
acquired); in such a case all existing password-
derived entries in the KDC database would be
flagged as needing a special mix-in string until
the next password change.
crealm, cname, srealm and sname
These fields are the same as those described for
the ticket in section 5.3.1.
ticket The newly-issued ticket, from section 5.3.1.
enc-part This field is a place holder for the ciphertext
and related information that forms the encrypted
part of a message. The description of the
encrypted part of the message follows each appear-
ance of this field. The encrypted part is encoded
__________________________
message provides an additional check that the message
was decrypted properly.
Section 5.4.2. - 53 - Expires 28 February 1993
Version 5 - Revision 5.1
as described in section 6.1.
key This field is the same as described for the ticket
in section 5.3.1.
last-req This field is returned by the KDC and specifies
the time(s) of the last request by a principal.
Depending on what information is available, this
might be the last time that a request for a
ticket-granting ticket was made, or the last time
that a request based on a ticket-granting ticket
was successful. It also might cover all servers
for a realm, or just the particular server. Some
implementations may display this information to
the user to aid in discovering unauthorized use of
one's identity. It is similar in spirit to the
last login time displayed when logging into
timesharing systems.
nonce This field is described above in section 5.4.1.
key-expiration
The key-expiration field is part of the response
from the KDC and specifies the time that the
client's secret key is due to expire. The expira-
tion might be the result of password aging or an
account expiration. This field will usually be
left out of the TGS reply since the response to
the TGS request is encrypted in a session key and
no client information need be retrieved from the
KDC database. It is up to the application client
(usually the login program) to take appropriate
action (such as notifying the user) if the expira-
tion time is imminent.
flags, authtime, starttime, endtime, renew-till and caddr
These fields are duplicates of those found in the
encrypted portion of the attached ticket (see sec-
tion 5.3.1), provided so the client may verify
they match the intended request and to assist in
proper ticket caching. If the message is of type
KRB_TGS_REP, the caddr field will only be filled
in if the request was for a proxy or forwarded
ticket, or if the user is substituting a subset of
the addresses from the ticket granting ticket. If
the client-requested addresses are not present or
not used, then the addresses contained in the
ticket will be the same as those included in the
ticket-granting ticket.
Section 5.4.2. - 54 - Expires 28 February 1993
Version 5 - Revision 5.1
_5._5. _C_l_i_e_n_t/_S_e_r_v_e_r (_C_S) _m_e_s_s_a_g_e _s_p_e_c_i_f_i_c_a_t_i_o_n_s
This section specifies the format of the messages used
for the authentication of the client to the application
server.
_5._5._1. _K_R_B__A_P__R_E_Q _d_e_f_i_n_i_t_i_o_n
The KRB_AP_REQ message contains the Kerberos protocol
version number, the message type KRB_AP_REQ, an options
field to indicate any options in use, and the ticket and
authenticator themselves. The KRB_AP_REQ message is often
referred to as the "authentication header".
AP-REQ ::= [APPLICATION 14] SEQUENCE {
pvno[0] INTEGER,
msg-type[1] INTEGER,
ap-options[2] APOptions,
ticket[3] Ticket,
authenticator[4] EncryptedData
}
APOptions ::= BIT STRING {
reserved(0),
use-session-key(1),
mutual-required(2)
}
pvno and msg-type
These fields are described above in section 5.4.1.
msg-type is KRB_AP_REQ.
ap-optionsThis field appears in the application request
(KRB_AP_REQ) and affects the way the request is
processed. It is a bit-field, where the selected
options are indicated by the bit being set (1),
and the unselected options and reserved fields
being reset (0). The encoding of the bits is
specified in section 5.2. The meanings of the
options are:
_B_i_t(_s)_N_a_m_e _D_e_s_c_r_i_p_t_i_o_n
0 RESERVED
Reserved for future expansion of this
field.
Section 5.5.1. - 55 - Expires 28 February 1993
Version 5 - Revision 5.1
1 USE-SESSION-KEY
The USE-SESSION-KEY option indicates
that the ticket the client is presenting
to a server is encrypted in the session
key from the server's ticket-granting
ticket. When this option is not speci-
fied, the ticket is encrypted in the
server's secret key.
2 MUTUAL-REQUIRED
The MUTUAL-REQUIRED option tells the
server that the client requires mutual
authentication, and that it must respond
with a KRB_AP_REP message.
3-31 RESERVED
Reserved for future use.
ticket This field is a ticket authenticating the client
to the server.
authenticator
This contains the authenticator, which includes
the client's choice of a subkey. Its encoding is
described in section 5.3.2.
_5._5._2. _K_R_B__A_P__R_E_P _d_e_f_i_n_i_t_i_o_n
The KRB_AP_REP message contains the Kerberos protocol
version number, the message type, and an encrypted time-
stamp. The message is sent in in response to an application
request (KRB_AP_REQ) where the mutual authentication option
has been selected in the ap-options field.
AP-REP ::= [APPLICATION 15] SEQUENCE {
pvno[0] INTEGER,
msg-type[1] INTEGER,
enc-part[2] EncryptedData
}
EncAPRepPart ::= [APPLICATION 27[26]] SEQUENCE {
ctime[0] KerberosTime,
cusec[1] INTEGER,
subkey[2] EncryptionKey OPTIONAL,
seq-number[3] INTEGER OPTIONAL
}
The encoded EncAPRepPart is encrypted in the shared session
key of the ticket. The optional subkey field can be used in
__________________________
[26] An application code in the encrypted part of a
message provides an additional check that the message
was decrypted properly.
Section 5.5.2. - 56 - Expires 28 February 1993
Version 5 - Revision 5.1
an application-arranged negotiation to choose a per associa-
tion session key.
pvno and msg-type
These fields are described above in section 5.4.1.
msg-type is KRB_AP_REP.
enc-part This field is described above in section 5.4.2.
ctime This field contains the current time on the
client's host.
cusec This field contains the microsecond part of the
client's timestamp.
subkey This field contains an encryption key which is to
be used to protect this specific application ses-
sion. See section 3.2.6 for specifics on how this
field is used to negotiate a key. Unless an
application specifies otherwise, if this field is
left out, the sub-session key from the authentica-
tor, or if also left out, the session key from the
ticket will be used.
_5._5._3. _E_r_r_o_r _m_e_s_s_a_g_e _r_e_p_l_y
If an error occurs while processing the application
request, the KRB_ERROR message will be sent in response.
See section 5.8.1 for the format of the error message. The
cname and crealm fields may be left out if the server cannot
determine their appropriate values from the corresponding
KRB_AP_REQ message. If the authenticator was decipherable,
the ctime and cusec fields will contain the values from it.
_5._6. _K_R_B__S_A_F_E _m_e_s_s_a_g_e _s_p_e_c_i_f_i_c_a_t_i_o_n
This section specifies the format of a message that can
be used by either side (client or server) of an application
to send a tamper-proof message to its peer. It presumes
that a session key has previously been exchanged (for exam-
ple, by using the KRB_AP_REQ/KRB_AP_REP messages).
_5._6._1. _K_R_B__S_A_F_E _d_e_f_i_n_i_t_i_o_n
The KRB_SAFE message contains user data along with a
collision-proof checksum keyed with the session key. The
message fields are:
Section 5.6.1. - 57 - Expires 28 February 1993
Version 5 - Revision 5.1
KRB-SAFE ::= [APPLICATION 20] SEQUENCE {
pvno[0] INTEGER,
msg-type[1] INTEGER,
safe-body[2] KRB-SAFE-BODY,
cksum[3] Checksum
}
KRB-SAFE-BODY ::= SEQUENCE {
user-data[0] OCTET STRING,
timestamp[1] KerberosTime OPTIONAL,
usec[2] INTEGER OPTIONAL,
seq-number[3] INTEGER OPTIONAL,
s-address[4] HostAddress,
r-address[5] HostAddress OPTIONAL
}
pvno and msg-type
These fields are described above in section 5.4.1.
msg-type is KRB_SAFE.
safe-body This field is a placeholder for the body of the
KRB-SAFE message. It is to be encoded separately
and then have the checksum computed over it, for
use in the cksum field.
cksum This field contains the checksum of the applica-
tion data. Checksum details are described in sec-
tion 6.4. The checksum is computed over the
encoding of the KRB-SAFE-BODY sequence.
user-data This field is part of the KRB_SAFE and KRB_PRIV
messages and contain the application specific data
that is being passed from the sender to the reci-
pient.
timestamp This field is part of the KRB_SAFE and KRB_PRIV
messages. Its contents are the current time as
known by the sender of the message. By checking
the timestamp, the recipient of the message is
able to make sure that it was recently generated,
and is not a replay.
usec This field is part of the KRB_SAFE and KRB_PRIV
headers. It contains the microsecond part of the
timestamp.
Section 5.6.1. - 58 - Expires 28 February 1993
Version 5 - Revision 5.1
seq-number
This field is described above in section 5.3.2.
s-address This field specifies the address in use by the
sender of the message.
r-address This field specifies the address in use by the
recipient of the message. It may be omitted for
some uses (such as broadcast protocols), but the
recipient may arbitrarily reject such messages.
This field along with s-address can be used to
help detect messages which have been incorrectly
or maliciously delivered to the wrong recipient.
_5._7. _K_R_B__P_R_I_V _m_e_s_s_a_g_e _s_p_e_c_i_f_i_c_a_t_i_o_n
This section specifies the format of a message that can
be used by either side (client or server) of an application
to securely and privately send a message to its peer. It
presumes that a session key has previously been exchanged
(for example, by using the KRB_AP_REQ/KRB_AP_REP messages).
_5._7._1. _K_R_B__P_R_I_V _d_e_f_i_n_i_t_i_o_n
The KRB_PRIV message contains user data encrypted in
the Session Key. The message fields are:
KRB-PRIV ::= [APPLICATION 21] SEQUENCE {
pvno[0] INTEGER,
msg-type[1] INTEGER,
enc-part[3] EncryptedData
}
EncKrbPrivPart ::= [APPLICATION 28[28]] SEQUENCE {
user-data[0] OCTET STRING,
timestamp[1] KerberosTime OPTIONAL,
usec[2] INTEGER OPTIONAL,
seq-number[3] INTEGER OPTIONAL,
s-address[4] HostAddress, -- sender's addr
r-address[5] HostAddress OPTIONAL -- recip's addr
}
pvno and msg-type
These fields are described above in section 5.4.1.
msg-type is KRB_PRIV.
__________________________
[28] An application code in the encrypted part of a
message provides an additional check that the message
was decrypted properly.
Section 5.7.1. - 59 - Expires 28 February 1993
Version 5 - Revision 5.1
enc-part This field holds an encoding of the EncKrbPrivPart
sequence encrypted under the session key[29].
This encrypted encoding is used for the enc-part
field of the KRB-PRIV message. See section 6 for
the format of the ciphertext.
user-data, timestamp, usec, s-address and r-address
These fields are described above in section 5.6.1.
seq-number
This field is described above in section 5.3.2.
_5._8. _E_r_r_o_r _m_e_s_s_a_g_e _s_p_e_c_i_f_i_c_a_t_i_o_n
This section specifies the format for the KRB_ERROR
message. The fields included in the message are intended to
return as much information as possible about an error. It
is not expected that all the information required by the
fields will be available for all types of errors. If the
appropriate information is not available when the message is
composed, the corresponding field will be left out of the
message.
Note that since the KRB_ERROR message is not protected
by any encryption, it is quite possible for an intruder to
synthesize or modify such a message. In particular, this
means that the client should not use any fields in this mes-
sage for security-critical purposes, such as setting a sys-
tem clock or generating a fresh authenticator. The message
can be useful, however, for advising a user on the reason
for some failure.
_5._8._1. _K_R_B__E_R_R_O_R _d_e_f_i_n_i_t_i_o_n
The KRB_ERROR message consists of the following fields:
KRB-ERROR ::= [APPLICATION 30] SEQUENCE {
pvno[0] INTEGER,
msg-type[1] INTEGER,
ctime[2] KerberosTime OPTIONAL,
cusec[3] INTEGER OPTIONAL,
__________________________
[29] If supported by the encryption method in use, an
initialization vector may be passed to the encryption
procedure, in order to achieve proper cipher chaining.
The initialization vector might come from the last
block of the ciphertext from the previous KRB_PRIV mes-
sage, but it is the application's choice whether or not
to use such an initialization vector. If left out, the
default initialization vector for the encryption algo-
rithm will be used.
Section 5.8.1. - 60 - Expires 28 February 1993
Version 5 - Revision 5.1
stime[4] KerberosTime,
susec[5] INTEGER,
error-code[6] INTEGER,
crealm[7] Realm OPTIONAL,
cname[8] PrincipalName OPTIONAL,
realm[9] Realm, -- Correct realm
sname[10] PrincipalName, -- Correct name
e-text[11] GeneralString OPTIONAL,
e-data[12] OCTET STRING OPTIONAL
}
pvno and msg-type
These fields are described above in section 5.4.1.
msg-type is KRB_ERROR.
ctime This field is described above in section 5.4.1.
cusec This field is described above in section 5.5.2.
stime This field contains the current time on the
server. It is of type KerberosTime.
susec This field contains the microsecond part of the
server's timestamp. Its value ranges from 0 to
999. It appears along with stime. The two fields
are used in conjunction to specify a reasonably
accurate timestamp.
error-codeThis field contains the error code returned by
Kerberos or the server when a request fails. To
interpret the value of this field see the list of
error codes in section 8. Implementations are
encouraged to provide for national language sup-
port in the display of error messages.
crealm, cname, srealm and sname
These fields are described above in section 5.3.1.
e-text This field contains additional text to help
explain the error code associated with the failed
request (for example, it might include a principal
name which was unknown).
Section 5.8.1. - 61 - Expires 28 February 1993
Version 5 - Revision 5.1
e-data This field contains additional data about the
error for use by the application to help it
recover from or handle the error. If the error-
code is KRB_AP_ERR_METHOD, then the e-data field
will contain an encoding of the following
sequence:
METHOD-DATA ::= SEQUENCE {
method-type[0] INTEGER,
method-data[1] OCTET STRING OPTIONAL
}
method-type will indicate the required alternate
method; method-data will contain any required
additional information.
_6. _E_n_c_r_y_p_t_i_o_n _a_n_d _C_h_e_c_k_s_u_m _S_p_e_c_i_f_i_c_a_t_i_o_n_s
The Kerberos protocols described in this document are
designed to use stream encryption ciphers, which can be
simulated using commonly available block encryption ciphers,
such as the Data Encryption Standard [10], in conjunction
with block chaining and checksum methods [11]. Encryption
is used to prove the identities of the network entities par-
ticipating in message exchanges. The Key Distribution
Center for each realm is trusted by all principals
registered in that realm to store a secret key in confi-
dence. Proof of knowledge of this secret key is used to
verify the authenticity of a principal.
The KDC uses the principal's secret key (in the AS
exchange) or a shared session key (in the TGS exchange) to
encrypt responses to ticket requests; the ability to obtain
the secret key or session key implies the knowledge of the
appropriate keys and the identity of the KDC. The ability
of a principal to decrypt the KDC response and present a
Ticket and a properly formed Authenticator (generated with
the session key from the KDC response) to a service verifies
the identity of the principal; likewise the ability of the
service to extract the session key from the Ticket and prove
its knowledge thereof in a response verifies the identity of
the service.
The Kerberos protocols generally assume that the
encryption used is secure from cryptanalysis; however, in
some cases, the order of fields in the encrypted portions of
messages are arranged to minimize the effects of poorly
chosen keys. It is still important to choose good keys. If
keys are derived from user-typed passwords, those passwords
need to be well chosen to make brute force attacks more dif-
ficult. Poorly chosen keys still make easy targets for
intruders.
The following sections specify the encryption and
Section 6. - 62 - Expires 28 February 1993
Version 5 - Revision 5.1
checksum mechanisms currently defined for Kerberos. The
encodings, chaining, and padding requirements for each are
described. For encryption methods, it is often desirable to
place random information (often referred to as a _c_o_n_f_o_u_n_d_e_r)
at the start of the message. The requirements for a con-
founder are specified with each encryption mechanism.
Some encryption systems use a block-chaining method to
improve the the security characteristics of the ciphertext.
However, these chaining methods often don't provide an
integrity check upon decryption. Such systems (such as DES
in CBC mode) must be augmented with a checksum of the plain-
text which can be verified at decryption and used to detect
any tampering or damage. Such checksums should be good at
detecting burst errors in the input. If any damage is
detected, the decryption routine is expected to return an
error indicating the failure of an integrity check. Each
encryption type is expected to provide and verify an
appropriate checksum. The specification of each encryption
method sets out its checksum requirements.
Finally, where a key is to be derived from a user's
password, an algorithm for converting the password to a key
of the appropriate type is included. It is desirable for
the string to key function to be one-way, and for the map-
ping to be different in different realms. This is important
because users who are registered in more than one realm will
often use the same password in each, and it is desirable
that an attacker compromising the Kerberos server in one
realm not obtain or derive the user's key in another.
For an discussion of the integrity characteristics of
the candidate encryption and checksum methods considered for
Kerberos, the the reader is referred to [12].
_6._1. _E_n_c_r_y_p_t_i_o_n _S_p_e_c_i_f_i_c_a_t_i_o_n_s
The following ASN.1 definition describes all encrypted
messages. The enc-part field which appears in the unen-
crypted part of messages in section 5 is a sequence consist-
ing of an encryption type, an optional key version number,
and the ciphertext.
EncryptedData ::= SEQUENCE {
etype[0] INTEGER, -- EncryptionType
kvno[1] INTEGER OPTIONAL,
cipher[2] OCTET STRING -- ciphertext
}
etype This field identifies which encryption algorithm
was used to encipher the cipher. Detailed specif-
ications for selected encryption types appear
Section 6.1. - 63 - Expires 28 February 1993
Version 5 - Revision 5.1
later in this section.
kvno This field contains the version number of the key
under which data is encrypted. It is only present
in messages encrypted under long lasting keys,
such as principals' secret keys.
cipher This field contains the enciphered text, encoded
as an OCTET STRING.
The cipher field is generated by applying the specified
encryption algorithm to data composed of the message and
algorithm-specific inputs. Encryption mechanisms defined
for use with Kerberos must take sufficient measures to
guarantee the integrity of the plaintext, and we recommend
they also take measures to protect against precomputed dic-
tionary attacks. If the encryption algorithm is not itself
capable of doing so, the protections can often be enhanced
by adding a checksum and a confounder.
The suggested format for the data to be encrypted
includes a confounder, a checksum, the encoded plaintext,
and any necessary padding. The msg-seq field contains the
part of the protocol message described in section 5 which is
to be encrypted. The confounder, checksum, and padding are
all untagged and untyped, and their length is exactly suffi-
cient to hold the appropriate item. The type and length is
implicit and specified by the particular encryption type
being used (etype). The format for the data to be encrypted
is described in the following diagram:
+-----------+----------+-------------+-----+
|confounder | check | msg-seq | pad |
+-----------+----------+-------------+-----+
The format cannot be described in ASN.1, but for those who
prefer an ASN.1-_l_i_k_e notation:
__________________________
[31] In the above specification, UNTAGGED OCTET
STRING(length) is the notation for an octet string with
its tag and length removed. It is not a valid ASN.1
type. The tag bits and length must be removed from the
confounder since the purpose of the confounder is so
that the message starts with random data, but the tag
and its length are fixed. For other fields, the length
and tag would be redundant if they were included be-
cause they are specified by the encryption type.
Section 6.1. - 64 - Expires 28 February 1993
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CipherText ::= ENCRYPTED SEQUENCE {
confounder[0] UNTAGGED[31] OCTET STRING(conf_length) OPTIONAL,
check[1] UNTAGGED OCTET STRING(checksum_length) OPTIONAL,
msg-seq[2] MsgSequence,
pad UNTAGGED OCTET STRING(pad_length) OPTIONAL
}
One generates a random confounder of the appropriate
length, placing it in confounder; zeroes out check; calcu-
lates the appropriate checksum over confounder, check, and
msg-seq, placing the result in check; adds the necessary
padding; then encrypts using the specified encryption type
and the appropriate key.
Unless otherwise specified, a definition of an encryp-
tion algorithm that specifies a checksum, a length for the
confounder field, or an octet boundary for padding uses this
ciphertext format[32]. Those fields which are not specified
will be omitted.
In the interest of allowing all implementations using a
particular encryption type to communicate with all others
using that type, the specification of an encryption type
defines any checksum that is needed as part of the encryp-
tion process. If an alternative checksum is to be used, a
new encryption type must be defined.
Some cryptosystems require additional information
beyond the key and the data to be encrypted. For example,
DES, when used in cipher-block-chaining mode, requires an
initialization vector. If required, the description for
each encryption type must specify the source of such addi-
tional information.
_6._2. _E_n_c_r_y_p_t_i_o_n _K_e_y_s
The sequence below shows the encoding of an encryption
key:
EncryptionKey ::= SEQUENCE {
__________________________
[32] The ordering of the fields in the CipherText is
important. Additionally, messages encoded in this for-
mat must include a length as part of the msg-seq field.
This allows the recipient to verify that the message
has not been truncated. Without a length, an attacker
could use a chosen plaintext attack to generate a mes-
sage which could be truncated, while leaving the check-
sum intact. Note that if the msg-seq is an encoding of
an ASN.1 SEQUENCE or OCTET STRING, then the length is
part of that encoding.
Section 6.2. - 65 - Expires 28 February 1993
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keytype[0] INTEGER,
keyvalue[1] OCTET STRING
}
keytype This field specifies the type of encryption key
that follows in the keyvalue field. It will
almost always correspond to the encryption algo-
rithm used to generate the EncryptedData, though
more than one algorithm may use the same type of
key (the mapping is many to one). This might hap-
pen, for example, if the encryption algorithm uses
an alternate checksum algorithm for an integrity
check, or a different chaining mechanism.
keyvalue This field contains the key itself, encoded as an
octet string.
All negative values for the encryption key type are
reserved for local use. All non-negative values are
reserved for officially assigned type fields and interpreta-
tions.
_6._3. _E_n_c_r_y_p_t_i_o_n _S_y_s_t_e_m_s
_6._3._1. _T_h_e _N_U_L_L _E_n_c_r_y_p_t_i_o_n _S_y_s_t_e_m (_n_u_l_l)
If no encryption is in use, the encryption system is
said to be the NULL encryption system. In the NULL encryp-
tion system there is no checksum, confounder or padding.
The ciphertext is simply the plaintext. The NULL Key is
used by the null encryption system and is zero octets in
length, with keytype zero (0).
_6._3._2. _D_E_S _i_n _C_B_C _m_o_d_e _w_i_t_h _a _C_R_C-_3_2 _c_h_e_c_k_s_u_m (_d_e_s-_c_b_c-_c_r_c)
The des-cbc-crc encryption mode encrypts information
under the Data Encryption Standard [10] using the cipher
block chaining mode [11]. A CRC-32 checksum (described in
ISO 3309 [13]) is applied to the confounder and message
sequence (msg-seq) and placed in the cksum field. DES
blocks are 8 bytes. As a result, the data to be encrypted
(the concatenation of confounder, checksum, and message)
must be padded to an 8 byte boundary before encryption. The
details of the encryption of this data are identical to
those for the des-cbc-md5 encryption mode.
Note that, since the CRC-32 checksum is not collision-
proof, an attacker could use a probabilistic chosen-
plaintext attack to generate a valid message even if a con-
founder is used [12]. The use of collision-proof checksums
is recommended for environments where such attacks represent
a significant threat. The use of the CRC-32 as the checksum
Section 6.3.2. - 66 - Expires 28 February 1993
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for ticket or authenticator is no longer mandated as an
interoperability requirement for Kerberos Version 5 Specifi-
cation 1 (See section 9.1 for specific details).
_6._3._3. _D_E_S _i_n _C_B_C _m_o_d_e _w_i_t_h _a_n _M_D_4 _c_h_e_c_k_s_u_m (_d_e_s-_c_b_c-_m_d_4)
The des-cbc-md4 encryption mode encrypts information
under the Data Encryption Standard [10] using the cipher
block chaining mode [11]. An MD4 checksum (described in
[14]) is applied to the confounder and message sequence
(msg-seq) and placed in the cksum field. DES blocks are 8
bytes. As a result, the data to be encrypted (the concate-
nation of confounder, checksum, and message) must be padded
to an 8 byte boundary before encryption. The details of the
encryption of this data are identical to those for the des-
cbc-md5 encryption mode.
_6._3._4. _D_E_S _i_n _C_B_C _m_o_d_e _w_i_t_h _a_n _M_D_5 _c_h_e_c_k_s_u_m (_d_e_s-_c_b_c-_m_d_5)
The des-cbc-md5 encryption mode encrypts information
under the Data Encryption Standard [10] using the cipher
block chaining mode [11]. An MD5 checksum (described in
[15].) is applied to the confounder and message sequence
(msg-seq) and placed in the cksum field. DES blocks are 8
bytes. As a result, the data to be encrypted (the concate-
nation of confounder, checksum, and message) must be padded
to an 8 byte boundary before encryption.
Plaintext and DES ciphtertext are encoded as 8-octet
blocks which are concatenated to make the 64-bit inputs for
the DES algorithms. The first octet supplies the 8 most
significant bits (with the octet's MSbit used as the DES
input block's MSbit, etc.), the second octet the next 8
bits, ..., and the eighth octet supplies the 8 least signi-
ficant bits.
Encryption under DES using cipher block chaining
requires an additional input in the form of an initializa-
tion vector. Unless otherwise specified, zero should be
used as the initialization vector. Kerberos' use of DES
requires an 8-octet confounder.
The DES specifications identify some "weak" and "semi-
weak" keys; those keys shall not be used for encrypting mes-
sages for use in Kerberos. Additionally, because of the way
that keys are derived for the encryption of checksums, keys
shall not be used that yield "weak" or "semi-weak" keys when
eXclusive-ORed with the constant F0F0F0F0F0F0F0F0.
A DES key is 8 octets of data, with keytype one (1).
This consists of 56 bits of key, and 8 parity bits (one per
octet). The key is encoded as a series of 8 octets written
Section 6.3.4. - 67 - Expires 28 February 1993
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in MSB-first order. The bits within the key are also
encoded in MSB order. For example, if the encryption key is
(B1,B2,...,B7,P1,B8,...,B14,P2,B15,...,B49,P7,B50,...,B56,P8)
where B1,B2,...,B56 are the key bits in MSB order, and
P1,P2,...,P8 are the parity bits, the first octet of the key
would be B1,B2,...,B7,P1 (with B1 as the MSbit). [See the
FIPS 81 introduction for reference.]
To generate a DES key from a text string (password),
the text string normally must have the realm and each com-
ponent of the principal's name appended[33], then padded
with ASCII nulls to an 8 byte boundary. This string is then
fan-folded and eXclusive-ORed with itself to form an 8 byte
DES key. The parity is corrected on the key, and it is used
to generate a DES CBC checksum on the initial string (with
the realm and name appended). Next, parity is corrected on
the CBC checksum. If the result matches a "weak" or "semi-
weak" key as described in the DES specification, it is
eXclusive-ORed with the constant 00000000000000F0. Finally,
the result is returned as the key. Pseudocode follows:
string_to_key(string,realm,name) {
odd = 1;
s = string + realm;
for(each component in name) {
s = s + component;
}
tempkey = NULL;
pad(s); /* with nulls to 8 byte boundary */
for(8byteblock in s) {
if(odd == 0) {
odd = 1;
reverse(8byteblock)
}
else odd = 0;
tempkey = tempkey XOR 8byteblock;
}
fixparity(tempkey);
key = DES-CBC-check(s,tempkey);
fixparity(key);
if(is_weak_key_key(key))
key = key XOR 0xF0;
return(key);
}
_6._4. _C_h_e_c_k_s_u_m_s
The following is the ASN.1 definition used for a check-
sum:
__________________________
[33] In some cases, it may be necessary to use a dif-
ferent "mix-in" string for compatibility reasons; see
the discussion of padata in section 5.4.2.
Section 6.4. - 68 - Expires 28 February 1993
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Checksum ::= SEQUENCE {
cksumtype[0] INTEGER,
checksum[1] OCTET STRING
}
cksumtype This field indicates the algorithm used to gen-
erate the accompanying checksum.
checksum This field contains the checksum itself, encoded
as an octet string.
Detailed specification of selected checksum types
appear later in this section. Negative values for the
checksum type are reserved for local use. All non-negative
values are reserved for officially assigned type fields and
interpretations.
Checksums used by Kerberos can be classified by two
properties: whether they are collision-proof, and whether
they are keyed. It is infeasible to find two plaintexts
which generate the same checksum value for a collision-proof
checksum. A key is required to perturb or initialize the
algorithm in a keyed checksum. To prevent message-stream
modification by an active attacker, unkeyed checksums should
only be used when the checksum and message will be subse-
quently encrypted (e.g. the checksums defined as part of the
encryption algorithms covered earlier in this section).
Collision-proof checksums can be made tamper-proof as well
if the checksum value is encrypted before inclusion in a
message. In such cases, the composition of the checksum and
the encryption algorithm must be considered a separate
checksum algorithm (e.g. RSA-MD5 encrypted using DES is a
new checksum algorithm of type RSA-MD5-DES). For most keyed
checksums, as well as for the encrypted forms of collision-
proof checksums, Kerberos prepends a confounder before the
checksum is calculated.
_6._4._1. _T_h_e _C_R_C-_3_2 _C_h_e_c_k_s_u_m (_c_r_c_3_2)
The CRC-32 checksum calculates a checksum based on a
cyclic redundancy check as described in ISO 3309 [13]. The
resulting checksum is four (4) octets in length. The CRC-32
is neither keyed nor collision-proof. The use of this
checksum is not recommended. An attacker using a proba-
bilistic chosen-plaintext attack as described in [12] might
be able to generate an alternative message that satisfies
the checksum. The use of collision-proof checksums is
recommended for environments where such attacks represent a
significant threat.
_6._4._2. _T_h_e _R_S_A _M_D_4 _C_h_e_c_k_s_u_m (_r_s_a-_m_d_4)
The RSA-MD4 checksum calculates a checksum using the
Section 6.4.2. - 69 - Expires 28 February 1993
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RSA MD4 algorithm [14]. The algorithm takes as input an
input message of arbitrary length and produces as output a
128-bit (16 octet) checksum. RSA-MD4 is believed to be
collision-proof.
_6._4._3. _R_S_A _M_D_4 _C_r_y_p_t_o_g_r_a_p_h_i_c _C_h_e_c_k_s_u_m _U_s_i_n_g _D_E_S (_r_s_a-_m_d_4-
_d_e_s)
The RSA-MD4-DES checksum calculates a keyed collision-
proof checksum by prepending an 8 octet confounder before
the text, applying the RSA MD4 checksum algorithm, and
encrypting the confounder and the checksum using DES in
cipher-block-chaining (CBC) mode using a variant of the key,
where the variant is computed by eXclusive-ORing the key
with the constant F0F0F0F0F0F0F0F0[34]. The initialization
vector should be zero. The resulting checksum is 24 octets
long (8 octets of which are redundant). This checksum is
tamper-proof and believed to be collision-proof.
The DES specifications identify some "weak keys"; those
keys shall not be used for generating RSA-MD4 checksums for
use in Kerberos.
The format for the checksum is described in the follow-
ing diagram:
+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
| des-cbc(confounder + rsa-md4(confounder+msg),key=var(key),iv=0) |
+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
The format cannot be described in ASN.1, but for those who
prefer an ASN.1-_l_i_k_e notation:
rsa-md4-des-checksum ::= ENCRYPTED UNTAGGED SEQUENCE {
confounder[0] UNTAGGED OCTET STRING(8),
check[1] UNTAGGED OCTET STRING(16)
}
__________________________
[34] A variant of the key is used to limit the use of a
key to a particular function, separating the functions
of generating a checksum from other encryption per-
formed using the session key. The constant
F0F0F0F0F0F0F0F0 was chosen because it maintains key
parity. The properties of DES precluded the use of the
complement. The same constant is used for similar pur-
pose in the Message Integrity Check in the Privacy
Enhanced Mail standard.
Section 6.4.3. - 70 - Expires 28 February 1993
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_6._4._4. _T_h_e _R_S_A _M_D_5 _C_h_e_c_k_s_u_m (_r_s_a-_m_d_5)
The RSA-MD5 checksum calculates a checksum using the
RSA MD5 algorithm [15].. The algorithm takes as input an
input message of arbitrary length and produces as output a
128-bit (16 octet) checksum. RSA-MD5 is believed to be
collision-proof.
_6._4._5. _R_S_A _M_D_5 _C_r_y_p_t_o_g_r_a_p_h_i_c _C_h_e_c_k_s_u_m _U_s_i_n_g _D_E_S (_r_s_a-_m_d_5-
_d_e_s)
The RSA-MD5-DES checksum calculates a keyed collision-
proof checksum by prepending an 8 octet confounder before
the text, applying the RSA MD5 checksum algorithm, and
encrypting the confounder and the checksum using DES in
cipher-block-chaining (CBC) mode using a variant of the key,
where the variant is computed by eXclusive-ORing the key
with the constant F0F0F0F0F0F0F0F0. The initialization vec-
tor should be zero. The resulting checksum is 24 octets
long (8 octets of which are redundant). This checksum is
tamper-proof and believed to be collision-proof.
The DES specifications identify some "weak keys"; those
keys shall not be used for encrypting RSA-MD5 checksums for
use in Kerberos.
The format for the checksum is described in the follow-
ing diagram:
+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
| des-cbc(confounder + rsa-md5(confounder+msg),key=var(key),iv=0) |
+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
The format cannot be described in ASN.1, but for those who
prefer an ASN.1-_l_i_k_e notation:
rsa-md5-des-checksum ::= ENCRYPTED UNTAGGED SEQUENCE {
confounder[0] UNTAGGED OCTET STRING(8),
check[1] UNTAGGED OCTET STRING(16)
}
_6._4._6. _D_E_S _c_i_p_h_e_r-_b_l_o_c_k _c_h_a_i_n_e_d _c_h_e_c_k_s_u_m (_d_e_s-_m_a_c)
The DES-MAC checksum is computed by prepending an 8
octet confounder to the plaintext, performing a DES CBC-mode
encryption on the result using the key and an initialization
vector of zero, taking the last block of the ciphertext,
prepending the same confounder and encrypting the pair using
DES in cipher-block-chaining (CBC) mode using a a variant of
the key, where the variant is computed by eXclusive-ORing
the key with the constant F0F0F0F0F0F0F0F0. The initializa-
tion vector should be zero. The resulting checksum is 128
bits (16 octets) long, 64 bits of which are redundant. This
Section 6.4.6. - 71 - Expires 28 February 1993
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checksum is tamper-proof and collision-proof.
The format for the checksum is described in the follow-
ing diagram:
+--+--+--+--+--+--+--+--+-----+-----+-----+-----+-----+-----+-----+-----+
| des-cbc(confounder + des-mac(conf+msg,iv=0,key),key=var(key),iv=0) |
+--+--+--+--+--+--+--+--+-----+-----+-----+-----+-----+-----+-----+-----+
The format cannot be described in ASN.1, but for those who
prefer an ASN.1-_l_i_k_e notation:
des-mac-checksum ::= ENCRYPTED UNTAGGED SEQUENCE {
confounder[0] UNTAGGED OCTET STRING(8),
check[1] UNTAGGED OCTET STRING(8)
}
The DES specifications identify some "weak" and "semi-
weak" keys; those keys shall not be used for generating
DES-MAC checksums for use in Kerberos, nor shall a key be
used whose veriant is "weak" or "semi-weak".
_6._4._7. _R_S_A _M_D_4 _C_r_y_p_t_o_g_r_a_p_h_i_c _C_h_e_c_k_s_u_m _U_s_i_n_g _D_E_S _a_l_t_e_r_n_a_t_i_v_e
(_r_s_a-_m_d_4-_d_e_s-_k)
The RSA-MD4-DES-K checksum calculates a keyed
collision-proof checksum by applying the RSA MD4 checksum
algorithm and encrypting the results using DES in cipher-
block-chaining (CBC) mode using a DES key as both key and
initialization vector. The resulting checksum is 16 octets
long. This checksum is tamper-proof and believed to be
collision-proof. Note that this checksum type is the old
method for encoding the RSA-MD4-DES checksum and it is no
longer recommended.
_6._4._8. _D_E_S _c_i_p_h_e_r-_b_l_o_c_k _c_h_a_i_n_e_d _c_h_e_c_k_s_u_m _a_l_t_e_r_n_a_t_i_v_e (_d_e_s-
_m_a_c-_k)
The DES-MAC-K checksum is computed by performing a DES
CBC-mode encryption of the plaintext, and using the last
block of the ciphertext as the checksum value. It is keyed
with an encryption key and an initialization vector; any
uses which do not specify an additional initialization vec-
tor will use the key as both key and initialization vector.
The resulting checksum is 64 bits (8 octets) long. This
checksum is tamper-proof and collision-proof. Note that
this checksum type is the old method for encoding the DES-
MAC checksum and it is no longer recommended.
The DES specifications identify some "weak keys"; those
keys shall not be used for generating DES-MAC checksums for
use in Kerberos.
Section 6.4.8. - 72 - Expires 28 February 1993
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_7. _N_a_m_i_n_g _C_o_n_s_t_r_a_i_n_t_s
_7._1. _R_e_a_l_m _N_a_m_e_s
Although realm names are encoded as GeneralStrings and
although a realm can technically select any name it chooses,
interoperability across realm boundaries requires agreement
on how realm names are to be assigned, and what information
they imply.
To enforce these conventions, each realm must conform
to the conventions itself, and it must require that any
realms with which inter-realm keys are shared also conform
to the conventions and require the same from its neighbors.
There are presently four styles of realm names: domain,
X500, other, and reserved. Examples of each style follow:
domain: host.subdomain.domain (example)
X500: C=US/O=OSF (example)
other: NAMETYPE:rest/of.name=without-restrictions (example)
reserved: reserved, but will not conflict with above
Domain names must look like domain names: they consist of
components separated by periods (.) and they contain neither
colons (:) nor slashes (/).
X.500 names contain an equal (=) and cannot contain a
colon (:) before the equal. The realm names for X.500 names
will be string representations of the names with components
separated by slashes. Leading and trailing slashes will not
be included.
Names that fall into the other category must begin with
a prefix that contains no equal (=) or period (.) and the
prefix must be followed by a colon (:) and the rest of the
name. All prefixes must be assigned before they may be
used. Presently none are assigned.
The reserved category includes strings which do not
fall into the first three categories. All names in this
category are reserved. It is unlikely that names will be
assigned to this category unless there is a very strong
argument for not using the "other" category.
These rules guarantee that there will be no conflicts
between the various name styles. The following additional
constraints apply to the assignment of realm names in the
domain and X.500 categories: the name of a realm for the
domain or X.500 formats must either be used by the organiza-
tion owning (to whom it was assigned) an Internet domain
name or X.500 name, or in the case that no such names are
Section 7.1. - 73 - Expires 28 February 1993
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registered, authority to use a realm name may be derived
from the authority of the parent realm. For example, if
there is no domain name for E40.MIT.EDU, then the adminis-
trator of the MIT.EDU realm can authorize the creation of a
realm with that name.
This is acceptable because the organization to which
the parent is assigned is presumably the organization
authorized to assign names to its children in the X.500 and
domain name systems as well. If the parent assigns a realm
name without also registering it in the domain name or X.500
hierarchy, it is the parent's responsibility to make sure
that there will not in the future exists a name identical to
the realm name of the child unless it is assigned to the
same entity as the realm name.
_7._2. _P_r_i_n_c_i_p_a_l _N_a_m_e_s
As was the case for realm names, conventions are needed
to ensure that all agree on what information is implied by a
principal name. The name-type field that is part of the
principal name indicates the kind of information implied by
the name. The name-type should be treated as a hint.
Ignoring the name type, no two names can be the same (i.e.
at least one of the components, or the realm, must be dif-
ferent). This constraint may be eliminated in the future.
The following name types are defined:
name-type value meaning
NT-UNKNOWN 0 Name type not known
NT-PRINCIPAL 1 Just the name of the principal as in DCE, or for users
NT-SRV-INST 2 Service and other unique instance (krbtgt)
NT-SRV-HST 3 Service with host name as instance (telnet, rcommands)
NT-SRV-XHST 4 Service with host as remaining components
NT-UID 5 Unique ID
When a name implies no information other than its uniqueness
at a particular time the name type PRINCIPAL should be used.
The principal name type should be used for users, and it
might also be used for a unique server. If the name is a
unique machine generated ID that is guaranteed never to be
reassigned then the name type of UID should be used (note
that it is generally a bad idea to reassign names of any
type since stale entries might remain in access control
lists).
If the first component of a name identifies a service
and the remaining components identify an instance of the
service in a server specified manner, then the name type of
SRV-INST should be used. An example of this name type is
the Kerberos ticket-granting ticket which has a first com-
ponent of krbtgt and a second component identifying the
Section 7.2. - 74 - Expires 28 February 1993
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realm for which the ticket is valid.
If instance is a single component following the service
name and the instance identifies the host on which the
server is running, then the name type SRV-HST should be
used. This type is typically used for Internet services
such as telnet and the Berkeley R commands. If the separate
components of the host name appear as successive components
following the name of the service, then the name type SRV-
XHST should be used. This type might be used to identify
servers on hosts with X.500 names where the slash (/) might
otherwise be ambiguous.
A name type of UNKNOWN should be used when the form of
the name is not known. When comparing names, a name of type
UNKNOWN will match principals authenticated with names of
any type. A principal authenticated with a name of type
UNKNOWN, however, will only match other names of type UNK-
NOWN.
Names of any type with an initial component of "krbtgt"
are reserved for the Kerberos ticket granting service. See
section 8.2.3 for the form of such names.
_8. _C_o_n_s_t_a_n_t_s _a_n_d _o_t_h_e_r _d_e_f_i_n_e_d _v_a_l_u_e_s
_8._1. _H_o_s_t _a_d_d_r_e_s_s _t_y_p_e_s
All negative values for the host address type are
reserved for local use. All non-negative values are
reserved for officially assigned type fields and interpreta-
tions.
The values of the types for the following addresses are
chosen to match the defined address family constants in the
Berkeley Standard Distributions of Unix. They can be found
in <sys/socket.h> with symbolic names AF_xxx (where xxx is
an abbreviation of the address family name).
_I_n_t_e_r_n_e_t _a_d_d_r_e_s_s_e_s
Internet addresses are 32-bit (4-octet) quantities,
encoded in MSB order. The type of internet addresses is two
(2).
_C_H_A_O_S_n_e_t _a_d_d_r_e_s_s_e_s
CHAOSnet addresses are 16-bit (2-octet) quantities,
encoded in MSB order. The type of CHAOSnet addresses is
five (5).
Section 8.1. - 75 - Expires 28 February 1993
Version 5 - Revision 5.1
_I_S_O _a_d_d_r_e_s_s_e_s
ISO addresses are variable-length. The type of ISO
addresses is seven (7).
_X_e_r_o_x _N_e_t_w_o_r_k _S_e_r_v_i_c_e_s (_X_N_S) _a_d_d_r_e_s_s_e_s
XNS addresses are 48-bit (6-octet) quantities, encoded
in MSB order. The type of XNS addresses is six (6).
_A_p_p_l_e_T_a_l_k _D_a_t_a_g_r_a_m _D_e_l_i_v_e_r_y _P_r_o_t_o_c_o_l (_D_D_P) _a_d_d_r_e_s_s_e_s
AppleTalk DDP addresses consist of an 8-bit node number
and a 16-bit network number. The first octet of the address
is the node number; the remaining two octets encode the net-
work number in MSB order. The type of AppleTalk DDP
addresses is sixteen (16).
_D_E_C_n_e_t _P_h_a_s_e _I_V _a_d_d_r_e_s_s_e_s
DECnet Phase IV addresses are 16-bit addresses, encoded
in LSB order. The type of DECnet Phase IV addresses is
twelve (12).
_8._2. _K_D_C _m_e_s_s_a_g_e_s
_8._2._1. _I_P _t_r_a_n_s_p_o_r_t
When contacting a Kerberos server (KDC) for a
KRB_KDC_REQ request using IP transport, the client shall
send a UDP datagram containing only an encoding of the
request to port 88 (decimal) at the KDC's IP address; the
KDC will respond with a reply datagram containing only an
encoding of the reply message (either a KRB_ERROR or a
KRB_KDC_REP) to the sending port at the sender's IP address.
_8._2._2. _O_S_I _t_r_a_n_s_p_o_r_t
During authentication of an OSI client to and OSI
server, the mutual authentication of an OSI server to an OSI
client, or during exchange of private or integrity checked
messages, Kerberos protocol messages may be treated as
opaque objects and the type of the authentication mechanism
will be:
kerberos OBJECT IDENTIFIER ::= { ?? ?? }
Depending on the situation, the opaque object will be an
authentication header (KRB_AP_REQ), an authentication reply
(KRB_AP_REP), a safe message (KRB_SAFE), or a private mes-
sage (KRB_PRIV). The opaque data contains an application
code as specified in the ASN.1 description for each message.
The application code may be used by Kerberos to determine
the message type.
Section 8.2.2. - 76 - Expires 28 February 1993
Version 5 - Revision 5.1
_8._2._3. _N_a_m_e _o_f _t_h_e _T_G_S
The principal identifier of the ticket-granting service
shall be composed of three parts: (1) the realm of the KDC
issuing the TGS ticket (2) a two-part name of type NT-SRV-
INST, with the first part "krbtgt" and the second part the
name of the realm which will accept the ticket-granting
ticket. For example, a ticket-granting ticket issued by the
ATHENA.MIT.EDU realm to be used to get tickets from the
ATHENA.MIT.EDU KDC has a principal identifier of
"ATHENA.MIT.EDU" (realm), ("krbtgt", "ATHENA.MIT.EDU")
(name). A ticket-granting ticket issued by the
ATHENA.MIT.EDU realm to be used to get tickets from the
MIT.EDU realm has a principal identifier of "ATHENA.MIT.EDU"
(realm), ("krbtgt", "MIT.EDU") (name).
_8._3. _P_r_o_t_o_c_o_l _c_o_n_s_t_a_n_t_s _a_n_d _a_s_s_o_c_i_a_t_e_d _v_a_l_u_e_s
The following tables list constants used in the proto-
col and defines their meanings.
Encryption type _e_t_y_p_e value block size minimum pad size confounder size
NULL 0 1 0 0
des-cbc-crc 1 8 4 8
des-cbc-md4 2 8 0 8
des-cbc-md5 3 8 0 8
Checksum type _s_u_m_t_y_p_e value checksum size
CRC32 1 4
rsa-md4 2 16
rsa-md4-des 3 24
des-mac 4 16
des-mac-k 5 8
rsa-md4-des-k 6 16
rsa-md5 7 16
rsa-md5-des 8 24
padata type _p_a_d_a_t_a-_t_y_p_e value
PA-TGS-REQ 1
PA-ENC-TIMESTAMPS 2
PA-PW-SALT 3
authorization data type _a_d-_t_y_p_e value
_r_e_s_e_r_v_e_d _v_a_l_u_e_s 0-63
OSF-DCE 64
alternate authentication type _m_e_t_h_o_d-_t_y_p_e value
_r_e_s_e_r_v_e_d _v_a_l_u_e_s 0-63
ATT-CHALLENGE-RESPONSE 64
transited encoding type _t_r-_t_y_p_e value
DOMAIN-X500-COMPRESS 1
_r_e_s_e_r_v_e_d _v_a_l_u_e_s all others
Section 8.3. - 77 - Expires 28 February 1993
Version 5 - Revision 5.1
_L_a_b_e_l _V_a_l_u_e _M_e_a_n_i_n_g _o_r _M_I_T _c_o_d_e
pvno 5 current Kerberos protocol version number
message types
KRB_AS_REQ 10 Request for initial authentication
KRB_AS_REP 11 Response to KRB_AS_REQ request
KRB_TGS_REQ 12 Request for authentication based on TGT
KRB_TGS_REP 13 Response to KRB_TGS_REQ request
KRB_AP_REQ 14 application request to server
KRB_AP_REP 15 Response to KRB_AP_REQ_MUTUAL
KRB_SAFE 20 Safe (checksummed) application message
KRB_PRIV 21 Private (encrypted) application message
KRB_ERROR 30 Error response
name types
KRB_NT_UNKNOWN 0 Name type not known
KRB_NT_PRINCIPAL 1 Just the name of the principal as in DCE, or for users
KRB_NT_SRV_INST 2 Service and other unique instance (krbtgt)
KRB_NT_SRV_HST 3 Service with host name as instance (telnet, rcommands)
KRB_NT_SRV_XHST 4 Service with host as remaining components
KRB_NT_UID 5 Unique ID
error codes
KDC_ERR_NONE 0 No error
KDC_ERR_NAME_EXP 1 Client's entry in database has expired
KDC_ERR_SERVICE_EXP 2 Server's entry in database has expired
KDC_ERR_BAD_PVNO 3 Requested protocol version number
not supported
KDC_ERR_C_OLD_MAST_KVNO 4 Client's key encrypted in
old master key
KDC_ERR_S_OLD_MAST_KVNO 5 Server's key encrypted in
old master key
KDC_ERR_C_PRINCIPAL_UNKNOWN 6 Client not found in Kerberos database
KDC_ERR_S_PRINCIPAL_UNKNOWN 7 Server not found in Kerberos database
KDC_ERR_PRINCIPAL_NOT_UNIQUE 8 Multiple entries for principal
in Kerberos database
KDC_ERR_NULL_KEY 9 The client or server has a null key
KDC_ERR_CANNOT_POSTDATE 10 Ticket not eligible for postdating
KDC_ERR_NEVER_VALID 11 Requested start time is later than end time
KDC_ERR_POLICY 12 KDC policy rejects request
KDC_ERR_BADOPTION 13 KDC cannot accommodate requested option
KDC_ERR_ETYPE_NOSUPP 14 KDC has no support for encryption type
KDC_ERR_SUMTYPE_NOSUPP 15 KDC has no support for checksum type
KDC_ERR_PADATA_TYPE_NOSUPP 16 KDC has no support for padata type
KDC_ERR_TRTYPE_NOSUPP 17 KDC has no support for transited type
KDC_ERR_CLIENT_REVOKED 18 Clients credentials have been revoked
KDC_ERR_SERVICE_REVOKED 19 Credentials for server have been revoked
KDC_ERR_TGT_REVOKED 20 TGT has been revoked
KDC_ERR_CLIENT_NOTYET 21 Client not yet valid - try again later
Section 8.3. - 78 - Expires 28 February 1993
Version 5 - Revision 5.1
KDC_ERR_SERVICE_NOTYET 22 Server not yet valid - try again later
KDC_ERR_KEY_EXPIRED 23 Password has expired - change password to reset
KRB_AP_ERR_BAD_INTEGRITY 31 Integrity check on decrypted field failed
KRB_AP_ERR_TKT_EXPIRED 32 Ticket expired
KRB_AP_ERR_TKT_NYV 33 Ticket not yet valid
KRB_AP_ERR_REPEAT 34 Request is a replay
KRB_AP_ERR_NOT_US 35 The ticket isn't for us
KRB_AP_ERR_BADMATCH 36 Ticket and authenticator don't match
KRB_AP_ERR_SKEW 37 Clock skew too great
KRB_AP_ERR_BADADDR 38 Incorrect net address
KRB_AP_ERR_BADVERSION 39 Protocol version mismatch
KRB_AP_ERR_MSG_TYPE 40 Invalid msg type
KRB_AP_ERR_MODIFIED 41 Message stream modified
KRB_AP_ERR_BADORDER 42 Message out of order
KRB_AP_ERR_BADKEYVER 44 Specified version of key is not available
KRB_AP_ERR_NOKEY 45 Service key not available
KRB_AP_ERR_MUT_FAIL 46 Mutual authentication failed
KRB_AP_ERR_BADDIRECTION 47 Incorrect message direction
KRB_AP_ERR_METHOD 48 Alternative authentication method required[36]
KRB_AP_ERR_BADSEQ 49 Incorrect sequence number in message
KRB_AP_ERR_INAPP_CKSUM 50 Inappropriate type of checksum in message
KRB_ERR_GENERIC 60 Generic error (description in e-text)
KRB_ERR_FIELD_TOOLONG 61 Field is too long for this implementation
_9. _I_n_t_e_r_o_p_e_r_a_b_i_l_i_t_y _r_e_q_u_i_r_e_m_e_n_t_s
Version 5 of the Kerberos protocol supports a myriad of
options. Among these are multiple encryption and checksum
types, alternative encoding schemes for the transited field,
optional mechanisms for pre-authentication, the handling of
tickets with no addresses, options for mutual authentica-
tion, user to user authentication, support for proxies, for-
warding, postdating, and renewing tickets, the format of
realm names, and the handling of authorization data.
In order to ensure the interoperability of realms, it
is necessary to define a minimal configuration which must be
supported by all implementations. This minimal configura-
tion is subject to change as technology does. For example,
if at some later date it is discovered that one of the
required encryption or checksum algorithms is not secure, it
will be replaced.
__________________________
[36] This error carries additional information in the
e-data field. The contents of the e-data field will be
an encoding of the METHOD-DATA sequence (see section
5.8.1).
Section 9. - 79 - Expires 28 February 1993
Version 5 - Revision 5.1
_9._1. _S_p_e_c_i_f_i_c_a_t_i_o_n _1
This section defines the first specification of these
options. Implementations which are configured in this way
can be said to support Kerberos Version 5 Specification 1
(5.1).
_E_n_c_r_y_p_t_i_o_n _a_n_d _c_h_e_c_k_s_u_m _m_e_t_h_o_d_s
The following encryption and checksum mechanisms must be
supported. Implementations may support other mechanisms as
well, but the additional mechanisms may only be used when
communicating with principals known to also support them:
Encryption: DES-CBC-MD5
Checksums: CRC-32, DES-MAC, DES-MAC-K, and DES-MD5
_R_e_a_l_m _N_a_m_e_s
All implementations must understand hierarchical realms in
both the Internet Domain and the X.500 style. When a ticket
granting ticket for an unknown realm is requested, the KDC
must be able to determine the names of the intermediate
realms between the KDCs realm and the requested realm.
_T_r_a_n_s_i_t_e_d _f_i_e_l_d _e_n_c_o_d_i_n_g
DOMAIN-X500-COMPRESS (described in section 3.3.3.1) must be
supported. Alternative encodings may be supported, but they
may be used only when that encoding is supported by ALL
intermediate realms.
_P_r_e-_a_u_t_h_e_n_t_i_c_a_t_i_o_n _m_e_t_h_o_d_s
The TGS-REQ method must be supported. The TGS-REQ method is
not used on the initial request.
_M_u_t_u_a_l _a_u_t_h_e_n_t_i_c_a_t_i_o_n
Mutual authentication (via the KRB_AP_REP message) must be
supported.
_T_i_c_k_e_t _a_d_d_r_e_s_s_e_s _a_n_d _f_l_a_g_s
All KDC's must pass on tickets that carry no addresses (i.e.
if a TGT contains no addresses, the KDC will return deriva-
tive tickets), but each realm may set its own policy for
issuing such tickets, and each application server will set
its own policy with respect to accepting them. By default,
servers should not accept them.
Proxies and forwarded tickets must be supported. Indi-
vidual realms and application servers can set their own
Section 9.1. - 80 - Expires 28 February 1993
Version 5 - Revision 5.1
policy on when such tickets will be accepted.
All implementations must recognize renewable and post-
dated tickets, but need not actually implement them. If
these options are not supported, the starttime and endtime
in the ticket shall specify a ticket's entire useful life.
When a postdated ticket is decoded by a server, all imple-
mentations shall make the presence of the postdated flag
visible to the calling server.
_U_s_e_r-_t_o-_u_s_e_r _a_u_t_h_e_n_t_i_c_a_t_i_o_n
Support for user to user authentication (via the ENC-TKT-
IN-SKEY KDC option) is not required.
_A_u_t_h_o_r_i_z_a_t_i_o_n _d_a_t_a
Implementations must pass all authorization data subfields
from ticket-granting tickets to any derivative tickets
unless directed to suppress a subfield as part of the defin-
ition of that registered subfield type (it is never
incorrect to pass on a subfield, and no registered subfield
types presently specify suppression at the KDC).
Implementations must make the contents of any authori-
zation data subfields available to the server when a ticket
is used. Implementations are not required to allow clients
to specify the contents of the authorization data fields.
_9._2. _R_e_c_o_m_m_e_n_d_e_d _K_D_C _v_a_l_u_e_s
Following is a list of recommended values for a KDC imple-
mentation, based on the list of suggested configuration con-
stants (see section 4.4).
minimum lifetime 5 minutes
maximum renewable lifetime1 week
maximum ticket lifetime1 day
empty addresses only when suitable restrictions appear
in authorization data
proxiable, etc. Allowed.
_1_0. _A_c_k_n_o_w_l_e_d_g_m_e_n_t_s
Early versions of this document, describing version 4
of the protocol, were written by Jennifer Steiner (formerly
at Project Athena); these drafts provided an excellent
starting point for this current version 5 specification.
Many people in the Internet community have contributed ideas
and suggested protocol changes for version 5. Notable
Section 10. - 81 - Expires 28 February 1993
Version 5 - Revision 5.1
contributions came from Ted Anderson, Steve Bellovin and
Michael Merritt [16], Daniel Bernstein, Mike Burrows, Donald
Davis, Morrie Gasser, Virgil Gligor, Bill Griffeth, Mark
Lillibridge, Mark Lomas, Joe Pato, William Sommerfeld,
Stuart Stubblebine, Ralph Swick, and Stanley Zanarotti.
Many others commented and helped shape this specification
into its current form.
_1_1. _R_E_F_E_R_E_N_C_E_S
1. S. P. Miller, B. C. Neuman, J. I. Schiller, and J. H.
Saltzer, _S_e_c_t_i_o_n _E._2._1: _K_e_r_b_e_r_o_s _A_u_t_h_e_n_t_i_c_a_t_i_o_n _a_n_d
_A_u_t_h_o_r_i_z_a_t_i_o_n _S_y_s_t_e_m, M.I.T. Project Athena, Cambridge,
Massachusetts (December 21, 1987).
2. J. G. Steiner, B. C. Neuman, and J. I. Schiller, "Ker-
beros: An Authentication Service for Open Network Sys-
tems," pp. 191-202 in _U_s_e_n_i_x _C_o_n_f_e_r_e_n_c_e _P_r_o_c_e_e_d_i_n_g_s,
Dallas, Texas (February, 1988).
3. Roger M. Needham and Michael D. Schroeder, "Using
Encryption for Authentication in Large Networks of Com-
puters," _C_o_m_m_u_n_i_c_a_t_i_o_n_s _o_f _t_h_e _A_C_M, Vol. 21(12),
pp. 993-999 (December, 1978).
4. Dorothy E. Denning and Giovanni Maria Sacco, "Time-
stamps in Key Distribution Protocols," _C_o_m_m_u_n_i_c_a_t_i_o_n_s
_o_f _t_h_e _A_C_M, Vol. 24(8), pp. 533-536 (August 1981).
5. John T. Kohl, B. Clifford Neuman, and Theodore Y. Ts'o,
"The Evolution of the Kerberos Authentication Service,"
in _a_n _I_E_E_E _C_o_m_p_u_t_e_r _S_o_c_i_e_t_y _T_e_x_t _s_o_o_n _t_o _b_e _p_u_b_l_i_s_h_e_d
(June 1992).
6. Don Davis and Ralph Swick, "Workstation Services and
Kerberos Authentication at Project Athena," Technical
Memorandum TM-424, MIT Laboratory for Computer Science
(February 1990).
7. P. J. Levine, M. R. Gretzinger, J. M. Diaz, W. E. Som-
merfeld, and K. Raeburn, _S_e_c_t_i_o_n _E._1: _S_e_r_v_i_c_e _M_a_n_a_g_e_-
_m_e_n_t _S_y_s_t_e_m, M.I.T. Project Athena, Cambridge, Mas-
sachusetts (1987).
8. CCITT, _R_e_c_o_m_m_e_n_d_a_t_i_o_n _X._5_0_9: _T_h_e _D_i_r_e_c_t_o_r_y _A_u_t_h_e_n_t_i_c_a_-
_t_i_o_n _F_r_a_m_e_w_o_r_k, December 1988.
9. B. Clifford Neuman, "Proxy-Based Authorization and
Accounting for Distributed Systems," Technical Report
91-02-01, Department of Computer Science and Engineer-
ing, University of Washington (March 1991).
Section 11. - 82 - Expires 28 February 1993
Version 5 - Revision 5.1
10. National Bureau of Standards, U.S. Department of Com-
merce, "Data Encryption Standard," Federal Information
Processing Standards Publication 46, Washington, DC
(1977).
11. National Bureau of Standards, U.S. Department of Com-
merce, "DES Modes of Operation," Federal Information
Processing Standards Publication 81, Springfield, VA
(December 1980).
12. Stuart G. Stubblebine and Virgil D. Gligor, "On Message
Integrity in Cryptographic Protocols," in _P_r_o_c_e_e_d_i_n_g_s
_o_f _t_h_e _I_E_E_E _S_y_m_p_o_s_i_u_m _o_n _R_e_s_e_a_r_c_h _i_n _S_e_c_u_r_i_t_y _a_n_d
_P_r_i_v_a_c_y, Oakland, California (May 1992).
13. International Organization for Standardization, "ISO
Information Processing Systems - Data Communication -
High-Level Data Link Control Procedure - Frame Struc-
ture," IS 3309 (October 1984). 3rd Edition.
14. R. Rivest, "The MD4 Message Digest Algorithm," RFC
1320, MIT Laboratory for Computer Science (April
1992).
15. R. Rivest, "The MD5 Message Digest Algorithm," RFC
1321, MIT Laboratory for Computer Science (April
1992).
16. S. M. Bellovin and M. Merritt, "Limitations of the Ker-
beros Authentication System," _C_o_m_p_u_t_e_r _C_o_m_m_u_n_i_c_a_t_i_o_n_s
_R_e_v_i_e_w, Vol. 20(5), pp. 119-132 (October 1990).
Section 11. - 83 - Expires 28 February 1993
Version 5 - Revision 5.1
A. Pseudo-code for protocol processing
This appendix provides pseudo-code describing how the
messages are to be constructed and interpreted by clients
and servers.
A.1. KRB_AS_REQ generation
request.pvno := protocol version; /* pvno = 5 */
request.msg-type := message type; /* type = KRB_AS_REQ */
body.kdc-options := users's preferences;
body.cname := user's name;
body.realm := user's realm;
body.sname := service's name; /* usually "krbtgt", "localrealm" */
if (body.kdc-options.POSTDATED is set) then
body.from := requested starting time;
else
omit body.from;
endif
body.till := requested end time;
if (body.kdc-options.RENEWABLE is set) then
body.rtime := requested final renewal time;
endif
body.nonce := random_nonce();
body.etype := requested etypes;
if (user supplied addresses) then
body.addresses := user's addresses;
else
omit body.addresses;
endif
omit body.enc-authorization-data;
request.req-body := body;
kerberos := lookup(name of local kerberos server (or servers));
send(packet,kerberos);
wait(for response);
if (timed_out) then
retry or use alternate server;
endif
A.2. KRB_AS_REQ verification and KRB_AS_REP generation
decode message into req;
client := lookup(req.cname,req.realm);
server := lookup(req.sname,req.realm);
get system_time;
kdc_time := system_time.seconds;
if (!client) then
/* no client in Database */
error_out(KDC_ERR_C_PRINCIPAL_UNKNOWN);
endif
Section A.2. - 84 - Expires 28 February 1993
Version 5 - Revision 5.1
if (!server) then
/* no server in Database */
error_out(KDC_ERR_S_PRINCIPAL_UNKNOWN);
endif
use_etype := first supported etype in req.etypes;
if (no support for req.etypes) then
error_out(KDC_ERR_ETYPE_NOSUPP);
endif
new_tkt.vno := ticket version; /* = 5 */
new_tkt.sname := req.sname;
new_tkt.srealm := req.srealm;
reset all flags in new_tkt.flags;
/* It should be noted that local policy may affect the */
/* processing of any of these flags. For example, some */
/* realms may refuse to issue renewable tickets */
if (req.kdc-options.FORWARDABLE is set) then
set new_tkt.flags.FORWARDABLE;
endif
if (req.kdc-options.PROXIABLE is set) then
set new_tkt.flags.PROXIABLE;
endif
if (req.kdc-options.ALLOW-POSTDATE is set) then
set new_tkt.flags.ALLOW-POSTDATE;
endif
if ((req.kdc-options.RENEW is set) or
(req.kdc-options.VALIDATE is set) or
(req.kdc-options.PROXY is set) or
(req.kdc-options.FORWARDED is set) or
(req.kdc-options.ENC-TKT-IN-SKEY is set)) then
error_out(KDC_ERR_BADOPTION);
endif
new_tkt.session := random_session_key();
new_tkt.cname := req.cname;
new_tkt.crealm := req.crealm;
new_tkt.transited := empty_transited_field();
new_tkt.authtime := kdc_time;
if (req.kdc-options.POSTDATED is set) then
if (against_postdate_policy(req.from)) then
error_out(KDC_ERR_POLICY);
endif
set new_tkt.flags.INVALID;
new_tkt.starttime := req.from;
else
omit new_tkt.starttime; /* treated as authtime when omitted */
endif
if (req.till = 0) then
Section A.2. - 85 - Expires 28 February 1993
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till := infinity;
else
till := req.till;
endif
new_tkt.endtime := min(till,
new_tkt.starttime+client.max_life,
new_tkt.starttime+server.max_life,
new_tkt.starttime+max_life_for_realm);
if ((req.kdc-options.RENEWABLE-OK is set) and
(new_tkt.endtime < req.till)) then
/* we set the RENEWABLE option for later processing */
set req.kdc-options.RENEWABLE;
req.rtime := req.till;
endif
if (req.rtime = 0) then
rtime := infinity;
else
rtime := req.rtime;
endif
if (req.kdc-options.RENEWABLE is set) then
set new_tkt.flags.RENEWABLE;
new_tkt.renew-till := min(rtime,
new_tkt.starttime+client.max_rlife,
new_tkt.starttime+server.max_rlife,
new_tkt.starttime+max_rlife_for_realm);
else
omit new_tkt.renew-till; /* only present if RENEWABLE */
endif
if (req.addresses) then
new_tkt.caddr := req.addresses;
else
omit new_tkt.caddr;
endif
new_tkt.authorization_data := empty_authorization_data();
encode to-be-encrypted part of ticket into OCTET STRING;
new_tkt.enc-part := encrypt OCTET STRING
using etype_for_key(server.key), server.key, server.p_kvno;
/* Start processing the response */
resp.pvno := 5;
resp.msg-type := KRB_AS_REP;
resp.cname := req.cname;
resp.crealm := req.realm;
resp.ticket := new_tkt;
Section A.2. - 86 - Expires 28 February 1993
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resp.key := new_tkt.session;
resp.last-req := fetch_last_request_info(client);
resp.nonce := req.nonce;
resp.key-expiration := client.expiration;
resp.flags := new_tkt.flags;
resp.authtime := new_tkt.authtime;
resp.starttime := new_tkt.starttime;
resp.endtime := new_tkt.endtime;
if (new_tkt.flags.RENEWABLE) then
resp.renew-till := new_tkt.renew-till;
endif
resp.realm := new_tkt.realm;
resp.sname := new_tkt.sname;
resp.caddr := new_tkt.caddr;
encode body of reply into OCTET STRING;
resp.enc-part := encrypt OCTET STRING
using use_etype, client.key, client.p_kvno;
send(resp);
A.3. KRB_AS_REP verification
decode response into resp;
if (resp.msg-type = KRB_ERROR) then
process_error(resp);
return;
endif
/* On error, discard the response, and zero the session key */
/* from the response immediately */
key = get_decryption_key(resp.enc-part.kvno, resp.enc-part.etype,
resp.padata);
unencrypted part of resp := decode of decrypt of resp.enc-part
using resp.enc-part.etype and key;
zero(key);
if (common_as_rep_tgs_rep_checks fail) then
destroy resp.key;
return error;
endif
if near(resp.princ_exp) then
print(warning message);
endif
save_for_later(ticket,session,client,server,times,flags);
Section A.3. - 87 - Expires 28 February 1993
Version 5 - Revision 5.1
A.4. KRB_AS_REP and KRB_TGS_REP common checks
if (decryption_error() or
(req.cname != resp.cname) or
(req.realm != resp.crealm) or
(req.sname != resp.sname) or
(req.realm != resp.realm) or
(req.nonce != resp.nonce) or
(req.addresses != resp.caddr)) then
destroy resp.key;
return KRB_AP_ERR_MODIFIED;
endif
/* make sure no flags are set that shouldn't be, and that all that */
/* should be are set */
if (!check_flags_for_compatability(req.kdc-options,resp.flags)) then
destroy resp.key;
return KRB_AP_ERR_MODIFIED;
endif
if ((req.from = 0) and
(resp.starttime is not within allowable skew)) then
destroy resp.key;
return KRB_AP_ERR_SKEW;
endif
if ((req.from != 0) and (req.from != resp.starttime)) then
destroy resp.key;
return KRB_AP_ERR_MODIFIED;
endif
if ((req.till != 0) and (resp.endtime > req.till)) then
destroy resp.key;
return KRB_AP_ERR_MODIFIED;
endif
if ((req.kdc-options.RENEWABLE is set) and
(req.rtime != 0) and (resp.renew-till > req.rtime)) then
destroy resp.key;
return KRB_AP_ERR_MODIFIED;
endif
if ((req.kdc-options.RENEWABLE-OK is set) and
(resp.flags.RENEWABLE) and
(req.till != 0) and
(resp.renew-till > req.till)) then
destroy resp.key;
return KRB_AP_ERR_MODIFIED;
endif
A.5. KRB_TGS_REQ generation
/* Note that make_application_request might have to recursivly */
/* call this routine to get the appropriate ticket-granting ticket */
request.pvno := protocol version; /* pvno = 5 */
request.msg-type := message type; /* type = KRB_TGS_REQ */
body.kdc-options := users's preferences;
Section A.5. - 88 - Expires 28 February 1993
Version 5 - Revision 5.1
body.sname := service's name;
if (body.kdc-options.POSTDATED is set) then
body.from := requested starting time;
else
omit body.from;
endif
body.till := requested end time;
if (body.kdc-options.RENEWABLE is set) then
body.rtime := requested final renewal time;
endif
body.nonce := random_nonce();
body.etype := requested etypes;
if (user supplied addresses) then
body.addresses := user's addresses;
else
omit body.addresses;
endif
body.enc-authorization-data := user-supplied data;
if (body.kdc-options.ENC-TKT-IN-SKEY) then
body.additional-tickets_ticket := second TGT;
endif
request.req-body := body;
check := generate_checksum (req.body,checksumtype);
request.padata[0].padata-type := PA-TGS-REQ;
request.padata[0].padata-value := create a KRB_AP_REQ using
the TGT and checksum
/* add in any other padata as required/supplied */
kerberos := lookup(name of local kerberose server (or servers));
send(packet,kerberos);
wait(for response);
if (timed_out) then
retry or use alternate server;
endif
A.6. KRB_TGS_REQ verification and KRB_TGS_REP generation
/* note that reading the application request requires first
determining the server for which a ticket was issued, and choosing the
correct key for decryption. The name of the server appears in the
plaintext part of the ticket. */
if (no KRB_AP_REQ in req.padata) then
error_out(KDC_ERR_PADATA_TYPE_NOSUPP);
endif
verify KRB_AP_REQ in req.padata;
/* Note that the realm in which the Kerberos server is operating is
determined by the instance from the ticket-granting ticket. The realm
Section A.6. - 89 - Expires 28 February 1993
Version 5 - Revision 5.1
in the ticket-granting ticket is the realm under which the ticket
granting ticket was issued. It is possible for a single Kerberos
server to support more than one realm. */
auth_hdr := KRB_AP_REQ;
tgt := auth_hdr.ticket;
if (tgt.sname is not a TGT for local realm and is not req.sname) then
error_out(KRB_AP_ERR_NOT_US);
realm := realm_tgt_is_for(tgt);
decode remainder of request;
if (auth_hdr.authenticator.cksum type is not supported) then
error_out(KDC_ERR_SUMTYPE_NOSUPP);
endif
if (auth_hdr.authenticator.cksum is not both collision-proof and keyed) then
error_out(KRB_AP_ERR_INAPP_CKSUM);
endif
server := lookup(req.sname,realm);
if (!server) then
if (is_foreign_tgt_name(server)) then
server := best_intermediate_tgs(server);
else
/* no server in Database */
error_out(KDC_ERR_S_PRINCIPAL_UNKNOWN);
endif
endif
session := generate_random_session_key();
use_etype := first supported etype in req.etypes;
if (no support for req.etypes) then
error_out(KDC_ERR_ETYPE_NOSUPP);
endif
new_tkt.vno := ticket version; /* = 5 */
new_tkt.sname := req.sname;
new_tkt.srealm := realm;
reset all flags in new_tkt.flags;
/* It should be noted that local policy may affect the */
/* processing of any of these flags. For example, some */
/* realms may refuse to issue renewable tickets */
new_tkt.caddr := tgt.caddr;
resp.caddr := NULL; /* We only include this if they change */
if (req.kdc-options.FORWARDABLE is set) then
if (tgt.flags.FORWARDABLE is reset) then
error_out(KDC_ERR_BADOPTION);
Section A.6. - 90 - Expires 28 February 1993
Version 5 - Revision 5.1
endif
set new_tkt.flags.FORWARDABLE;
endif
if (req.kdc-options.FORWARDED is set) then
if (tgt.flags.FORWARDABLE is reset) then
error_out(KDC_ERR_BADOPTION);
endif
set new_tkt.flags.FORWARDED;
new_tkt.caddr := req.addresses;
resp.caddr := req.addresses;
endif
if (tgt.flags.FORWARDED is set) then
set new_tkt.flags.FORWARDED;
endif
if (req.kdc-options.PROXIABLE is set) then
if (tgt.flags.PROXIABLE is reset)
error_out(KDC_ERR_BADOPTION);
endif
set new_tkt.flags.PROXIABLE;
endif
if (req.kdc-options.PROXY is set) then
if (tgt.flags.PROXIABLE is reset) then
error_out(KDC_ERR_BADOPTION);
endif
set new_tkt.flags.PROXY;
new_tkt.caddr := req.addresses;
resp.caddr := req.addresses;
endif
if (req.kdc-options.POSTDATE is set) then
if (tgt.flags.POSTDATE is reset)
error_out(KDC_ERR_BADOPTION);
endif
set new_tkt.flags.POSTDATE;
endif
if (req.kdc-options.POSTDATED is set) then
if (tgt.flags.POSTDATE is reset) then
error_out(KDC_ERR_BADOPTION);
endif
set new_tkt.flags.POSTDATED;
set new_tkt.flags.INVALID;
if (against_postdate_policy(req.from)) then
error_out(KDC_ERR_POLICY);
endif
new_tkt.starttime := req.from;
endif
if (req.kdc-options.VALIDATE is set) then
if (tgt.flags.INVALID is reset) then
error_out(KDC_ERR_POLICY);
endif
if (tgt.starttime > kdc_time) then
Section A.6. - 91 - Expires 28 February 1993
Version 5 - Revision 5.1
error_out(KRB_AP_ERR_NYV);
endif
if (check_hot_list(tgt)) then
error_out(KRB_AP_ERR_REPEAT);
endif
tkt := tgt;
reset new_tkt.flags.INVALID;
endif
if (req.kdc-options.(any flag except ENC-TKT-IN-SKEY, RENEW,
and those already processed) is set) then
error_out(KDC_ERR_BADOPTION);
endif
new_tkt.authtime := tgt.authtime;
if (req.kdc-options.RENEW is set) then
/* Note that if the endtime has already passed, the ticket would */
/* have been rejected in the initial authentication stage, so */
/* there is no need to check again here */
if (tgt.flags.RENEWABLE is reset) then
error_out(KDC_ERR_BADOPTION);
endif
if (tgt.renew-till >= kdc_time) then
error_out(KRB_AP_ERR_TKT_EXPIRED);
endif
tkt := tgt;
new_tkt.starttime := kdc_time;
old_life := tgt.endttime - tgt.starttime;
new_tkt.endtime := min(tgt.renew-till,
new_tkt.starttime + old_life);
else
new_tkt.starttime := kdc_time;
if (req.till = 0) then
till := infinity;
else
till := req.till;
endif
new_tkt.endtime := min(till,
new_tkt.starttime+client.max_life,
new_tkt.starttime+server.max_life,
new_tkt.starttime+max_life_for_realm,
tgt.endtime);
if ((req.kdc-options.RENEWABLE-OK is set) and
(new_tkt.endtime < req.till) and
(tgt.flags.RENEWABLE is set) then
/* we set the RENEWABLE option for later processing */
set req.kdc-options.RENEWABLE;
req.rtime := min(req.till, tgt.renew-till);
endif
endif
if (req.rtime = 0) then
Section A.6. - 92 - Expires 28 February 1993
Version 5 - Revision 5.1
rtime := infinity;
else
rtime := req.rtime;
endif
if ((req.kdc-options.RENEWABLE is set) and
(tgt.flags.RENEWABLE is set)) then
set new_tkt.flags.RENEWABLE;
new_tkt.renew-till := min(rtime,
new_tkt.starttime+client.max_rlife,
new_tkt.starttime+server.max_rlife,
new_tkt.starttime+max_rlife_for_realm,
tgt.renew-till);
else
new_tkt.renew-till := OMIT; /* leave the renew-till field out */
endif
if (req.enc-authorization-data is present) then
decrypt req.enc-authorization-data into decrypted_authorization_data
using auth_hdr.authenticator.subkey;
if (decrypt_error()) then
error_out(KRB_AP_ERR_BAD_INTEGRITY);
endif
endif
new_tkt.authorization_data := req.auth_hdr.ticket.authorization_data +
decrypted_authorization_data;
new_tkt.key := session;
new_tkt.crealm := tgt.crealm;
new_tkt.cname := req.auth_hdr.ticket.cname;
if (realm_tgt_is_for(tgt) := tgt.realm) then
/* tgt issued by local realm */
new_tkt.transited := tgt.transited;
else
/* was issued for this realm by some other realm */
if (tgt.transited.tr-type not supported) then
error_out(KDC_ERR_TRTYPE_NOSUPP);
endif
new_tkt.transited := compress_transited(tgt.transited + tgt.realm)
endif
encode encrypted part of new_tkt into OCTET STRING;
if (req.kdc-options.ENC-TKT-IN-SKEY is set) then
if (req.second_ticket is not a TGT) then
error_out(KDC_ERR_POLICY);
endif
new_tkt.enc-part := encrypt OCTET STRING using
using etype_for_key(second-ticket.key), second-ticket.key;
else
new_tkt.enc-part := encrypt OCTET STRING
using etype_for_key(server.key), server.key, server.p_kvno;
endif
Section A.6. - 93 - Expires 28 February 1993
Version 5 - Revision 5.1
resp.pvno := 5;
resp.msg-type := KRB_TGS_REP;
resp.crealm := tgt.crealm;
resp.cname := tgt.cname;
resp.ticket := new_tkt;
resp.key := session;
resp.nonce := req.nonce;
resp.last-req := fetch_last_request_info(client);
resp.flags := new_tkt.flags;
resp.authtime := new_tkt.authtime;
resp.starttime := new_tkt.starttime;
resp.endtime := new_tkt.endtime;
omit resp.key-expiration;
resp.sname := new_tkt.sname;
resp.realm := new_tkt.realm;
if (new_tkt.flags.RENEWABLE) then
resp.renew-till := new_tkt.renew-till;
endif
encode body of reply into OCTET STRING;
if (req.padata.authenticator.subkey)
resp.enc-part := encrypt OCTET STRING using use_etype,
req.padata.authenticator.subkey;
else resp.enc-part := encrypt OCTET STRING using use_etype, tgt.key;
send(resp);
A.7. KRB_TGS_REP verification
decode response into resp;
if (resp.msg-type = KRB_ERROR) then
process_error(resp);
return;
endif
/* On error, discard the response, and zero the session key from
the response immediately */
if (req.padata.authenticator.subkey)
unencrypted part of resp := decode of decrypt of resp.enc-part
using resp.enc-part.etype and subkey;
else unencrypted part of resp := decode of decrypt of resp.enc-part
using resp.enc-part.etype and tgt's session key;
if (common_as_rep_tgs_rep_checks fail) then
destroy resp.key;
return error;
Section A.7. - 94 - Expires 28 February 1993
Version 5 - Revision 5.1
endif
check authorization_data as necessary;
save_for_later(ticket,session,client,server,times,flags);
A.8. Authenticator generation
body.authenticator-vno := authenticator vno; /* = 5 */
body.cname, body.crealm := client name;
if (supplying checksum) then
body.cksum := checksum;
endif
get system_time;
body.ctime, body.cusec := system_time;
if (selecting sub-session key) then
select sub-session key;
body.subkey := sub-session key;
endif
if (using sequence numbers) then
select initial sequence number;
body.seq-number := initial sequence;
endif
A.9. KRB_AP_REQ generation
obtain ticket and session_key from cache;
packet.pvno := protocol version; /* 5 */
packet.msg-type := message type; /* KRB_AP_REQ */
if (desired(MUTUAL_AUTHENTICATION)) then
set packet.ap-options.MUTUAL-REQUIRED;
else
reset packet.ap-options.MUTUAL-REQUIRED;
endif
if (using session key for ticket) then
set packet.ap-options.USE-SESSION-KEY;
else
reset packet.ap-options.USE-SESSION-KEY;
endif
packet.ticket := ticket; /* ticket */
generate authenticator;
encode authenticator into OCTET STRING;
encrypt OCTET STRING into packet.authenticator using session_key;
A.10. KRB_AP_REQ verification
receive packet;
if (packet.pvno != 5) then
either process using other protocol spec
or error_out(KRB_AP_ERR_BADVERSION);
endif
if (packet.msg-type != KRB_AP_REQ) then
error_out(KRB_AP_ERR_MSG_TYPE);
endif
if (packet.ticket.tkt_vno != 5) then
either process using other protocol spec
Section A.10. - 95 - Expires 28 February 1993
Version 5 - Revision 5.1
or error_out(KRB_AP_ERR_BADVERSION);
endif
if (packet.ap_options.USE-SESSION-KEY is set) then
retrieve session key from ticket-granting ticket for
packet.ticket.{sname,srealm,enc-part.etype};
else
retrieve service key for
packet.ticket.{sname,srealm,enc-part.etype,enc-part.skvno};
endif
if (no_key_available) then
if (cannot_find_specified_skvno) then
error_out(KRB_AP_ERR_BADKEYVER);
else
error_out(KRB_AP_ERR_NOKEY);
endif
endif
decrypt packet.ticket.enc-part into decr_ticket using retrieved key;
if (decryption_error()) then
error_out(KRB_AP_ERR_BAD_INTEGRITY);
endif
decrypt packet.authenticator into decr_authenticator
using decr_ticket.key;
if (decryption_error()) then
error_out(KRB_AP_ERR_BAD_INTEGRITY);
endif
if (decr_authenticator.{cname,crealm} !=
decr_ticket.{cname,crealm}) then
error_out(KRB_AP_ERR_BADMATCH);
endif
if (decr_ticket.caddr is present) then
if (sender_address(packet) is not in decr_ticket.caddr) then
error_out(KRB_AP_ERR_BADADDR);
endif
elseif (application requires addresses) then
error_out(KRB_AP_ERR_BADADDR);
endif
if (not in_clock_skew(decr_authenticator.ctime,
decr_authenticator.cusec)) then
error_out(KRB_AP_ERR_SKEW);
endif
if (repeated(decr_authenticator.{ctime,cusec,cname,crealm})) then
error_out(KRB_AP_ERR_REPEAT);
endif
save_identifier(decr_authenticator.{ctime,cusec,cname,crealm});
get system_time;
if ((decr_ticket.starttime-system_time > CLOCK_SKEW) or
(decr_ticket.flags.INVALID is set)) then
/* it hasn't yet become valid */
error_out(KRB_AP_ERR_TKT_NYV);
endif
if (system_time-decr_ticket.endtime > CLOCK_SKEW) then
error_out(KRB_AP_ERR_TKT_EXPIRED);
endif
/* caller must check decr_ticket.flags for any pertinent details */
Section A.10. - 96 - Expires 28 February 1993
Version 5 - Revision 5.1
return(OK, decr_ticket, packet.ap_options.MUTUAL-REQUIRED);
A.11. KRB_AP_REP generation
packet.pvno := protocol version; /* 5 */
packet.msg-type := message type; /* KRB_AP_REP */
body.ctime := packet.ctime;
body.cusec := packet.cusec;
if (selecting sub-session key) then
select sub-session key;
body.subkey := sub-session key;
endif
if (using sequence numbers) then
select initial sequence number;
body.seq-number := initial sequence;
endif
encode body into OCTET STRING;
select encryption type;
encrypt OCTET STRING into packet.enc-part;
A.12. KRB_AP_REP verification
receive packet;
if (packet.pvno != 5) then
either process using other protocol spec
or error_out(KRB_AP_ERR_BADVERSION);
endif
if (packet.msg-type != KRB_AP_REP) then
error_out(KRB_AP_ERR_MSG_TYPE);
endif
cleartext := decrypt(packet.enc-part) using ticket's session key;
if (decryption_error()) then
error_out(KRB_AP_ERR_BAD_INTEGRITY);
endif
if (cleartext.ctime != authenticator.ctime) then
error_out(KRB_AP_ERR_MUT_FAIL);
endif
if (cleartext.cusec != authenticator.cusec) then
error_out(KRB_AP_ERR_MUT_FAIL);
endif
if (cleartext.subkey is present) then
save cleartext.subkey for future use;
endif
if (cleartext.seq-number is present) then
save cleartext.seq-number for future verifications;
endif
return(AUTHENTICATION_SUCCEEDED);
A.13. KRB_SAFE generation
collect user data in buffer;
/* assemble packet: */
packet.pvno := protocol version; /* 5 */
Section A.13. - 97 - Expires 28 February 1993
Version 5 - Revision 5.1
packet.msg-type := message type; /* KRB_SAFE */
body.user-data := buffer; /* DATA */
if (using timestamp) then
get system_time;
body.timestamp, body.usec := system_time;
endif
if (using sequence numbers) then
body.seq-number := sequence number;
endif
body.s-address := sender host addresses;
if (only one recipient) then
body.r-address := recipient host address;
endif
checksum.cksumtype := checksum type;
compute checksum over body;
checksum.checksum := checksum value; /* checksum.checksum */
packet.cksum := checksum;
packet.safe-body := body;
A.14. KRB_SAFE verification
receive packet;
if (packet.pvno != 5) then
either process using other protocol spec
or error_out(KRB_AP_ERR_BADVERSION);
endif
if (packet.msg-type != KRB_SAFE) then
error_out(KRB_AP_ERR_MSG_TYPE);
endif
if (packet.checksum.cksumtype is not both collision-proof and keyed) then
error_out(KRB_AP_ERR_INAPP_CKSUM);
endif
if (safe_priv_common_checks_ok(packet)) then
set computed_checksum := checksum(packet.body);
if (computed_checksum != packet.checksum) then
error_out(KRB_AP_ERR_MODIFIED);
endif
return (packet, PACKET_IS_GENUINE);
else
return common_checks_error;
endif
A.15. KRB_SAFE and KRB_PRIV common checks
if (packet.s-address != O/S_sender(packet)) then
/* O/S report of sender not who claims to have sent it */
error_out(KRB_AP_ERR_BADADDR);
endif
if ((packet.r-address is present) and
(packet.r-address != local_host_address)) then
/* was not sent to proper place */
error_out(KRB_AP_ERR_BADADDR);
endif
if (((packet.timestamp is present) and
(not in_clock_skew(packet.timestamp,packet.usec))) or
Section A.15. - 98 - Expires 28 February 1993
Version 5 - Revision 5.1
(packet.timestamp is not present and timestamp expected)) then
error_out(KRB_AP_ERR_SKEW);
endif
if (repeated(packet.timestamp,packet.usec,packet.s-address)) then
error_out(KRB_AP_ERR_REPEAT);
endif
if (((packet.seq-number is present) and
((not in_sequence(packet.seq-number)))) or
(packet.seq-number is not present and sequence expected)) then
error_out(KRB_AP_ERR_BADORDER);
endif
if (packet.timestamp not present and packet.seq-number not present) then
error_out(KRB_AP_ERR_MODIFIED);
endif
save_identifier(packet.{timestamp,usec,s-address},
sender_principal(packet));
return PACKET_IS_OK;
A.16. KRB_PRIV generation
collect user data in buffer;
/* assemble packet: */
packet.pvno := protocol version; /* 5 */
packet.msg-type := message type; /* KRB_PRIV */
packet.enc-part.etype := encryption type;
body.user-data := buffer;
if (using timestamp) then
get system_time;
body.timestamp, body.usec := system_time;
endif
if (using sequence numbers) then
body.seq-number := sequence number;
endif
body.s-address := sender host addresses;
if (only one recipient) then
body.r-address := recipient host address;
endif
encode body into OCTET STRING;
select encryption type;
encrypt OCTET STRING into packet.enc-part.cipher;
A.17. KRB_PRIV verification
receive packet;
if (packet.pvno != 5) then
either process using other protocol spec
or error_out(KRB_AP_ERR_BADVERSION);
endif
Section A.17. - 99 - Expires 28 February 1993
Version 5 - Revision 5.1
if (packet.msg-type != KRB_PRIV) then
error_out(KRB_AP_ERR_MSG_TYPE);
endif
cleartext := decrypt(packet.enc-part) using negotiated key;
if (decryption_error()) then
error_out(KRB_AP_ERR_BAD_INTEGRITY);
endif
if (safe_priv_common_checks_ok(cleartext)) then
return(cleartext.DATA, PACKET_IS_GENUINE_AND_UNMODIFIED);
else
return common_checks_error;
endif
A.18. KRB_ERROR generation
/* assemble packet: */
packet.pvno := protocol version; /* 5 */
packet.msg-type := message type; /* KRB_ERROR */
get system_time;
packet.stime, packet.susec := system_time;
packet.realm, packet.sname := server name;
if (client time available) then
packet.ctime, packet.cusec := client_time;
endif
packet.error-code := error code;
if (client name available) then
packet.cname, packet.crealm := client name;
endif
if (error text available) then
packet.e-text := error text;
endif
if (error data available) then
packet.e-data := error data;
endif
- c - Expires 28 February 1993
Table of Contents
Overview .............................................. 1
Background ............................................ 2
1. Introduction ....................................... 2
1.1. Cross-Realm Operation ............................ 4
1.2. Environmental assumptions ........................ 5
1.3. Glossary of terms ................................ 6
2. Ticket flag uses and requests ...................... 9
2.1. Initial and pre-authenticated tickets ............ 9
2.2. Invalid tickets .................................. 9
2.3. Renewable tickets ................................ 9
2.4. Postdated tickets ................................ 10
2.5. Proxiable and proxy tickets ...................... 11
2.6. Forwardable tickets .............................. 12
2.7. Other KDC options ................................ 12
3. Message Exchanges .................................. 13
3.1. The Authentication Service Exchange .............. 13
3.1.1. Generation of KRB_AS_REQ message ............... 14
3.1.2. Receipt of KRB_AS_REQ message .................. 14
3.1.3. Generation of KRB_AS_REP message ............... 14
3.1.4. Generation of KRB_ERROR message ................ 16
3.1.5. Receipt of KRB_AS_REP message .................. 16
3.1.6. Receipt of KRB_ERROR message ................... 17
3.2. The Client/Server Authentication Exchange ........ 17
- i - Expires 28 February 1993
Version 5 - Revision 5.1
3.2.1. The KRB_AP_REQ message ......................... 17
3.2.2. Generation of a KRB_AP_REQ message ............. 18
3.2.3. Receipt of KRB_AP_REQ message .................. 18
3.2.4. Generation of a KRB_AP_REP message ............. 20
3.2.5. Receipt of KRB_AP_REP message .................. 21
3.2.6. Using the encryption key ....................... 21
3.3. The Ticket-Granting Service (TGS) Exchange ....... 22
3.3.1. Generation of KRB_TGS_REQ message .............. 23
3.3.2. Receipt of KRB_TGS_REQ message ................. 24
3.3.3. Generation of KRB_TGS_REP message .............. 25
3.3.3.1. Encoding the transited field ................. 27
3.3.4. Receipt of KRB_TGS_REP message ................. 29
3.4. The KRB_SAFE Exchange ............................ 29
3.4.1. Generation of a KRB_SAFE message ............... 29
3.4.2. Receipt of KRB_SAFE message .................... 30
3.5. The KRB_PRIV Exchange ............................ 30
3.5.1. Generation of a KRB_PRIV message ............... 31
3.5.2. Receipt of KRB_PRIV message .................... 31
4. The Kerberos Database .............................. 32
4.1. Database contents ................................ 32
4.2. Additional fields ................................ 33
4.3. Frequently Changing Fields ....................... 34
4.4. Site Constants ................................... 34
5. Message Specifications ............................. 35
5.1. ASN.1 Distinguished Encoding Representation ...... 35
5.2. ASN.1 Base Definitions ........................... 35
5.3. Tickets and Authenticators ....................... 38
- ii - Expires 28 February 1993
Version 5 - Revision 5.1
5.3.1. Tickets ........................................ 38
5.3.2. Authenticators ................................. 44
5.4. Specifications for the AS and TGS exchanges ...... 45
5.4.1. KRB_KDC_REQ definition ......................... 45
5.4.2. KRB_KDC_REP definition ......................... 52
5.5. Client/Server (CS) message specifications ........ 55
5.5.1. KRB_AP_REQ definition .......................... 55
5.5.2. KRB_AP_REP definition .......................... 56
5.5.3. Error message reply ............................ 57
5.6. KRB_SAFE message specification ................... 57
5.6.1. KRB_SAFE definition ............................ 57
5.7. KRB_PRIV message specification ................... 59
5.7.1. KRB_PRIV definition ............................ 59
5.8. Error message specification ...................... 60
5.8.1. KRB_ERROR definition ........................... 60
6. Encryption and Checksum Specifications ............. 62
6.1. Encryption Specifications ........................ 63
6.2. Encryption Keys .................................. 65
6.3. Encryption Systems ............................... 66
6.3.1. The NULL Encryption System (null) .............. 66
6.3.2. DES in CBC mode with a CRC-32 checksum (des-
cbc-crc) .............................................. 66
6.3.3. DES in CBC mode with an MD4 checksum (des-
cbc-md4) .............................................. 67
6.3.4. DES in CBC mode with an MD5 checksum (des-
cbc-md5) .............................................. 67
6.4. Checksums ........................................ 68
6.4.1. The CRC-32 Checksum (crc32) .................... 69
6.4.2. The RSA MD4 Checksum (rsa-md4) ................. 69
- iii - Expires 28 February 1993
Version 5 - Revision 5.1
6.4.3. RSA MD4 Cryptographic Checksum Using DES
(rsa-md4-des) ......................................... 70
6.4.4. The RSA MD5 Checksum (rsa-md5) ................. 71
6.4.5. RSA MD5 Cryptographic Checksum Using DES
(rsa-md5-des) ......................................... 71
6.4.6. DES cipher-block chained checksum (des-mac)
6.4.7. RSA MD4 Cryptographic Checksum Using DES
alternative (rsa-md4-des-k) ........................... 72
6.4.8. DES cipher-block chained checksum alternative
(des-mac-k) ........................................... 72
7. Naming Constraints ................................. 73
7.1. Realm Names ...................................... 73
7.2. Principal Names .................................. 74
8. Constants and other defined values ................. 75
8.1. Host address types ............................... 75
8.2. KDC messages ..................................... 76
8.2.1. IP transport ................................... 76
8.2.2. OSI transport .................................. 76
8.2.3. Name of the TGS ................................ 77
8.3. Protocol constants and associated values ......... 77
9. Interoperability requirements ...................... 79
9.1. Specification 1 .................................. 80
9.2. Recommended KDC values ........................... 81
10. Acknowledgments ................................... 81
11. REFERENCES ........................................ 82
A. Pseudo-code for protocol processing ................ 84
A.1. KRB_AS_REQ generation ............................ 84
A.2. KRB_AS_REQ verification and KRB_AS_REP genera-
tion .................................................. 84
A.3. KRB_AS_REP verification .......................... 87
- iv - Expires 28 February 1993
Version 5 - Revision 5.1
A.4. KRB_AS_REP and KRB_TGS_REP common checks ......... 88
A.5. KRB_TGS_REQ generation ........................... 88
A.6. KRB_TGS_REQ verification and KRB_TGS_REP gen-
eration ............................................... 89
A.7. KRB_TGS_REP verification ......................... 94
A.8. Authenticator generation ......................... 95
A.9. KRB_AP_REQ generation ............................ 95
A.10. KRB_AP_REQ verification ......................... 95
A.11. KRB_AP_REP generation ........................... 97
A.12. KRB_AP_REP verification ......................... 97
A.13. KRB_SAFE generation ............................. 97
A.14. KRB_SAFE verification ........................... 98
A.15. KRB_SAFE and KRB_PRIV common checks ............. 98
A.16. KRB_PRIV generation ............................. 99
A.17. KRB_PRIV verification ........................... 99
A.18. KRB_ERROR generation ............................ 100
- v - Expires 28 February 1993
A. Pseudo-code for protocol processing
This appendix provides pseudo-code describing how the
messages are to be constructed and interpreted by clients
and servers.
A.1. KRB_AS_REQ generation
request.pvno := protocol version; /* pvno = 5 */
request.msg-type := message type; /* type = KRB_AS_REQ */
body.kdc-options := users's preferences;
body.cname := user's name;
body.realm := user's realm;
body.sname := service's name; /* usually "krbtgt", "localrealm" */
if (body.kdc-options.POSTDATED is set) then
body.from := requested starting time;
else
omit body.from;
endif
body.till := requested end time;
if (body.kdc-options.RENEWABLE is set) then
body.rtime := requested final renewal time;
endif
body.nonce := random_nonce();
body.etype := requested etypes;
if (user supplied addresses) then
body.addresses := user's addresses;
else
omit body.addresses;
endif
omit body.enc-authorization-data;
request.req-body := body;
kerberos := lookup(name of local kerberos server (or servers));
send(packet,kerberos);
wait(for response);
if (timed_out) then
retry or use alternate server;
endif
A.2. KRB_AS_REQ verification and KRB_AS_REP generation
decode message into req;
client := lookup(req.cname,req.realm);
server := lookup(req.sname,req.realm);
get system_time;
kdc_time := system_time.seconds;
if (!client) then
/* no client in Database */
error_out(KDC_ERR_C_PRINCIPAL_UNKNOWN);
endif
Section A.2. - 84 - Expires 28 February 1993
Version 5 - Revision 5.1
if (!server) then
/* no server in Database */
error_out(KDC_ERR_S_PRINCIPAL_UNKNOWN);
endif
use_etype := first supported etype in req.etypes;
if (no support for req.etypes) then
error_out(KDC_ERR_ETYPE_NOSUPP);
endif
new_tkt.vno := ticket version; /* = 5 */
new_tkt.sname := req.sname;
new_tkt.srealm := req.srealm;
reset all flags in new_tkt.flags;
/* It should be noted that local policy may affect the */
/* processing of any of these flags. For example, some */
/* realms may refuse to issue renewable tickets */
if (req.kdc-options.FORWARDABLE is set) then
set new_tkt.flags.FORWARDABLE;
endif
if (req.kdc-options.PROXIABLE is set) then
set new_tkt.flags.PROXIABLE;
endif
if (req.kdc-options.ALLOW-POSTDATE is set) then
set new_tkt.flags.ALLOW-POSTDATE;
endif
if ((req.kdc-options.RENEW is set) or
(req.kdc-options.VALIDATE is set) or
(req.kdc-options.PROXY is set) or
(req.kdc-options.FORWARDED is set) or
(req.kdc-options.ENC-TKT-IN-SKEY is set)) then
error_out(KDC_ERR_BADOPTION);
endif
new_tkt.session := random_session_key();
new_tkt.cname := req.cname;
new_tkt.crealm := req.crealm;
new_tkt.transited := empty_transited_field();
new_tkt.authtime := kdc_time;
if (req.kdc-options.POSTDATED is set) then
if (against_postdate_policy(req.from)) then
error_out(KDC_ERR_POLICY);
endif
set new_tkt.flags.INVALID;
new_tkt.starttime := req.from;
else
omit new_tkt.starttime; /* treated as authtime when omitted */
endif
if (req.till = 0) then
Section A.2. - 85 - Expires 28 February 1993
Version 5 - Revision 5.1
till := infinity;
else
till := req.till;
endif
new_tkt.endtime := min(till,
new_tkt.starttime+client.max_life,
new_tkt.starttime+server.max_life,
new_tkt.starttime+max_life_for_realm);
if ((req.kdc-options.RENEWABLE-OK is set) and
(new_tkt.endtime < req.till)) then
/* we set the RENEWABLE option for later processing */
set req.kdc-options.RENEWABLE;
req.rtime := req.till;
endif
if (req.rtime = 0) then
rtime := infinity;
else
rtime := req.rtime;
endif
if (req.kdc-options.RENEWABLE is set) then
set new_tkt.flags.RENEWABLE;
new_tkt.renew-till := min(rtime,
new_tkt.starttime+client.max_rlife,
new_tkt.starttime+server.max_rlife,
new_tkt.starttime+max_rlife_for_realm);
else
omit new_tkt.renew-till; /* only present if RENEWABLE */
endif
if (req.addresses) then
new_tkt.caddr := req.addresses;
else
omit new_tkt.caddr;
endif
new_tkt.authorization_data := empty_authorization_data();
encode to-be-encrypted part of ticket into OCTET STRING;
new_tkt.enc-part := encrypt OCTET STRING
using etype_for_key(server.key), server.key, server.p_kvno;
/* Start processing the response */
resp.pvno := 5;
resp.msg-type := KRB_AS_REP;
resp.cname := req.cname;
resp.crealm := req.realm;
resp.ticket := new_tkt;
Section A.2. - 86 - Expires 28 February 1993
Version 5 - Revision 5.1
resp.key := new_tkt.session;
resp.last-req := fetch_last_request_info(client);
resp.nonce := req.nonce;
resp.key-expiration := client.expiration;
resp.flags := new_tkt.flags;
resp.authtime := new_tkt.authtime;
resp.starttime := new_tkt.starttime;
resp.endtime := new_tkt.endtime;
if (new_tkt.flags.RENEWABLE) then
resp.renew-till := new_tkt.renew-till;
endif
resp.realm := new_tkt.realm;
resp.sname := new_tkt.sname;
resp.caddr := new_tkt.caddr;
encode body of reply into OCTET STRING;
resp.enc-part := encrypt OCTET STRING
using use_etype, client.key, client.p_kvno;
send(resp);
A.3. KRB_AS_REP verification
decode response into resp;
if (resp.msg-type = KRB_ERROR) then
process_error(resp);
return;
endif
/* On error, discard the response, and zero the session key */
/* from the response immediately */
key = get_decryption_key(resp.enc-part.kvno, resp.enc-part.etype,
resp.padata);
unencrypted part of resp := decode of decrypt of resp.enc-part
using resp.enc-part.etype and key;
zero(key);
if (common_as_rep_tgs_rep_checks fail) then
destroy resp.key;
return error;
endif
if near(resp.princ_exp) then
print(warning message);
endif
save_for_later(ticket,session,client,server,times,flags);
Section A.3. - 87 - Expires 28 February 1993
Version 5 - Revision 5.1
A.4. KRB_AS_REP and KRB_TGS_REP common checks
if (decryption_error() or
(req.cname != resp.cname) or
(req.realm != resp.crealm) or
(req.sname != resp.sname) or
(req.realm != resp.realm) or
(req.nonce != resp.nonce) or
(req.addresses != resp.caddr)) then
destroy resp.key;
return KRB_AP_ERR_MODIFIED;
endif
/* make sure no flags are set that shouldn't be, and that all that */
/* should be are set */
if (!check_flags_for_compatability(req.kdc-options,resp.flags)) then
destroy resp.key;
return KRB_AP_ERR_MODIFIED;
endif
if ((req.from = 0) and
(resp.starttime is not within allowable skew)) then
destroy resp.key;
return KRB_AP_ERR_SKEW;
endif
if ((req.from != 0) and (req.from != resp.starttime)) then
destroy resp.key;
return KRB_AP_ERR_MODIFIED;
endif
if ((req.till != 0) and (resp.endtime > req.till)) then
destroy resp.key;
return KRB_AP_ERR_MODIFIED;
endif
if ((req.kdc-options.RENEWABLE is set) and
(req.rtime != 0) and (resp.renew-till > req.rtime)) then
destroy resp.key;
return KRB_AP_ERR_MODIFIED;
endif
if ((req.kdc-options.RENEWABLE-OK is set) and
(resp.flags.RENEWABLE) and
(req.till != 0) and
(resp.renew-till > req.till)) then
destroy resp.key;
return KRB_AP_ERR_MODIFIED;
endif
A.5. KRB_TGS_REQ generation
/* Note that make_application_request might have to recursivly */
/* call this routine to get the appropriate ticket-granting ticket */
request.pvno := protocol version; /* pvno = 5 */
request.msg-type := message type; /* type = KRB_TGS_REQ */
body.kdc-options := users's preferences;
Section A.5. - 88 - Expires 28 February 1993
Version 5 - Revision 5.1
body.sname := service's name;
if (body.kdc-options.POSTDATED is set) then
body.from := requested starting time;
else
omit body.from;
endif
body.till := requested end time;
if (body.kdc-options.RENEWABLE is set) then
body.rtime := requested final renewal time;
endif
body.nonce := random_nonce();
body.etype := requested etypes;
if (user supplied addresses) then
body.addresses := user's addresses;
else
omit body.addresses;
endif
body.enc-authorization-data := user-supplied data;
if (body.kdc-options.ENC-TKT-IN-SKEY) then
body.additional-tickets_ticket := second TGT;
endif
request.req-body := body;
check := generate_checksum (req.body,checksumtype);
request.padata[0].padata-type := PA-TGS-REQ;
request.padata[0].padata-value := create a KRB_AP_REQ using
the TGT and checksum
/* add in any other padata as required/supplied */
kerberos := lookup(name of local kerberose server (or servers));
send(packet,kerberos);
wait(for response);
if (timed_out) then
retry or use alternate server;
endif
A.6. KRB_TGS_REQ verification and KRB_TGS_REP generation
/* note that reading the application request requires first
determining the server for which a ticket was issued, and choosing the
correct key for decryption. The name of the server appears in the
plaintext part of the ticket. */
if (no KRB_AP_REQ in req.padata) then
error_out(KDC_ERR_PADATA_TYPE_NOSUPP);
endif
verify KRB_AP_REQ in req.padata;
/* Note that the realm in which the Kerberos server is operating is
determined by the instance from the ticket-granting ticket. The realm
Section A.6. - 89 - Expires 28 February 1993
Version 5 - Revision 5.1
in the ticket-granting ticket is the realm under which the ticket
granting ticket was issued. It is possible for a single Kerberos
server to support more than one realm. */
auth_hdr := KRB_AP_REQ;
tgt := auth_hdr.ticket;
if (tgt.sname is not a TGT for local realm and is not req.sname) then
error_out(KRB_AP_ERR_NOT_US);
realm := realm_tgt_is_for(tgt);
decode remainder of request;
if (auth_hdr.authenticator.cksum type is not supported) then
error_out(KDC_ERR_SUMTYPE_NOSUPP);
endif
if (auth_hdr.authenticator.cksum is not both collision-proof and keyed) then
error_out(KRB_AP_ERR_INAPP_CKSUM);
endif
server := lookup(req.sname,realm);
if (!server) then
if (is_foreign_tgt_name(server)) then
server := best_intermediate_tgs(server);
else
/* no server in Database */
error_out(KDC_ERR_S_PRINCIPAL_UNKNOWN);
endif
endif
session := generate_random_session_key();
use_etype := first supported etype in req.etypes;
if (no support for req.etypes) then
error_out(KDC_ERR_ETYPE_NOSUPP);
endif
new_tkt.vno := ticket version; /* = 5 */
new_tkt.sname := req.sname;
new_tkt.srealm := realm;
reset all flags in new_tkt.flags;
/* It should be noted that local policy may affect the */
/* processing of any of these flags. For example, some */
/* realms may refuse to issue renewable tickets */
new_tkt.caddr := tgt.caddr;
resp.caddr := NULL; /* We only include this if they change */
if (req.kdc-options.FORWARDABLE is set) then
if (tgt.flags.FORWARDABLE is reset) then
error_out(KDC_ERR_BADOPTION);
Section A.6. - 90 - Expires 28 February 1993
Version 5 - Revision 5.1
endif
set new_tkt.flags.FORWARDABLE;
endif
if (req.kdc-options.FORWARDED is set) then
if (tgt.flags.FORWARDABLE is reset) then
error_out(KDC_ERR_BADOPTION);
endif
set new_tkt.flags.FORWARDED;
new_tkt.caddr := req.addresses;
resp.caddr := req.addresses;
endif
if (tgt.flags.FORWARDED is set) then
set new_tkt.flags.FORWARDED;
endif
if (req.kdc-options.PROXIABLE is set) then
if (tgt.flags.PROXIABLE is reset)
error_out(KDC_ERR_BADOPTION);
endif
set new_tkt.flags.PROXIABLE;
endif
if (req.kdc-options.PROXY is set) then
if (tgt.flags.PROXIABLE is reset) then
error_out(KDC_ERR_BADOPTION);
endif
set new_tkt.flags.PROXY;
new_tkt.caddr := req.addresses;
resp.caddr := req.addresses;
endif
if (req.kdc-options.POSTDATE is set) then
if (tgt.flags.POSTDATE is reset)
error_out(KDC_ERR_BADOPTION);
endif
set new_tkt.flags.POSTDATE;
endif
if (req.kdc-options.POSTDATED is set) then
if (tgt.flags.POSTDATE is reset) then
error_out(KDC_ERR_BADOPTION);
endif
set new_tkt.flags.POSTDATED;
set new_tkt.flags.INVALID;
if (against_postdate_policy(req.from)) then
error_out(KDC_ERR_POLICY);
endif
new_tkt.starttime := req.from;
endif
if (req.kdc-options.VALIDATE is set) then
if (tgt.flags.INVALID is reset) then
error_out(KDC_ERR_POLICY);
endif
if (tgt.starttime > kdc_time) then
Section A.6. - 91 - Expires 28 February 1993
Version 5 - Revision 5.1
error_out(KRB_AP_ERR_NYV);
endif
if (check_hot_list(tgt)) then
error_out(KRB_AP_ERR_REPEAT);
endif
tkt := tgt;
reset new_tkt.flags.INVALID;
endif
if (req.kdc-options.(any flag except ENC-TKT-IN-SKEY, RENEW,
and those already processed) is set) then
error_out(KDC_ERR_BADOPTION);
endif
new_tkt.authtime := tgt.authtime;
if (req.kdc-options.RENEW is set) then
/* Note that if the endtime has already passed, the ticket would */
/* have been rejected in the initial authentication stage, so */
/* there is no need to check again here */
if (tgt.flags.RENEWABLE is reset) then
error_out(KDC_ERR_BADOPTION);
endif
if (tgt.renew-till >= kdc_time) then
error_out(KRB_AP_ERR_TKT_EXPIRED);
endif
tkt := tgt;
new_tkt.starttime := kdc_time;
old_life := tgt.endttime - tgt.starttime;
new_tkt.endtime := min(tgt.renew-till,
new_tkt.starttime + old_life);
else
new_tkt.starttime := kdc_time;
if (req.till = 0) then
till := infinity;
else
till := req.till;
endif
new_tkt.endtime := min(till,
new_tkt.starttime+client.max_life,
new_tkt.starttime+server.max_life,
new_tkt.starttime+max_life_for_realm,
tgt.endtime);
if ((req.kdc-options.RENEWABLE-OK is set) and
(new_tkt.endtime < req.till) and
(tgt.flags.RENEWABLE is set) then
/* we set the RENEWABLE option for later processing */
set req.kdc-options.RENEWABLE;
req.rtime := min(req.till, tgt.renew-till);
endif
endif
if (req.rtime = 0) then
Section A.6. - 92 - Expires 28 February 1993
Version 5 - Revision 5.1
rtime := infinity;
else
rtime := req.rtime;
endif
if ((req.kdc-options.RENEWABLE is set) and
(tgt.flags.RENEWABLE is set)) then
set new_tkt.flags.RENEWABLE;
new_tkt.renew-till := min(rtime,
new_tkt.starttime+client.max_rlife,
new_tkt.starttime+server.max_rlife,
new_tkt.starttime+max_rlife_for_realm,
tgt.renew-till);
else
new_tkt.renew-till := OMIT; /* leave the renew-till field out */
endif
if (req.enc-authorization-data is present) then
decrypt req.enc-authorization-data into decrypted_authorization_data
using auth_hdr.authenticator.subkey;
if (decrypt_error()) then
error_out(KRB_AP_ERR_BAD_INTEGRITY);
endif
endif
new_tkt.authorization_data := req.auth_hdr.ticket.authorization_data +
decrypted_authorization_data;
new_tkt.key := session;
new_tkt.crealm := tgt.crealm;
new_tkt.cname := req.auth_hdr.ticket.cname;
if (realm_tgt_is_for(tgt) := tgt.realm) then
/* tgt issued by local realm */
new_tkt.transited := tgt.transited;
else
/* was issued for this realm by some other realm */
if (tgt.transited.tr-type not supported) then
error_out(KDC_ERR_TRTYPE_NOSUPP);
endif
new_tkt.transited := compress_transited(tgt.transited + tgt.realm)
endif
encode encrypted part of new_tkt into OCTET STRING;
if (req.kdc-options.ENC-TKT-IN-SKEY is set) then
if (req.second_ticket is not a TGT) then
error_out(KDC_ERR_POLICY);
endif
new_tkt.enc-part := encrypt OCTET STRING using
using etype_for_key(second-ticket.key), second-ticket.key;
else
new_tkt.enc-part := encrypt OCTET STRING
using etype_for_key(server.key), server.key, server.p_kvno;
endif
Section A.6. - 93 - Expires 28 February 1993
Version 5 - Revision 5.1
resp.pvno := 5;
resp.msg-type := KRB_TGS_REP;
resp.crealm := tgt.crealm;
resp.cname := tgt.cname;
resp.ticket := new_tkt;
resp.key := session;
resp.nonce := req.nonce;
resp.last-req := fetch_last_request_info(client);
resp.flags := new_tkt.flags;
resp.authtime := new_tkt.authtime;
resp.starttime := new_tkt.starttime;
resp.endtime := new_tkt.endtime;
omit resp.key-expiration;
resp.sname := new_tkt.sname;
resp.realm := new_tkt.realm;
if (new_tkt.flags.RENEWABLE) then
resp.renew-till := new_tkt.renew-till;
endif
encode body of reply into OCTET STRING;
if (req.padata.authenticator.subkey)
resp.enc-part := encrypt OCTET STRING using use_etype,
req.padata.authenticator.subkey;
else resp.enc-part := encrypt OCTET STRING using use_etype, tgt.key;
send(resp);
A.7. KRB_TGS_REP verification
decode response into resp;
if (resp.msg-type = KRB_ERROR) then
process_error(resp);
return;
endif
/* On error, discard the response, and zero the session key from
the response immediately */
if (req.padata.authenticator.subkey)
unencrypted part of resp := decode of decrypt of resp.enc-part
using resp.enc-part.etype and subkey;
else unencrypted part of resp := decode of decrypt of resp.enc-part
using resp.enc-part.etype and tgt's session key;
if (common_as_rep_tgs_rep_checks fail) then
destroy resp.key;
return error;
Section A.7. - 94 - Expires 28 February 1993
Version 5 - Revision 5.1
endif
check authorization_data as necessary;
save_for_later(ticket,session,client,server,times,flags);
A.8. Authenticator generation
body.authenticator-vno := authenticator vno; /* = 5 */
body.cname, body.crealm := client name;
if (supplying checksum) then
body.cksum := checksum;
endif
get system_time;
body.ctime, body.cusec := system_time;
if (selecting sub-session key) then
select sub-session key;
body.subkey := sub-session key;
endif
if (using sequence numbers) then
select initial sequence number;
body.seq-number := initial sequence;
endif
A.9. KRB_AP_REQ generation
obtain ticket and session_key from cache;
packet.pvno := protocol version; /* 5 */
packet.msg-type := message type; /* KRB_AP_REQ */
if (desired(MUTUAL_AUTHENTICATION)) then
set packet.ap-options.MUTUAL-REQUIRED;
else
reset packet.ap-options.MUTUAL-REQUIRED;
endif
if (using session key for ticket) then
set packet.ap-options.USE-SESSION-KEY;
else
reset packet.ap-options.USE-SESSION-KEY;
endif
packet.ticket := ticket; /* ticket */
generate authenticator;
encode authenticator into OCTET STRING;
encrypt OCTET STRING into packet.authenticator using session_key;
A.10. KRB_AP_REQ verification
receive packet;
if (packet.pvno != 5) then
either process using other protocol spec
or error_out(KRB_AP_ERR_BADVERSION);
endif
if (packet.msg-type != KRB_AP_REQ) then
error_out(KRB_AP_ERR_MSG_TYPE);
endif
if (packet.ticket.tkt_vno != 5) then
either process using other protocol spec
Section A.10. - 95 - Expires 28 February 1993
Version 5 - Revision 5.1
or error_out(KRB_AP_ERR_BADVERSION);
endif
if (packet.ap_options.USE-SESSION-KEY is set) then
retrieve session key from ticket-granting ticket for
packet.ticket.{sname,srealm,enc-part.etype};
else
retrieve service key for
packet.ticket.{sname,srealm,enc-part.etype,enc-part.skvno};
endif
if (no_key_available) then
if (cannot_find_specified_skvno) then
error_out(KRB_AP_ERR_BADKEYVER);
else
error_out(KRB_AP_ERR_NOKEY);
endif
endif
decrypt packet.ticket.enc-part into decr_ticket using retrieved key;
if (decryption_error()) then
error_out(KRB_AP_ERR_BAD_INTEGRITY);
endif
decrypt packet.authenticator into decr_authenticator
using decr_ticket.key;
if (decryption_error()) then
error_out(KRB_AP_ERR_BAD_INTEGRITY);
endif
if (decr_authenticator.{cname,crealm} !=
decr_ticket.{cname,crealm}) then
error_out(KRB_AP_ERR_BADMATCH);
endif
if (decr_ticket.caddr is present) then
if (sender_address(packet) is not in decr_ticket.caddr) then
error_out(KRB_AP_ERR_BADADDR);
endif
elseif (application requires addresses) then
error_out(KRB_AP_ERR_BADADDR);
endif
if (not in_clock_skew(decr_authenticator.ctime,
decr_authenticator.cusec)) then
error_out(KRB_AP_ERR_SKEW);
endif
if (repeated(decr_authenticator.{ctime,cusec,cname,crealm})) then
error_out(KRB_AP_ERR_REPEAT);
endif
save_identifier(decr_authenticator.{ctime,cusec,cname,crealm});
get system_time;
if ((decr_ticket.starttime-system_time > CLOCK_SKEW) or
(decr_ticket.flags.INVALID is set)) then
/* it hasn't yet become valid */
error_out(KRB_AP_ERR_TKT_NYV);
endif
if (system_time-decr_ticket.endtime > CLOCK_SKEW) then
error_out(KRB_AP_ERR_TKT_EXPIRED);
endif
/* caller must check decr_ticket.flags for any pertinent details */
Section A.10. - 96 - Expires 28 February 1993
Version 5 - Revision 5.1
return(OK, decr_ticket, packet.ap_options.MUTUAL-REQUIRED);
A.11. KRB_AP_REP generation
packet.pvno := protocol version; /* 5 */
packet.msg-type := message type; /* KRB_AP_REP */
body.ctime := packet.ctime;
body.cusec := packet.cusec;
if (selecting sub-session key) then
select sub-session key;
body.subkey := sub-session key;
endif
if (using sequence numbers) then
select initial sequence number;
body.seq-number := initial sequence;
endif
encode body into OCTET STRING;
select encryption type;
encrypt OCTET STRING into packet.enc-part;
A.12. KRB_AP_REP verification
receive packet;
if (packet.pvno != 5) then
either process using other protocol spec
or error_out(KRB_AP_ERR_BADVERSION);
endif
if (packet.msg-type != KRB_AP_REP) then
error_out(KRB_AP_ERR_MSG_TYPE);
endif
cleartext := decrypt(packet.enc-part) using ticket's session key;
if (decryption_error()) then
error_out(KRB_AP_ERR_BAD_INTEGRITY);
endif
if (cleartext.ctime != authenticator.ctime) then
error_out(KRB_AP_ERR_MUT_FAIL);
endif
if (cleartext.cusec != authenticator.cusec) then
error_out(KRB_AP_ERR_MUT_FAIL);
endif
if (cleartext.subkey is present) then
save cleartext.subkey for future use;
endif
if (cleartext.seq-number is present) then
save cleartext.seq-number for future verifications;
endif
return(AUTHENTICATION_SUCCEEDED);
A.13. KRB_SAFE generation
collect user data in buffer;
/* assemble packet: */
packet.pvno := protocol version; /* 5 */
Section A.13. - 97 - Expires 28 February 1993
Version 5 - Revision 5.1
packet.msg-type := message type; /* KRB_SAFE */
body.user-data := buffer; /* DATA */
if (using timestamp) then
get system_time;
body.timestamp, body.usec := system_time;
endif
if (using sequence numbers) then
body.seq-number := sequence number;
endif
body.s-address := sender host addresses;
if (only one recipient) then
body.r-address := recipient host address;
endif
checksum.cksumtype := checksum type;
compute checksum over body;
checksum.checksum := checksum value; /* checksum.checksum */
packet.cksum := checksum;
packet.safe-body := body;
A.14. KRB_SAFE verification
receive packet;
if (packet.pvno != 5) then
either process using other protocol spec
or error_out(KRB_AP_ERR_BADVERSION);
endif
if (packet.msg-type != KRB_SAFE) then
error_out(KRB_AP_ERR_MSG_TYPE);
endif
if (packet.checksum.cksumtype is not both collision-proof and keyed) then
error_out(KRB_AP_ERR_INAPP_CKSUM);
endif
if (safe_priv_common_checks_ok(packet)) then
set computed_checksum := checksum(packet.body);
if (computed_checksum != packet.checksum) then
error_out(KRB_AP_ERR_MODIFIED);
endif
return (packet, PACKET_IS_GENUINE);
else
return common_checks_error;
endif
A.15. KRB_SAFE and KRB_PRIV common checks
if (packet.s-address != O/S_sender(packet)) then
/* O/S report of sender not who claims to have sent it */
error_out(KRB_AP_ERR_BADADDR);
endif
if ((packet.r-address is present) and
(packet.r-address != local_host_address)) then
/* was not sent to proper place */
error_out(KRB_AP_ERR_BADADDR);
endif
if (((packet.timestamp is present) and
(not in_clock_skew(packet.timestamp,packet.usec))) or
Section A.15. - 98 - Expires 28 February 1993
Version 5 - Revision 5.1
(packet.timestamp is not present and timestamp expected)) then
error_out(KRB_AP_ERR_SKEW);
endif
if (repeated(packet.timestamp,packet.usec,packet.s-address)) then
error_out(KRB_AP_ERR_REPEAT);
endif
if (((packet.seq-number is present) and
((not in_sequence(packet.seq-number)))) or
(packet.seq-number is not present and sequence expected)) then
error_out(KRB_AP_ERR_BADORDER);
endif
if (packet.timestamp not present and packet.seq-number not present) then
error_out(KRB_AP_ERR_MODIFIED);
endif
save_identifier(packet.{timestamp,usec,s-address},
sender_principal(packet));
return PACKET_IS_OK;
A.16. KRB_PRIV generation
collect user data in buffer;
/* assemble packet: */
packet.pvno := protocol version; /* 5 */
packet.msg-type := message type; /* KRB_PRIV */
packet.enc-part.etype := encryption type;
body.user-data := buffer;
if (using timestamp) then
get system_time;
body.timestamp, body.usec := system_time;
endif
if (using sequence numbers) then
body.seq-number := sequence number;
endif
body.s-address := sender host addresses;
if (only one recipient) then
body.r-address := recipient host address;
endif
encode body into OCTET STRING;
select encryption type;
encrypt OCTET STRING into packet.enc-part.cipher;
A.17. KRB_PRIV verification
receive packet;
if (packet.pvno != 5) then
either process using other protocol spec
or error_out(KRB_AP_ERR_BADVERSION);
endif
Section A.17. - 99 - Expires 28 February 1993
Version 5 - Revision 5.1
if (packet.msg-type != KRB_PRIV) then
error_out(KRB_AP_ERR_MSG_TYPE);
endif
cleartext := decrypt(packet.enc-part) using negotiated key;
if (decryption_error()) then
error_out(KRB_AP_ERR_BAD_INTEGRITY);
endif
if (safe_priv_common_checks_ok(cleartext)) then
return(cleartext.DATA, PACKET_IS_GENUINE_AND_UNMODIFIED);
else
return common_checks_error;
endif
A.18. KRB_ERROR generation
/* assemble packet: */
packet.pvno := protocol version; /* 5 */
packet.msg-type := message type; /* KRB_ERROR */
get system_time;
packet.stime, packet.susec := system_time;
packet.realm, packet.sname := server name;
if (client time available) then
packet.ctime, packet.cusec := client_time;
endif
packet.error-code := error code;
if (client name available) then
packet.cname, packet.crealm := client name;
endif
if (error text available) then
packet.e-text := error text;
endif
if (error data available) then
packet.e-data := error data;
endif
- c - Expires 28 February 1993
Table of Contents
Overview .............................................. 1
Background ............................................ 2
1. Introduction ....................................... 2
1.1. Cross-Realm Operation ............................ 4
1.2. Environmental assumptions ........................ 5
1.3. Glossary of terms ................................ 6
2. Ticket flag uses and requests ...................... 9
2.1. Initial and pre-authenticated tickets ............ 9
2.2. Invalid tickets .................................. 9
2.3. Renewable tickets ................................ 9
2.4. Postdated tickets ................................ 10
2.5. Proxiable and proxy tickets ...................... 11
2.6. Forwardable tickets .............................. 12
2.7. Other KDC options ................................ 12
3. Message Exchanges .................................. 13
3.1. The Authentication Service Exchange .............. 13
3.1.1. Generation of KRB_AS_REQ message ............... 14
3.1.2. Receipt of KRB_AS_REQ message .................. 14
3.1.3. Generation of KRB_AS_REP message ............... 14
3.1.4. Generation of KRB_ERROR message ................ 16
3.1.5. Receipt of KRB_AS_REP message .................. 16
3.1.6. Receipt of KRB_ERROR message ................... 17
3.2. The Client/Server Authentication Exchange ........ 17
- i - Expires 28 February 1993
Version 5 - Revision 5.1
3.2.1. The KRB_AP_REQ message ......................... 17
3.2.2. Generation of a KRB_AP_REQ message ............. 18
3.2.3. Receipt of KRB_AP_REQ message .................. 18
3.2.4. Generation of a KRB_AP_REP message ............. 20
3.2.5. Receipt of KRB_AP_REP message .................. 21
3.2.6. Using the encryption key ....................... 21
3.3. The Ticket-Granting Service (TGS) Exchange ....... 22
3.3.1. Generation of KRB_TGS_REQ message .............. 23
3.3.2. Receipt of KRB_TGS_REQ message ................. 24
3.3.3. Generation of KRB_TGS_REP message .............. 25
3.3.3.1. Encoding the transited field ................. 27
3.3.4. Receipt of KRB_TGS_REP message ................. 29
3.4. The KRB_SAFE Exchange ............................ 29
3.4.1. Generation of a KRB_SAFE message ............... 29
3.4.2. Receipt of KRB_SAFE message .................... 30
3.5. The KRB_PRIV Exchange ............................ 30
3.5.1. Generation of a KRB_PRIV message ............... 31
3.5.2. Receipt of KRB_PRIV message .................... 31
4. The Kerberos Database .............................. 32
4.1. Database contents ................................ 32
4.2. Additional fields ................................ 33
4.3. Frequently Changing Fields ....................... 34
4.4. Site Constants ................................... 34
5. Message Specifications ............................. 35
5.1. ASN.1 Distinguished Encoding Representation ...... 35
5.2. ASN.1 Base Definitions ........................... 35
5.3. Tickets and Authenticators ....................... 38
- ii - Expires 28 February 1993
Version 5 - Revision 5.1
5.3.1. Tickets ........................................ 38
5.3.2. Authenticators ................................. 44
5.4. Specifications for the AS and TGS exchanges ...... 45
5.4.1. KRB_KDC_REQ definition ......................... 45
5.4.2. KRB_KDC_REP definition ......................... 52
5.5. Client/Server (CS) message specifications ........ 55
5.5.1. KRB_AP_REQ definition .......................... 55
5.5.2. KRB_AP_REP definition .......................... 56
5.5.3. Error message reply ............................ 57
5.6. KRB_SAFE message specification ................... 57
5.6.1. KRB_SAFE definition ............................ 57
5.7. KRB_PRIV message specification ................... 59
5.7.1. KRB_PRIV definition ............................ 59
5.8. Error message specification ...................... 60
5.8.1. KRB_ERROR definition ........................... 60
6. Encryption and Checksum Specifications ............. 62
6.1. Encryption Specifications ........................ 63
6.2. Encryption Keys .................................. 65
6.3. Encryption Systems ............................... 66
6.3.1. The NULL Encryption System (null) .............. 66
6.3.2. DES in CBC mode with a CRC-32 checksum (des-
cbc-crc) .............................................. 66
6.3.3. DES in CBC mode with an MD4 checksum (des-
cbc-md4) .............................................. 67
6.3.4. DES in CBC mode with an MD5 checksum (des-
cbc-md5) .............................................. 67
6.4. Checksums ........................................ 68
6.4.1. The CRC-32 Checksum (crc32) .................... 69
6.4.2. The RSA MD4 Checksum (rsa-md4) ................. 69
- iii - Expires 28 February 1993
Version 5 - Revision 5.1
6.4.3. RSA MD4 Cryptographic Checksum Using DES
(rsa-md4-des) ......................................... 70
6.4.4. The RSA MD5 Checksum (rsa-md5) ................. 71
6.4.5. RSA MD5 Cryptographic Checksum Using DES
(rsa-md5-des) ......................................... 71
6.4.6. DES cipher-block chained checksum (des-mac)
6.4.7. RSA MD4 Cryptographic Checksum Using DES
alternative (rsa-md4-des-k) ........................... 72
6.4.8. DES cipher-block chained checksum alternative
(des-mac-k) ........................................... 72
7. Naming Constraints ................................. 73
7.1. Realm Names ...................................... 73
7.2. Principal Names .................................. 74
8. Constants and other defined values ................. 75
8.1. Host address types ............................... 75
8.2. KDC messages ..................................... 76
8.2.1. IP transport ................................... 76
8.2.2. OSI transport .................................. 76
8.2.3. Name of the TGS ................................ 77
8.3. Protocol constants and associated values ......... 77
9. Interoperability requirements ...................... 79
9.1. Specification 1 .................................. 80
9.2. Recommended KDC values ........................... 81
10. Acknowledgments ................................... 81
11. REFERENCES ........................................ 82
A. Pseudo-code for protocol processing ................ 84
A.1. KRB_AS_REQ generation ............................ 84
A.2. KRB_AS_REQ verification and KRB_AS_REP genera-
tion .................................................. 84
A.3. KRB_AS_REP verification .......................... 87
- iv - Expires 28 February 1993
Version 5 - Revision 5.1
A.4. KRB_AS_REP and KRB_TGS_REP common checks ......... 88
A.5. KRB_TGS_REQ generation ........................... 88
A.6. KRB_TGS_REQ verification and KRB_TGS_REP gen-
eration ............................................... 89
A.7. KRB_TGS_REP verification ......................... 94
A.8. Authenticator generation ......................... 95
A.9. KRB_AP_REQ generation ............................ 95
A.10. KRB_AP_REQ verification ......................... 95
A.11. KRB_AP_REP generation ........................... 97
A.12. KRB_AP_REP verification ......................... 97
A.13. KRB_SAFE generation ............................. 97
A.14. KRB_SAFE verification ........................... 98
A.15. KRB_SAFE and KRB_PRIV common checks ............. 98
A.16. KRB_PRIV generation ............................. 99
A.17. KRB_PRIV verification ........................... 99
A.18. KRB_ERROR generation ............................ 100
- v - Expires 28 February 1993